0001179110-20-010269.txt : 20201005 0001179110-20-010269.hdr.sgml : 20201005 20201005213842 ACCESSION NUMBER: 0001179110-20-010269 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Grace G. CENTRAL INDEX KEY: 0001794757 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201225427 MAIL ADDRESS: STREET 1: C/O CUBIC CORPORATION STREET 2: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 3/A 1 edgar.xml FORM 3/A - X0206 3/A 2019-11-25 2019-12-03 0 0000026076 CUBIC CORP /DE/ CUB 0001794757 Lee Grace G. 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP, Chief HR & Diversity Ofc. Restricted Stock Units Common Stock 3898 D Restricted Stock Units Common Stock 2923 D Restricted Stock Units Common Stock 9355 D Form 3 filed on December 3, 2019 inadvertently omitted these restricted stock units. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2021, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% on sales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date. The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date. The time-based RSUs vest in four equal installments on each of October 1, 2020, 2021, 2022, and 2023 subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date. Each RSU represents a contingent right to receive one share of CUB common stock. Hilary L. Hageman, Attorney-in-fact for Grace Lee 2020-10-05