-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OtT6nmDxAiqfOAAaMMPQldk7wngr06BI19Z5uZ0Zci/+gIN2P6t731daiKKXbTZM NnmeY8oDzgpzQohlFjZWhw== 0001193125-10-198936.txt : 20100827 0001193125-10-198936.hdr.sgml : 20100827 20100827082941 ACCESSION NUMBER: 0001193125-10-198936 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 EFFECTIVENESS DATE: 20100827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B CENTRAL INDEX KEY: 0000023971 IRS NUMBER: 360947200 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01402 FILM NUMBER: 101042004 BUSINESS ADDRESS: STREET 1: 333 SOUTH. WABASH AVENUE CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128224921 MAIL ADDRESS: STREET 1: 333 SOUTH. WABASH AVENUE CITY: CHICAGO STATE: IL ZIP: 60604 0000023971 S000011206 CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B C000030879 CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B N-PX 1 dnpx.txt CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTRERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-01402 Continental Assurance Company Separate Account B (Exact name of registrant as specified in charter) 333 South Wabash Avenue, Chicago, Illinois 60604 (Address of principal executive offices) (Zip Code) Thomas C. Scott - Principal Executive Officer (Name and address of agent for service) Registrant's telephone number, including area code: 312-822-4921 Date of fiscal year-end: December 31 Date of reporting period: June 30, 2010 ITEM 1. PROXY VOTING RECORD
FOR/ MEETING MATTER CAST VOTE AGAINST NAME TICKER CUSIP DATE PROPOSED BY VOTE/N) CASTED MGMNT - -------------------------------- ------ --------- ---------- ----------------------------------- ----------- ------- ------- ------- SCHERING-PLOUGH CORPORATION SLB 806605PPH 8/7/2009 Approval of the agreement and plan Mgmnt Y For For of merger, dated 3/8/2009 SCHERING-PLOUGH CORPORATION SLB 806605PPH 8/7/2009 Approval of any adjournment of the Mgmnt Y For For Schering-Plough Special Meeting MERCK & CO., INC. MRK 589331PPH 8/7/2009 Approval of the agreement and plan Mgmnt Y For For of merger, dated as of 3/8/09 FOREST LABORATORIES, INC FRX 345838PPH 8/10/2009 Election of Directors Mgmnt Y For For FOREST LABORATORIES, INC FRX 345838PPH 8/10/2009 Approval of executive compensation philosophy, policy and procedures Mgmnt Y For For as described in the "compensation discussion & analysis" FOREST LABORATORIES, INC FRX 345838PPH 8/10/2009 Ratification of BDO Seidman LLP as independent auditor for Mgmnt Y For For year ending 3/31/10 MEDTRONIC, INC MDT 585055106 8/27/2009 Election of Directors Mgmnt Y For For MEDTRONIC, INC MDT 585055106 8/27/2009 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor MEDTRONIC, INC MDT 585055106 8/27/2009 Approval to the 2005 employees Mgmnt Y For For stock purchase plan to increase the number of authorized shares for issuance from 10,000,000 to 25,000,000 MEDTRONIC, INC MDT 585055106 8/27/2009 Approval to the 2008 stock award Mgmnt Y For For and incentive plan to increase the number of authorized shares for issuance from 50,000,000 to 100,000,000 THE PROCTER & GAMBLE COMPANY PG 742718109 10/13/2009 Election of Directors Mgmnt Y For For THE PROCTER & GAMBLE COMPANY PG 742718109 10/13/2009 To ratify the appointment of an Mgmnt Y For For independent registered public accounting firm THE PROCTER & GAMBLE COMPANY PG 742718109 10/13/2009 Approval of the company's code of Mgmnt Y For For regulations THE PROCTER & GAMBLE COMPANY PG 742718109 10/13/2009 Approval of the 2009 stock and Mgmnt Y For For incentive compensation plan THE PROCTER & GAMBLE COMPANY PG 742718109 10/13/2009 Shareholder proposal-cumulative Shareholder Y Against For voting THE PROCTER & GAMBLE COMPANY PG 742718109 10/13/2009 Shareholder proposal-advisory vote Shareholder Y Against For on executive compensation CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Election of Directors Mgmnt Y For For CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Approval of the amendment and Mgmnt Y For For restatement of the 2005 Stock Incentive Plan CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Approval of the amendment