0001179110-13-007341.txt : 20130429
0001179110-13-007341.hdr.sgml : 20130427
20130429164847
ACCESSION NUMBER: 0001179110-13-007341
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130425
FILED AS OF DATE: 20130429
DATE AS OF CHANGE: 20130429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davidson Neil
CENTRAL INDEX KEY: 0001436046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31558
FILM NUMBER: 13792311
MAIL ADDRESS:
STREET 1: 6601 SOUTH BERMUDA ROAD
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0000002491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 880104066
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: 7028967700
MAIL ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE GAMING CORP
DATE OF NAME CHANGE: 19950104
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED GAMING INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC
DATE OF NAME CHANGE: 19890206
4
1
edgar.xml
FORM 4 -
X0306
4
2013-04-25
0
0000002491
BALLY TECHNOLOGIES, INC.
BYI
0001436046
Davidson Neil
6601 S. BERMUDA ROAD
LAS VEGAS
NV
89119
0
1
0
0
SVP, CFO & Treasurer
Common Stock, par value $.10 per share
2013-04-25
4
S
0
3554
52.05
D
38452
D
Common Stock, par value $.10 per share
2013-04-25
4
M
0
5500
19.47
A
43952
D
Common Stock, par value $.10 per share
2013-04-25
4
S
0
5500
53.00
D
38452
D
Common Stock, par value $.10 per share
2013-04-25
4
M
0
5000
14.99
A
43452
D
Common Stock, par value $.10 per share
2013-04-25
4
S
0
5000
53.0017
D
38452
D
Common Stock, par value $.10 per share
2013-04-25
4
M
0
7500
20.32
A
45952
D
Common Stock, par value $.10 per share
2013-04-25
4
S
0
7500
54.00
D
38452
D
Common Stock, par value $.10 per share
2013-04-25
4
M
0
6000
32.62
A
44452
D
Common Stock, par value $.10 per share
2013-04-25
4
S
0
6000
54.00
D
38452
D
Employee Stock Option (Right to Buy)
19.47
2013-04-25
4
M
0
5500
0
D
2016-10-25
Common Stock, par value $.10 per share
5500
0
D
Employee Stock Option (Right to Buy)
14.99
2013-04-25
4
M
0
5000
0
D
2010-02-21
2016-02-21
Common Stock, par value $.10 per share
5000
0
D
Employee Stock Option (Right to Buy)
20.32
2013-04-25
4
M
0
7500
0
D
2015-10-14
Common Stock, par value $.10 per share
7500
0
D
Employee Stock Option (Right to Buy)
32.62
2013-04-25
4
M
0
6000
0
D
2015-04-14
Common Stock, par value $.10 per share
6000
0
D
The sales were pursuant to a Rule 10b5-1 Trading Agreement.
Includes 210 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on February 28, 2013.
The transaction was executed in multiple trades at prices from $53.00 to $53.145. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The options vested as follows: (i) 2,750 on 10/25/2009; and (ii) 2,750 on 10/25/2010.
The options vested as follows: (i) 3,750 on 10/14/2010, (ii) 1,875 on 10/14/2011; and (iii) 1,875 on 10/14/2012.
The options vested as follows: (i) 2,000 on 4/14/2010, (ii) 2,000 on 4/14/2011, and (iii) 2,000 on 4/14/2012.
Granted as compensation for services.
/s/Neil Davidson
2013-04-29