0001127602-21-014032.txt : 20210419 0001127602-21-014032.hdr.sgml : 20210419 20210419162430 ACCESSION NUMBER: 0001127602-21-014032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210415 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEEKS WENDELL P CENTRAL INDEX KEY: 0001206158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 21834889 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 607-974-9000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-15 0000024741 CORNING INC /NY GLW 0001206158 WEEKS WENDELL P ONE RIVERFRONT PLAZA CORNING NY 14831 1 1 Chairman and CEO Common Stock 2021-04-15 4 M 0 80059 0 A 80059 D Common Stock 2021-04-15 4 F 0 37324 45.90 D 42735 D Common Stock 726847 I By Trust Common Stock 6372.1524 I Held By Wife - Emp. Ben. Plan Common Stock 9200 I Held By Wife - In Trust Common Stock 10502.0657 I Trustee U/employee Benefit Plan Restricted Stock Unit 2021-04-15 4 M 0 80059 D Common Stock 80059 0 D Restricted Stock Unit Common Stock 69052 69052 D Restricted Stock Unit Common Stock 147612 147612 D Restricted Stock Unit Common Stock 79450 79450 D Restricted Stock Unit Common Stock 8705 8705 D Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. The Reporting Person disclaims beneficial ownership of all securities held by spouse. Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Linda E. Jolly, Power of Attorney 2021-04-19