0001179110-18-013175.txt : 20181126 0001179110-18-013175.hdr.sgml : 20181126 20181126142907 ACCESSION NUMBER: 0001179110-18-013175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181121 FILED AS OF DATE: 20181126 DATE AS OF CHANGE: 20181126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aga Anshooman CENTRAL INDEX KEY: 0001711750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 181200696 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2018-11-21 0 0000026076 CUBIC CORP /DE/ CUB 0001711750 Aga Anshooman 9333 BALBOA AVE SAN DIEGO CA 92123 0 1 0 0 EVP/CFO Restricted Stock Units 2018-11-21 4 A 0 7796 0 A Common Stock 7796 7796 D Restricted Stock Units 2018-11-21 4 A 0 7796 0 A Common Stock 7796 7796 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2021, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% on sales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date. The time-based RSUs vest in four equal installments on each of October 1, 2019, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date. Claudia M. Strup, Attorney-in-fact for Anshooman Aga 2018-11-26