-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A9GDso24U51a9s6DFVO1iUPR8KHhYfa4pP2W3Z95xgjwN0hGDUmdJ8nmOBI6DNY4 zeTyCpaGqKR3kAJsx0udcg== 0001104659-08-034167.txt : 20080516 0001104659-08-034167.hdr.sgml : 20080516 20080516212605 ACCESSION NUMBER: 0001104659-08-034167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080514 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRINIVASAN RAMESH CENTRAL INDEX KEY: 0001277036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 08843811 BUSINESS ADDRESS: STREET 1: 1509 MONARCH DRIVE CITY: MARIETTA STATE: GA ZIP: 30062 BUSINESS PHONE: 7709557070 4 1 a4.xml 4 X0202 4 2008-05-14 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001277036 SRINIVASAN RAMESH 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 Executive V.P., Systems Common Stock, par value $.10 per share 2008-05-14 4 M 0 5770 11.30 A 40942 D Common Stock, par value $.10 per share 2008-05-14 4 S 0 2000 43.11 D 38942 D Common Stock, par value $.10 per share 2008-05-14 4 S 0 3670 43.05 D 35272 D Common Stock, par value $.10 per share 2008-05-14 4 S 0 100 43.00 D 35172 D Common Stock, par value $.10 per share 2008-05-15 4 M 0 47143 11.30 A 82315 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 900 41.77 D 81415 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 300 41.75 D 81115 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 5660 41.72 D 75455 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 8959 41.70 D 66496 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 100 41.69 D 66396 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 1000 41.68 D 65396 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 2600 41.65 D 62796 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 200 41.64 D 62596 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 751 41.63 D 61845 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 2600 41.55 D 59245 D Common Stock, par value $.10 per share 2008-05-15 4 S 0 24073 41.50 D 35172 D Common Stock, par value $.10 per share 2008-05-16 4 M 0 12087 11.30 A 47259 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 100 41.70 D 47159 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 300 41.69 D 46859 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 1100 41.68 D 45759 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 400 41.67 D 45359 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 400 41.66 D 44959 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 1300 41.65 D 43659 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 2187 41.62 D 41472 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 100 41.61 D 41372 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 200 41.59 D 41172 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 4900 41.58 D 36272 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 300 41.57 D 35972 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 100 41.56 D 35872 D Common Stock, par value $.10 per share 2008-05-16 4 S 0 700 41.55 D 35172 D Employee Stock Options (Right to Buy) 11.30 2008-05-14 4 M 0 5770 0 D 2015-03-09 Common Stock, par value $.10 per share 5770 294230 D Employee Stock Options (Right to Buy) 11.30 2008-05-15 4 M 0 47143 0 D 2015-03-09 Common Stock, par value $.10 per share 47143 247087 D Employee Stock Options (Right to Buy) 11.30 2008-05-16 4 M 0 12087 0 D 2015-03-09 Common Stock, par value $.10 per share 12087 235000 D The options vest as follows: (i) 125,000 on 03/09/2006, (ii) 70,000 on 03/09/2007, (iii) 70,000 on 03/09/2008 and (iv) 35,000 on 03/09/2009. All such options are nonqualified stock options, except for 8,849 of which are incentive stock options that vested on 03/09/2006. Granted as compensation for services. Exhibit 24 - Power of Attorney. Mark Lerner 2008-05-16 EX-24 2 ex-24.htm EX-24

Exhibit 24

 

POWER OF ATTORNEY

 

1.     I hereby appoint Robert Caller, Neil Davidson, and Mark Lerner, and each and either of them acting singly, as my attorney-in-fact for the following purposes:

 

a.     To prepare, execute in my name and on my behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID and amendments thereto and any other documents necessary or appropriate to obtain codes and passwords enabling me to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC or other applicable law.

 

b.     To execute for me and on my behalf, in my capacity as an officer or director of Bally Technologies, Inc. (“Bally”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder and other applicable law.

 

c.     To perform any and all acts on my behalf that may be necessary or appropriate to complete and execute the Forms 3, 4, or 5 and amendments and to file them with the SEC and any stock exchange or similar authority.

 

2.     I hereby grant to each attorney-in-fact full power and authority to perform all acts necessary or proper to exercise any of the rights and powers granted in this Power of Attorney as fully as I could do if personally present, and I hereby ratify and confirm all that each attorney-in-fact lawfully does pursuant to this Power of Attorney. I acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is Bally assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

3.     This Power of Attorney shall remain in full force and effect until I revoke it in a writing delivered to the attorneys-in-fact listed above, or until I am no longer required to file Forms 3, 4, and 5 with respect to my holdings of and transactions in Bally securities, whichever occurs first.

 

 

 

/s/ Ramesh Srinivasan

 

Signature

 

 

 

Ramesh Srinivasan

 

Print name

 

 

 

4/28/08

 

Date

 

 -----END PRIVACY-ENHANCED MESSAGE-----