-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TpkgUfhEyFyWs8X5Royx7eKU+AuJcbzS2l4vowonOli8Dp1UCeB5VSFy2e07CZ1m 3eaWuRTvYD0yRx9Ox8Ouvg== 0001104659-08-034162.txt : 20080516 0001104659-08-034162.hdr.sgml : 20080516 20080516211905 ACCESSION NUMBER: 0001104659-08-034162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080514 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERNER MARK CENTRAL INDEX KEY: 0001194694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 08843805 MAIL ADDRESS: STREET 1: 6601 S BERMUDA RD CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 a4.xml 4 X0202 4 2008-05-14 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001194694 LERNER MARK 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 Sr. VP, Secretary Common Stock, par value $.10 per share 2008-05-14 4 M 0 7502 13.75 A 12498 D Common Stock, par value $.10 per share 2008-05-14 4 M 0 25000 13.86 A 37498 D Common Stock, par value $.10 per share 2008-05-14 4 M 0 13333 15.31 A 50831 D Common Stock, par value $.10 per share 2008-05-14 4 S 0 21932 42.00 D 28899 D Common Stock, par value $.10 per share 2008-05-14 4 S 0 23903 43.00 D 4996 D Employee Stock Options (Right to Buy) 13.75 2008-05-14 4 M 0 7502 0 D 2011-12-11 Common Stock, par value $.10 per share 7502 0 D Employee Stock Options (Right to Buy) 13.86 2008-05-14 4 M 0 25000 0 D 2014-08-17 Common Stock, par value $.10 per share 25000 0 D Employee Stock Options (Right to Buy) 15.31 2008-05-14 4 M 0 13333 0 D 2015-07-29 Common Stock, par value $.10 per share 13333 0 D The sales were pursuant to a Rule 10b5-1 Trading Arrangement Dated 03/14/2008. The options vested as follows: (i) 7,498 on 12/11/2002, (ii) 7,500 on 12/11/2003 and (iii) 7,502 on 12/11/2004. Granted as compensation for services. The options vested in three equal annual installments commencing on 08/17/2005. The options vest as follows: (i) 6,667 on 07/29/2006, (ii) 6,666 on 07/29/2007 and (iii) 136 on 07/29/2008. Mark Lerner 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----