and Mgmnt Y For For restatement of the 2005 Employee Stock Purchase Plan CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Shareholder proposal-requesting the Shareholder Y Against For board to establish a board committee on human rights CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Shareholder proposal-adoption of Shareholder Y Against For policy to annually vote on the compensation of named executive officers described in proxy statement CISCO SYSTEMS, INC. CSCO 17275R102 11/12/2009 Shareholder proposal-report on the Shareholder Y Against For execution of its human rights policy VISA INC. V 92826C839 1/20/2010 Election of Directors Mgmnt Y For For VISA INC. V 92826C839 1/20/2010 Ratification of the selection of Mgmnt Y For For KPMG LLP as the independent auditor QUALCOMM, INCORPORATED QCOM 747525103 3/2/2010 Election of Directors Mgmnt Y For For QUALCOMM, INCORPORATED QCOM 747525103 3/2/2010 Approval of amendment to the 2006 Mgmnt Y For For long-term incentive plan to increase the share reserve by 13,000,000 shares QUALCOMM, INCORPORATED QCOM 747525103 3/2/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor HEWLETT-PACKARD COMPANY HPQ 428236103 3/17/2010 Election of Directors Mgmnt Y For For HEWLETT-PACKARD COMPANY HPQ 428236103 3/17/2010 Ratification of independent Mgmnt Y For For registered public accounting firm for fiscal year ending October 31,2010 HEWLETT-PACKARD COMPANY HPQ 428236103 3/17/2010 Approval of the amended and Mgmnt Y For For restated Hewlett-Packard Company 2004 Stock Incentive Plan HEWLETT-PACKARD COMPANY HPQ 428236103 3/17/2010 Proposal to conduct an annual Mgmnt Y For For advisory vote on executive compensation SCHLUMBERGER LIMITED SLB 806857108 4/7/2010 Election of Directors Mgmnt Y For For (SCHLUMBERGER N.V.) SCHLUMBERGER LIMITED SLB 806857108 4/7/2010 Adopt and approve financials and Mgmnt Y For For (SCHLUMBERGER N.V.) dividends SCHLUMBERGER LIMITED SLB 806857108 4/7/2010 Adoption of the Schlumberger 2010 Mgmnt Y For For (SCHLUMBERGER N.V.) Stock Incentive Plan SCHLUMBERGER LIMITED SLB 806857108 4/7/2010 Adoption of an amendment to the Mgmnt Y For For (SCHLUMBERGER N.V.) Schlumberger discounted stock purchase plan SCHLUMBERGER LIMITED SLB 806857108 4/7/2010 Approval of independent registered Mgmnt Y For For (SCHLUMBERGER N.V.) public accounting firm UNITED TECHNOLOGIES CORPORATION UTX 913017109 4/14/2010 Election of Directors Mgmnt Y For For UNITED TECHNOLOGIES CORPORATION UTX 913017109 4/14/2010 Proposal to ratify the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as independent auditors UNITED TECHNOLOGIES CORPORATION UTX 913017109 4/14/2010 Shareholder proposal-advisory vote Shareholder Y Against For on executive compensation ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Election of Directors Mgmnt Y For For ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Ratification of Ernst & Young LLP Mgmnt Y For For as independent auditors ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Approval of amendments to provide Mgmnt Y For For annual election of all directors ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Approval of amendments to articles Mgmnt Y For For of incorporation to eliminate all supermajority voting provisions ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Shareholder proposal-allowing Shareholder Y Against For shareholders to call special shareholders' meetings ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Shareholder proposal-prohibiting Shareholder Y Against For CEO's from serving on the compensation committee ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Shareholder proposal-ratification Shareholder Y Against For of executive compensation ELI LILLY AND COMPANY LLY 532457PPH 4/19/2010 Shareholder proposal-requiring Shareholder Y Against For executives to hold equity awards into retirement THE COCA-COLA COMPANY KO 191216100 4/21/2010 Election of Directors Mgmnt Y For For THE COCA-COLA COMPANY KO 191216100 4/21/2010 Ratification of Ernst & Young LLP Mgmnt Y For For as independent auditors THE COCA-COLA COMPANY KO 191216100 4/21/2010 Shareholder