NSAR-U 1 e-8215.txt NSAR-U FOR PILGRIM CORPORATE LEADERS TRUST FUND FORM N-SAR SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Report for fiscal year ending: December 31, 2001 Is this a transition report?: N Is this an amendment to a previous filing? N 1. A. Registrant Name: PILGRIM CORPORATE LEADERS TRUST FUND B. File Number: 811-0091 C. Telephone Number: 1-800-992-0180 2. A. Street: 7337 E. Doubletree Ranch Road B. City: Scottsdale C: State: AZ D: Zip Code: 85258-2034 3. Is this the first filing on this form by Registrant? N 4. Is this the last filing on this form by Registrant? N 5. Is Registrant a small business investment company? N 6. Is Registrant a unit investment trust? [If answer is "Y" complete only items 111 through 132.] Y UNIT INVESTMENT TRUSTS 111. A. Depositor Name: ING PILGRIM INVESTMENTS, LLC B. File Number (If any): 801-8178 C. City: Scottsdale State: AZ D: Zip Code: 85258-2034 112. A. Sponsor Name: ING PILGRIM INVESTMENTS, LLC B. File Number (If any): 801-8178 C. City: Scottsdale State: AZ D: Zip Code: 85258-2034 113. A. Trustee Name: STATE STREET BANK AND TRUST COMPANY B. File Number (If any): C. City: Boston State: MA D: Zip Code: 02101 114. A. Principal Underwriter Name: ING PILGRIM SECURITIES, INC. B. File Number (If any): 8-8272 C. City: Scottsdale State: AZ D: Zip Code: 85258-2034 115. A. Independent Public Accountant Name: PricewaterhouseCoopers LLP B. File Number (If any): C. City: DENVER State: COLORADO D: Zip Code: 80202 116. Family of investment companies information: A: Is Registrant a part of a family of investment companies? Y B: Indentify the family in 10 letters: INGPILGRIM 117. Is Registrant a separate account of an insurance company? N 118. State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933 1 119. State the number of new series for which registration statements under the Securities Act or 1933 became effective during the period 0 120. State the total value of the portfolio securities on the date of deposit for the new series included in item 119. ($000's omitted) 0 121. State the number of series for which a current prospectus was in existence at the end of the period 1 122. State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period 1 123. State the total value of the additional units considered in answering item 122 ($000's omitted) 13,355 124. State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period ($000's omitted) 0 125. State the total dollar amount of sales loads collected by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of the Registrant ($000's omitted) 0 126. Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant's units ($000's omitted) 0 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):
NUMBER OF TOTAL ASSETS TOTAL INCOME SERIES ($000'S DISTRIBUTIONS INVESTING OMITTED) ($000'S OMITTED) --------- -------- ---------------- A. U.S. Treasury direct issue $ $ $ B. U.S. Government agency $ $ $ C. State and municipal tax-free $ $ $ D. Public utility debt $ $ $ E. Brokers or dealers debt or debt of brokers' or dealers' parent $ $ $ F. All other corporate intermediate & long-term debt $ $ $ G. All other corporate short-term debt $ $ $ H. Equity securities of brokers or dealers or parents of brokers or dealers $ $ $ I. Investment company equity securities $ $ $ J. All other equity securities $ 1 $ 285,873 $ 3,686 K. Other securities $ $ $ L. Total assets of all series of registrant $ 285,873
128. Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer? [If answer is "N" (No), go to item 131.] N 129. 130. 131. Total expenses incurred by all series of Registrant during the current reporting period ($000's omitted) 1,984 132. List the "811" (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing: 811-0091 For the period ending 12-31-01 File Number 811-0091 SIGNATURE PAGE This report is signed on behalf of the Depositor in the City of Scottsdale and State of Arizona on the 27th day of February, 2002. ING PILGRIM INVESTMENTS, LLC By: /s/ Robyn Ichilov ------------------------------------ Witness /s/ Michael Malaekeh ------------------------------------