0001179110-20-010288.txt : 20201005 0001179110-20-010288.hdr.sgml : 20201005 20201005215606 ACCESSION NUMBER: 0001179110-20-010288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Grace G. CENTRAL INDEX KEY: 0001794757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201225478 MAIL ADDRESS: STREET 1: C/O CUBIC CORPORATION STREET 2: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2020-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001794757 Lee Grace G. 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP, Chief HR & Diversity Ofc. Common Stock 2020-10-01 4 M 0 6487 A 11154 D Common Stock 2020-10-01 4 F 0 2396 57.54 D 8758 D Restricted Stock Units 2020-10-01 4 M 0 975 D Common Stock 975 1948 D Restricted Stock Units 2020-10-01 4 M 0 2339 D Common Stock 2339 7016 D Restricted Stock Units 2020-10-01 4 M 0 1960 D Common Stock 1960 3918 D Restricted Stock Units 2020-10-01 4 M 0 1213 D Common Stock 1213 2425 D Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB stock. Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units. Each RSU represents a contingent right to receive one share of CUB common stock. This is the second of four vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 1,948 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date. This is the second of five vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 7,016 shares from such grant shall vest in three equal installments on each of October 1, 2021, 2022 and 2023 subject to the Reporting Person's continuous service through each application vesting date. This is the first of three vesting installments of RSUs granted to the Reporting Person on November 21, 2019. The remaining 3,918 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date. This is the first of three vesting installments of RSUs granted to the Reporting Person on November 21, 2019. The remaining 2,425 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date. Hilary L. Hageman, Attorney-in-fact for Grace Lee 2020-10-05