proposal-advisory vote Shareholder Y Against For on executive compensation THE COCA-COLA COMPANY KO 191216100 4/21/2010 Shareholder proposal-regarding and Shareholder Y Against For independent Board Chairman THE COCA-COLA COMPANY KO 191216100 4/21/2010 Shareholder proposal-regarding Shareholder Y Against For restricted stock THE COCA-COLA COMPANY KO 191216100 4/21/2010 Shareholder proposal-regarding a Shareholder Y Against For report on Bisphenol-A JOHNSON & JOHNSON JNJ 478160PPH 4/22/2010 Election of Directors Mgmnt Y For For JOHNSON & JOHNSON JNJ 478160PPH 4/22/2010 Proposal to ratify the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as independent auditors JOHNSON & JOHNSON JNJ 478160PPH 4/22/2010 Shareholder proposal-advisory vote Shareholder Y Against For on executive compensation JOHNSON & JOHNSON JNJ 478160PPH 4/22/2010 Shareholder proposal-Special Shareholder Y Against For Shareholder meetings PFIZER INC. PFE 717081PPH 4/22/2010 Election of Directors Mgmnt Y For For PFIZER INC. PFE 717081PPH 4/22/2010 Proposal to ratify the selection Mgmnt Y For For of KPMG LLP as independent auditors PFIZER INC. PFE 717081PPH 4/22/2010 Advisory vote on executive Mgmnt Y For For compensation PFIZER INC. PFE 717081PPH 4/22/2010 Approval of by-law amendment to Mgmnt Y For For reduce the percentage of shares required for shareholders to call special meetings PFIZER INC. PFE 717081PPH 4/22/2010 Shareholder proposal regarding Shareholder Y Against For stock options ABBOTT LABORATORIES ABT 002824PPH 4/23/2010 Election of Directors Mgmnt Y For For ABBOTT LABORATORIES ABT 002824PPH 4/23/2010 Ratification of the selection of Mgmnt Y For For Deloitte & Touche LLP as the independent auditor ABBOTT LABORATORIES ABT 002824PPH 4/23/2010 Shareholder proposal-Advisory vote Shareholder Y Against For ABBOTT LABORATORIES ABT 002824PPH 4/23/2010 Shareholder proposal-Special Shareholder Y Against For Shareholder meetings ABBOTT LABORATORIES ABT 002824100 4/23/2010 Election of Directors Mgmnt Y For For ABBOTT LABORATORIES ABT 002824100 4/23/2010 Ratification of the selection of Mgmnt Y For For Deloitte & Touche LLP as the independent auditor ABBOTT LABORATORIES ABT 002824100 4/23/2010 Shareholder proposal-Advisory vote Shareholder Y Against For ABBOTT LABORATORIES ABT 002824100 4/23/2010 Shareholder proposal-Special Shareholder Y Against For Shareholder meetings PRAXAIR, INC. PX 74005P104 4/27/2010 Election of Directors Mgmnt Y For For PRAXAIR, INC. PX 74005P104 4/27/2010 To ratify the appointment of an Mgmnt Y For For independent auditor GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Election of Directors Mgmnt Y For For GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Ratification of appointment of Mgmnt Y For For KPMG LLP as independent public accountants GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Shareowner proposal-cumulative Shareholder Y Against For voting GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Shareowner proposal-special Shareholder Y Against For shareowner meetings GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Shareowner proposal-independent Shareholder Y Against For board chairman GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Shareowner proposal-pay disparity Shareholder Y Against For GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Shareowner proposal-key board Shareholder Y Against For committees GENERAL ELECTRIC COMPANY GE 369604103 4/28/2010 Shareowner proposal-advisory vote Shareholder Y Against For on executive compensation E.I. DU PONT DE NEMOURS AND DD 263534109 4/28/2010 Election of Directors Mgmnt Y For For COMPANY E.I. DU PONT DE NEMOURS AND DD 263534109 4/28/2010 Ratify appointment of an Mgmnt Y For For COMPANY independent accounting firm E.I. DU PONT DE NEMOURS AND DD 263534109 4/28/2010 Shareholder proposal-shareholder Shareholder Y Against For COMPANY say on executive pay E.I. DU PONT DE NEMOURS AND DD 263534109 4/28/2010 Shareholder proposal-amendment to Shareholder Y Against For COMPANY human rights policy CORNING INCORPORATED GLW 219350105 4/29/2010 Election of Directors Mgmnt Y For For CORNING