0001179110-20-010290.txt : 20201005 0001179110-20-010290.hdr.sgml : 20201005 20201005215642 ACCESSION NUMBER: 0001179110-20-010290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aga Anshooman CENTRAL INDEX KEY: 0001711750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201225481 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2020-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001711750 Aga Anshooman 9333 BALBOA AVE SAN DIEGO CA 92123 0 1 0 0 EVP/CFO Common Stock 2020-10-01 4 M 0 7863 A 11837 D Common Stock 2020-10-01 4 F 0 3901 57.54 D 7936 D Common Stock 251.8318 I Cubic 401(k) Restricted Stock Units 2020-10-01 4 M 0 541 D Common Stock 541 0 D Restricted Stock Units 2020-10-01 4 M 0 1018 D Common Stock 1018 1018 D Restricted Stock Units 2020-10-01 4 M 0 1949 D Common Stock 1949 3898 D Restricted Stock Units 2020-10-01 4 M 0 4355 D Common Stock 4355 8709 D Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock. Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units. Represents shares held by the Reporting Person's 401(k). This is the fourth of four vesting installments of RSUs granted to the Reporting Person on July 17, 2017. This is the third of four vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 1,018 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 3,898 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date. This is the first of three vesting installments of RSUs granted to the Reporting Person on November 29, 2019. The remaining 8,709 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to the Reporting Person's continuous service through each application vesting date. Hilary L. Hageman, Attorney-in-fact for Anshooman Aga 2020-10-05