0001127602-23-015896.txt : 20230517
0001127602-23-015896.hdr.sgml : 20230517
20230517160828
ACCESSION NUMBER: 0001127602-23-015896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230517
DATE AS OF CHANGE: 20230517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evenson Jeffrey W
CENTRAL INDEX KEY: 0001531116
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03247
FILM NUMBER: 23931751
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNING INC /NY
CENTRAL INDEX KEY: 0000024741
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 160393470
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
BUSINESS PHONE: 6079749000
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
FORMER COMPANY:
FORMER CONFORMED NAME: CORNING GLASS WORKS
DATE OF NAME CHANGE: 19890512
4
1
form4.xml
PRIMARY DOCUMENT
X0407
4
2023-05-15
0000024741
CORNING INC /NY
GLW
0001531116
Evenson Jeffrey W
ONE RIVERFRONT PLAZA
CORNING
NY
14831
1
Exec. VP & Chief Strategy Off
0
Common Stock
2023-05-15
4
M
0
6904
20.82
A
98686
D
Common Stock
2023-05-15
4
M
0
6875
20.91
A
105561
D
Common Stock
2023-05-15
4
M
0
6749
21.30
A
112310
D
Common Stock
2023-05-15
4
S
0
20528
31.0407
D
91782
D
Common Stock
2023-05-15
4
M
0
7507
0
A
99289
D
Common Stock
2023-05-15
4
M
0
867
0
A
100156
D
Common Stock
2023-05-15
4
F
0
4276
31.20
D
95880
D
Restricted Stock Unit
Common Stock
19700
19700
D
Restricted Stock Unit
Common Stock
5373
5373
D
Restricted Stock Unit
Common Stock
11577
11577
D
Restricted Stock Unit
Common Stock
16415
16415
D
Restricted Stock Unit
Common Stock
18026
18026
D
Stock Options (Right to Buy)
20.82
2023-05-15
4
M
0
6904
0
D
2017-03-31
2024-03-29
Common Stock
6904
0
D
Stock Options (Right to Buy)
20.91
2023-05-15
4
M
0
6875
0
D
2017-04-30
2024-04-29
Common Stock
6875
0
D
Stock Options (Right to Buy)
21.30
2023-05-15
4
M
0
6749
0
D
2017-05-30
2024-05-29
Common Stock
6749
0
D
Restricted Stock Unit
2023-05-15
4
M
0
7507
0
D
Common Stock
7507
0
D
Restricted Stock Unit
2023-05-15
4
M
0
867
0
D
Common Stock
867
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.975 to $31.11, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.
The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.
The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.
Linda E. Jolly, Power of Attorney
2023-05-17