INCORPORATED GLW 219350105 4/29/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor CORNING INCORPORATED GLW 219350105 4/29/2010 Approval of the 2010 variable Mgmnt Y For For compensation plan CORNING INCORPORATED GLW 219350105 4/29/2010 Approval of the 2010 equity plan Mgmnt Y For For for non-employee directors CORNING INCORPORATED GLW 219350105 4/29/2010 Approval of the amended and Mgmnt Y For For restated certificate of incorporation to declassify the board of directors CORNING INCORPORATED GLW 219350105 4/29/2010 Shareholder proposal-Concerning Shareholder Y Against For voting ALLERGAN, INC. AGN 018490PPH 4/29/2010 Election of Directors Mgmnt Y For For ALLERGAN, INC. AGN 018490PPH 4/29/2010 Ratification of the selection of Mgmnt Y For For Ernst & Young LLP as the independent auditor ALLERGAN, INC. AGN 018490PPH 4/29/2010 Approval of amendment to restated Mgmnt Y For For certificate eliminating supermajority vote requirement to remove directors for cause ALLERGAN, INC. AGN 018490PPH 4/29/2010 Approval of amendment to restated Mgmnt Y For For certificate eliminating supermajority vote requirement to approve certain business combinations ALLERGAN, INC. AGN 018490PPH 4/29/2010 Approval of amendment to restated Mgmnt Y For For certificate of incorporation to implement a majority vote requirement amending our restated certificate of incorporation ALLERGAN, INC. AGN 018490PPH 4/29/2010 Approval of amendment and Mgmnt Y For For restatement of restated certificate of incorporation ZIMMER HOLDINGS, INC. ZMH 98956PPPH 5/3/2010 Election of Directors Mgmnt Y For For ZIMMER HOLDINGS, INC. ZMH 98956PPPH 5/3/2010 Ratify appointment of an Mgmnt Y For For independent accounting firm BAXTER INTERNATIONAL INC. BAX 071813109 5/4/2010 Election of Directors Mgmnt Y For For BAXTER INTERNATIONAL INC. BAX 071813109 5/4/2010 Ratification of independent Mgmnt Y For For registered public accounting firm BAXTER INTERNATIONAL INC. BAX 071813109 5/4/2010 Shareholder proposal-relating to Shareholder Y Against For simple majority voting BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Election of Directors Mgmnt Y For For BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Ratification of independent Mgmnt Y For For registered public accounting firm BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Approval of amendment to Mgmnt Y For For certificate of incorporation- special stockholder meetings BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Approval of amendment to Mgmnt Y For For certificate of incorporation- supermajority voting provision- common stock BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Approval of amendment to Mgmnt Y For For certificate of incorporation- supermajority voting provisions-preferred stock BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Shareholder proposal-executive Shareholder Y Against For compensation disclosure BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Shareholder proposal-action by Shareholder Y Against For shareholder written consent BRISTOL-MYERS SQUIBB COMPANY BMY-W 110122PPH 5/4/2010 Shareholder proposal-report on Shareholder Y Against For animal use CSX CORPORATION CSX 126408103 5/5/2010 Election of Directors Mgmnt Y For For CSX CORPORATION CSX 126408103 5/5/2010 Ratification of Ernst & Young LLP Mgmnt Y For For as independent auditors CSX CORPORATION CSX 126408103 5/5/2010 Approval of the 2010 CSX stock and Mgmnt Y For For incentive award plan FLUOR CORPORATION FLR 343412102 5/6/2010 Election of Directors Mgmnt Y For For FLUOR CORPORATION FLR 343412102 5/6/2010 Ratification of Ernst & Young LLP Mgmnt Y For For as independent auditors FLUOR CORPORATION FLR 343412102 5/6/2010 Shareholder proposal-recommending Shareholder Y Against For policy that board chairman has not previously served as an executive officer of Fluor WATSON PHARMACEUTICALS, INC. WPI 942683PPH 5/7/2010 Election of Directors Mgmnt Y For For WATSON PHARMACEUTICALS, INC. WPI 942683PPH 5/7/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Election of Directors Mgmnt Y For For THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Approval