0001225208-13-003935.txt : 20130213 0001225208-13-003935.hdr.sgml : 20130213 20130213132125 ACCESSION NUMBER: 0001225208-13-003935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130212 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALL JOHN C CENTRAL INDEX KEY: 0001238887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 13601607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2013-02-12 0000026172 CUMMINS INC CMI 0001238887 WALL JOHN C 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Chief Technical Officer Common 2013-02-12 4 M 0 3130.0000 58.1150 A 40237.0000 D Common 2013-02-12 4 S 0 3130.0000 119.3160 D 37107.0000 D Common 2013-02-12 4 S 0 5000.0000 119.0700 D 32107.0000 D Common 341.1400 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2013-02-12 4 M 0 3130.0000 0.0000 D 2012-03-01 2020-03-01 Common 3130.0000 0.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 5150.0000 5150.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 4560.0000 4560.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $119.23 - $119.41. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2013-02-12