0001225208-16-034026.txt : 20160526 0001225208-16-034026.hdr.sgml : 20160526 20160526153356 ACCESSION NUMBER: 0001225208-16-034026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160525 FILED AS OF DATE: 20160526 DATE AS OF CHANGE: 20160526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Talaulicar Anant CENTRAL INDEX KEY: 0001485525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161677955 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-05-25 0000026172 CUMMINS INC CMI 0001485525 Talaulicar Anant 500 JACKSON STREET COLUMBUS IN 47201 1 VP & Ch. - Cummins India ABO Common 2016-05-25 4 S 0 5100.0000 111.5383 D 13009.0000 D Common 269.4900 I By 401(k) Plan Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 7350.0000 7350.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 11450.0000 11450.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 8550.0000 8550.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 10730.0000 10730.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 23280.0000 23280.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 6520.0000 6520.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.448 - $111.5401. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-05-26