of executive compensation Mgmnt Y For For matters THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Approval of amendments to restated Mgmnt Y For For certificate of incorporation to eliminate supermajority voting THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Approval of amendments to restated Mgmnt Y For For certificate of incorporation to permit holders of 25% of the outstanding shares of common stock to call special meetings THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-report on Shareholder Y Against For cumulative voting THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-regarding Shareholder Y Against For collateral in over-the-counter derivatives trading THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-regarding Shareholder Y Against For separate chair & CEO THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-regarding Shareholder Y Against For political contributions THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-regarding a Shareholder Y Against For report on global warming science THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-regarding a Shareholder Y Against For report on pay disparity THE GOLDMAN SACHS GROUP, INC. GS 38141G104 5/7/2010 Shareholder proposal-regarding Shareholder Y Against For executive compensation and long-term performance ST. JUDE MEDICAL, INC. STJ 790849103 5/7/2010 Election of Directors Mgmnt Y For For ST. JUDE MEDICAL, INC. STJ 790849103 5/7/2010 Ratification of Ernst & Young LLP Mgmnt Y For For as independent auditors for fiscal year 2010 ST. JUDE MEDICAL, INC. STJ 790849103 5/7/2010 Shareholder proposal-consider and Shareholder Y Against For act upon a sustainability reporting MARRIOT INTERNATIONAL, INC. MAR 571903202 5/7/2010 Election of Directors Mgmnt Y For For MARRIOT INTERNATIONAL, INC. MAR 571903202 5/7/2010 To ratify the appointment of Mgmnt Y For For Ernst & Young LLP as independent registered public accounting firm HOSPIRA, INC. HSP 441060PPH 5/11/2010 Election of Directors Mgmnt Y For For HOSPIRA, INC. HSP 441060PPH 5/11/2010 Ratification of the selection of Mgmnt Y For For Deloitte & Touche LLP as the independent auditor VALEANT PHARMACEUTICALS VRX 91911XPPH 5/11/2010 Election of Directors Mgmnt Y For For INTERNATIONAL VALEANT PHARMACEUTICALS VRX 91911XPPH 5/11/2010 Approval of the company's 2006 Mgmnt Y For For INTERNATIONAL equity incentive plan as amended by the amendment VALEANT PHARMACEUTICALS VRX 91911XPPH 5/11/2010 Ratification of the selection of Mgmnt Y For For INTERNATIONAL PricewaterhouseCoopers LLP as the independent auditor GILEAD SCIENCES, INC. GILD 375558103 5/11/2010 Election of Directors Mgmnt Y For For GILEAD SCIENCES, INC. GILD 375558103 5/11/2010 Ratification of the selection of Mgmnt Y For For Ernst & Young LLP as the independent auditor GILEAD SCIENCES, INC. GILD 375558103 5/11/2010 Shareholder proposal-board take Shareholder Y Against For steps to adopt majority voting standards in Gilead's certificate of incorporation and by-laws MEDCO HEALTH SOLUTIONS, INC. MHS 58405UPPH 5/12/2010 Election of Directors Mgmnt Y For For MEDCO HEALTH SOLUTIONS, INC. MHS 58405UPPH 5/12/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor MEDCO HEALTH SOLUTIONS, INC. MHS 58405UPPH 5/12/2010 Approval of an amendment to the Mgmnt Y For For certificate of incorporation to permit shareholders to call special meeting PHILIP MORRIS INTERNATIONAL INC. PM 718172109 5/12/2010 Election of Directors Mgmnt Y For For PHILIP MORRIS INTERNATIONAL INC. PM 718172109 5/12/2010 Ratification of the selection of Mgmnt Y For For independent auditors PHILIP MORRIS INTERNATIONAL INC. PM 718172109 5/12/2010 Shareholder proposal 1-food Shareholder Y Against For insecurity and tobacco use PHILIP MORRIS INTERNATIONAL INC. PM 718172109 5/12/2010 Shareholder proposal 2-create human Shareholder Y Against For rights protocols for the company and its suppliers CVS CAREMARK CORPORATION CVS 126650100 5/12/2010 Election of Directors Mgmnt Y For For CVS CAREMARK CORPORATION CVS 126650100 5/12/2010 Ratification of the selection of Mgmnt Y For For Ernst & Young LLP as the independent