0001127602-21-008699.txt : 20210302 0001127602-21-008699.hdr.sgml : 20210302 20210302161326 ACCESSION NUMBER: 0001127602-21-008699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: France Robert P. CENTRAL INDEX KEY: 0001778437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 21703687 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-01 0000024741 CORNING INC /NY GLW 0001778437 France Robert P. ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP, Human Resources Common Stock 2021-03-01 4 M 0 5834 27.00 A 35834 D Common Stock 2021-03-01 4 M 0 4962 19.65 A 40796 D Common Stock 2021-03-01 4 S 0 5834 39.4158 D 34962 D Common Stock 2021-03-01 4 S 0 4962 39.4179 D 30000 D Stock Options (Right to Buy) 27.00 2021-03-01 4 M 0 5834 0 D 2020-03-31 2027-03-31 Common Stock 5834 0 D Stock Options (Right to Buy) 19.65 2021-03-01 4 M 0 4962 0 D 2030-05-15 Common Stock 4962 4963 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.75 to $39.73, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.745 to $39.74, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date. Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Linda E. Jolly, Power of Attorney 2021-03-02