0001225208-15-012091.txt : 20150514 0001225208-15-012091.hdr.sgml : 20150514 20150514151823 ACCESSION NUMBER: 0001225208-15-012091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150512 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leitao Antonio CENTRAL INDEX KEY: 0001638267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 15862372 MAIL ADDRESS: STREET 1: 1400 73RD AVENUE, NE CITY: FRIDLEY STATE: MN ZIP: 55432 4 1 doc4.xml X0306 4 2015-05-12 0000026172 CUMMINS INC CMI 0001638267 Leitao Antonio 500 JACKSON STREET COLUMBUS IN 47201 1 President - Power Generation Common 2015-05-12 4 M 0 900.0000 35.2350 A 2533.0000 D Common 2015-05-12 4 M 0 700.0000 56.4550 A 3233.0000 D Common 2015-05-12 4 S 0 874.0000 141.2300 D 2359.0000 D Common 529.3600 I By 401(k) Plan Stock Option (Right-to-Buy) 56.4550 2015-05-12 4 M 0 700.0000 0.0000 D 2013-02-23 2020-02-23 Common 700.0000 0.0000 D Stock Option (Right-to-Buy) 35.2350 2015-05-12 4 M 0 900.0000 0.0000 D 2012-06-12 2019-06-12 Common 900.0000 0.0000 D Stock Option (Right-to-Buy) 103.0700 2014-03-03 2021-03-03 Common 450.0000 450.0000 D Stock Option (Right-to-Buy) 120.2800 2015-04-02 2022-04-02 Common 1290.0000 1290.0000 D Stock Option (Right-to-Buy) 111.8400 2016-04-02 2023-04-02 Common 1670.0000 1670.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1420.0000 1420.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 5360.0000 5360.0000 D Stock Option (Right-to-Buy) 119.7700 2014-05-02 2021-05-02 Common 429.0000 429.0000 D Stock Option (Right-to-Buy) 67.5750 2013-06-01 2020-06-01 Common 650.0000 650.0000 D Stock Option (Right-to-Buy) 105.6600 2014-07-01 2021-07-01 Common 561.0000 561.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2015-05-14