-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsfzqcAShbfwudLm+TDPdu0HdiLtMAPGRweXGoQbOR/uDSYU890ejRiFRcIBO+xU yyac86UrxTe/diz9fOueLw== 0001181431-04-009634.txt : 20040217 0001181431-04-009634.hdr.sgml : 20040216 20040217103023 ACCESSION NUMBER: 0001181431-04-009634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040212 FILED AS OF DATE: 20040217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMUCKER JOHN L CENTRAL INDEX KEY: 0001267881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08037 FILM NUMBER: 04604496 MAIL ADDRESS: STREET 1: C/O AEROFLEX INC STREET 2: 35 S SERVICE RD CITY: PLAINVIEW STATE: NY ZIP: 11803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROFLEX INC CENTRAL INDEX KEY: 0000002601 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 111974412 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 35 S SERVICE RD CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 5166946700 MAIL ADDRESS: STREET 1: 35 S SERVICE ROAD CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: ARX INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AEROFLEX LABORATORIES INC DATE OF NAME CHANGE: 19851119 4 1 rrd33339.xml FORM 4 FILING X0201 4 2004-02-12 0 0000002601 AEROFLEX INC ARXX 0001267881 SMUCKER JOHN L C/O: AEROFLEX INCORPORATED 35 SOUTH SERVICE ROAD PLAINVIEW NY 11803 1 0 0 0 Common Stock 2004-02-12 4 M 0 6460 2.88 A 646551 D Common Stock 2004-02-12 4 S 0 3400 16.14 D 643151 D Common Stock 2004-02-12 4 S 0 1760 16.03 D 641391 D Common Stock 2004-02-12 4 S 0 500 16.13 D 640891 D Common Stock 2004-02-12 4 S 0 200 16.15 D 640691 D Common Stock 2004-02-12 4 S 0 400 16.21 D 640291 D Common Stock 2004-02-12 4 S 0 200 16.22 D 640091 D Common Stock 2004-02-12 4 S 0 300 16.16 D 97970 I By LLC Common Stock 2004-02-12 4 S 0 155 16.13 D 97815 I By LLC Common Stock 2004-02-12 4 S 0 100 16.17 D 97715 I By LLC Common Stock 2004-02-13 4 M 0 6460 2.88 A 646551 D Common Stock 2004-02-13 4 S 0 6000 15.88 D 640551 D Common Stock 2004-02-13 4 S 0 360 15.83 D 640191 D Common Stock 2004-02-13 4 S 0 100 15.89 D 640091 D Common Stock 2004-02-13 4 S 0 555 15.76 D 97160 I By LLC Options to Purchase 2.88 2004-02-12 4 M 0 6460 0 D 2003-09-03 2004-12-10 Common Stock 6460 74580 D Options to Purchase 2.88 2004-02-13 4 M 0 6460 0 D 2003-09-03 2004-12-10 Common Stock 6460 68120 D Exercise of options and sale of stock through an issuer approved 10b5-1 Sales Plan. Includes 256,036 shares subject to Escrow Agreement. Includes 45,080 shares subject to Escrow Agreement. /s/John L. Smucker 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----