0001179110-13-007341.txt : 20130429 0001179110-13-007341.hdr.sgml : 20130427 20130429164847 ACCESSION NUMBER: 0001179110-13-007341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130425 FILED AS OF DATE: 20130429 DATE AS OF CHANGE: 20130429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davidson Neil CENTRAL INDEX KEY: 0001436046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 13792311 MAIL ADDRESS: STREET 1: 6601 SOUTH BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0306 4 2013-04-25 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001436046 Davidson Neil 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 SVP, CFO & Treasurer Common Stock, par value $.10 per share 2013-04-25 4 S 0 3554 52.05 D 38452 D Common Stock, par value $.10 per share 2013-04-25 4 M 0 5500 19.47 A 43952 D Common Stock, par value $.10 per share 2013-04-25 4 S 0 5500 53.00 D 38452 D Common Stock, par value $.10 per share 2013-04-25 4 M 0 5000 14.99 A 43452 D Common Stock, par value $.10 per share 2013-04-25 4 S 0 5000 53.0017 D 38452 D Common Stock, par value $.10 per share 2013-04-25 4 M 0 7500 20.32 A 45952 D Common Stock, par value $.10 per share 2013-04-25 4 S 0 7500 54.00 D 38452 D Common Stock, par value $.10 per share 2013-04-25 4 M 0 6000 32.62 A 44452 D Common Stock, par value $.10 per share 2013-04-25 4 S 0 6000 54.00 D 38452 D Employee Stock Option (Right to Buy) 19.47 2013-04-25 4 M 0 5500 0 D 2016-10-25 Common Stock, par value $.10 per share 5500 0 D Employee Stock Option (Right to Buy) 14.99 2013-04-25 4 M 0 5000 0 D 2010-02-21 2016-02-21 Common Stock, par value $.10 per share 5000 0 D Employee Stock Option (Right to Buy) 20.32 2013-04-25 4 M 0 7500 0 D 2015-10-14 Common Stock, par value $.10 per share 7500 0 D Employee Stock Option (Right to Buy) 32.62 2013-04-25 4 M 0 6000 0 D 2015-04-14 Common Stock, par value $.10 per share 6000 0 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. Includes 210 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on February 28, 2013. The transaction was executed in multiple trades at prices from $53.00 to $53.145. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 2,750 on 10/25/2009; and (ii) 2,750 on 10/25/2010. The options vested as follows: (i) 3,750 on 10/14/2010, (ii) 1,875 on 10/14/2011; and (iii) 1,875 on 10/14/2012. The options vested as follows: (i) 2,000 on 4/14/2010, (ii) 2,000 on 4/14/2011, and (iii) 2,000 on 4/14/2012. Granted as compensation for services. /s/Neil Davidson 2013-04-29