0001179110-19-012709.txt : 20191212 0001179110-19-012709.hdr.sgml : 20191212 20191212131612 ACCESSION NUMBER: 0001179110-19-012709 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191212 DATE AS OF CHANGE: 20191212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELDMANN BRADLEY H CENTRAL INDEX KEY: 0001097235 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191281538 MAIL ADDRESS: STREET 1: C/O MANTECH INTERNATIONAL CORP STREET 2: 12015 LEE JACKSON HWY CITY: FAIRFAX STATE: VA ZIP: 22033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2019-10-01 2019-10-03 0 0000026076 CUBIC CORP /DE/ CUB 0001097235 FELDMANN BRADLEY H 9333 BALBOA AVENUE SAN DIEGO CA 92123 1 1 0 0 Chairman/President/CEO Common Stock 2019-10-01 4 M 0 24147 A 70880 D Common Stock 2019-10-01 4 F 0 11919 67.55 D 58961 D Common Stock 1533.8869 I Cubic 401(k) Common Stock 3050 I Feldmann IRA Common Stock 33 I The Feldmann Family Trust DTD 04-20-12 Common Stock 11 I Child Restricted Stock Unit 2019-10-01 4 M 0 4780 D Common Stock 4780 0 D Restricted Stock Unit 2019-10-01 4 M 0 5972 D Common Stock 5972 5972 D Restricted Stock Unit 2019-10-01 4 M 0 5599 D Common Stock 5599 11197 D Restricted Stock Unit 2019-10-01 4 M 0 7796 D Common Stock 7796 23386 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. Represents Shares held by Reporting Person's 401(k). Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right. The Feldmann Family Trust DTD 04-20-2012, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights. Represents Shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities. This is the fourth and final vesting installment of RSUs granted to Reporting Person on November 6, 2015. This is the third of four vesting installments of RSUs granted to Reporting Person on November 14, 2016. The remaining 5,972 shares from such grant will vest October 1, 2020, subject toReporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The Remaining 11,197 shares from such grant shall vest in two equalinstallments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date. This is the first of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 23,387 shares from such grant shall vest in 3 equal installments onOctober 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date. Heidi Runge, Attorney-in-fact for Bradley H. Feldmann 2019-12-12