-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BPRAuEdJQZIsXeSCy6Xbq/F4EtgP0ThGpwG/2I7dUTpTxAkvhurezoaStz3qCPsn Q00RKvu1K54Wq+XlslScoA== 0001181431-04-007092.txt : 20040206 0001181431-04-007092.hdr.sgml : 20040206 20040206144802 ACCESSION NUMBER: 0001181431-04-007092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROFLEX INC CENTRAL INDEX KEY: 0000002601 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 111974412 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 35 S SERVICE RD CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 5166946700 MAIL ADDRESS: STREET 1: 35 S SERVICE ROAD CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: ARX INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AEROFLEX LABORATORIES INC DATE OF NAME CHANGE: 19851119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMUCKER JOHN L CENTRAL INDEX KEY: 0001267881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08037 FILM NUMBER: 04573694 MAIL ADDRESS: STREET 1: C/O AEROFLEX INC STREET 2: 35 S SERVICE RD CITY: PLAINVIEW STATE: NY ZIP: 11803 4 1 rrd31749.xml FORM 4 FILING X0201 4 2004-02-04 0 0000002601 AEROFLEX INC ARXX 0001267881 SMUCKER JOHN L C/O: AEROFLEX INCORPORATED 35 SOUTH SERVICE ROAD PLAINVIEW NY 11803 1 0 0 0 Common Stock 2004-02-04 4 M 0 6460 2.88 A 646551 D Common Stock 2004-02-04 4 S 0 800 14.00 D 645751 D Common Stock 2004-02-04 4 S 0 300 14.04 D 645451 D Common Stock 2004-02-04 4 S 0 5360 13.99 D 640091 D Common Stock 2004-02-04 4 S 0 555 14.11 D 98825 I By LLC Common Stock 2004-02-05 4 M 0 6460 2.88 D 646551 D Common Stock 2004-02-05 4 S 0 6460 14.00 D 640091 D Common Stock 2004-02-05 4 S 0 215 13.98 D 98610 I By LLC Common Stock 2004-02-05 4 S 0 340 14.01 D 98270 I By LLC Options to Purchase 2.88 2004-02-04 4 M 0 6460 0 D 2003-09-03 2004-12-10 Common Stock 6460 87500 D Options to Purchase 2.88 2004-02-05 4 M 0 6460 0 D 2003-09-03 2004-12-10 Common Stock 6460 81040 D Exercise of options and sale of stock through an issuer approved 10b5-1 Sales Plan. Includes 256,036 shares subject to Escrow Agreement. Includes 45,080 shares subject to Escrow Agreement. /s/John L. Smucker 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----