auditor CVS CAREMARK CORPORATION CVS 126650100 5/12/2010 Approval of the company's 2010 Mgmnt Y For For incentive compensation plan CVS CAREMARK CORPORATION CVS 126650100 5/12/2010 Approval of an amendment to the Mgmnt Y For For company's charter to allow stockholders to call a special meeting CVS CAREMARK CORPORATION CVS 126650100 5/12/2010 Shareholders proposal-political Shareholder Y Against For contributions and expenditures CVS CAREMARK CORPORATION CVS 126650100 5/12/2010 Shareholders proposal-principles to Shareholder Y Against For stop global warming GOOGLE INC. GOOG 38259P508 5/13/2010 Election of Directors Mgmnt Y For For GOOGLE INC. GOOG 38259P508 5/13/2010 Ratification of Ernst & Young LLP Mgmnt Y For For as independent auditors for fiscal year 2010 GOOGLE INC. GOOG 38259P508 5/13/2010 Approval of amendment to increase Mgmnt Y For For the number of shares of Class A stock issuable by 6,500,000 GOOGLE INC. GOOG 38259P508 5/13/2010 Shareholder proposal-regarding Shareholder Y Against For sustainability report GOOGLE INC. GOOG 38259P508 5/13/2010 Shareholder proposal-regarding Shareholder Y Against For online advertising, privacy, and sensitive information GOOGLE INC. GOOG 38259P508 5/13/2010 Shareholder proposal-regarding Shareholder Y Against For adoption of human rights principles with respect to business in China MYLAN INC MYL 628530PPH 5/14/2010 Election of Directors Mgmnt Y For For MYLAN INC MYL 628530PPH 5/14/2010 Ratification of the selection of Mgmnt Y For For Deloitte & Touche LLP as the independent auditor MYLAN INC MYL 628530PPH 5/14/2010 Shareholder proposal-advisory Shareholder Y Against For (non-binding) vote on executive compensation MYLAN INC MYL 628530PPH 5/14/2010 Shareholder proposal-retention of Shareholder Y Against For executive equity compensation BIOVAIL CORPORATION BVF 09067JPPH 5/18/2010 Election of Directors Mgmnt Y For For BIOVAIL CORPORATION BVF 09067JPPH 5/18/2010 Re-appointment of Ernst & Young LLP Mgmnt Y For For as independent auditors for the ensuing year and to authorize the board of directors to fix the remuneration of the auditors JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Election of Directors Mgmnt Y For For JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Ratification of independent Mgmnt Y For For registered public accounting firm JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Approval of advisory vote on Mgmnt Y For For executive compensation JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-political Shareholder Y Against For non-partisanship JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-special Shareholder Y Against For shareholder meetings JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-collateral in Shareholder Y Against For over-the-counter derivatives trading JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-shareholder Shareholder Y Against For action by written consent JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-independent Shareholder Y Against For chairman JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-pay disparity Shareholder Y Against For JP MORGAN CHASE & CO. JPM 46625H100 5/18/2010 Shareholder proposal-share Shareholder Y Against For retention HALLIBURTON COMPANY HAL 406216101 5/19/2010 Election of Directors Mgmnt Y For For HALLIBURTON COMPANY HAL 406216101 5/19/2010 Proposal for ratification of the Mgmnt Y For For selection of auditors HALLIBURTON COMPANY HAL 406216101 5/19/2010 Shareholder proposal-human Shareholder Y Against For rights policy HALLIBURTON COMPANY HAL 406216101 5/19/2010 Shareholder proposal-political Shareholder Y Against For contributions HALLIBURTON COMPANY HAL 406216101 5/19/2010 Shareholder proposal-executive Shareholder Y Against For compensation policies HALLIBURTON COMPANY HAL 406216101 5/19/2010 Shareholder proposal-special Shareholder Y Against For shareholder meeting MERCK & CO., INC. MRK 589331PPH 5/25/2010 Election of Directors Mgmnt Y For For MERCK & CO., INC. MRK 589331PPH 5/25/2010 To ratify the appointment of the Mgmnt Y For For independent registered public accounting firm MERCK & CO., INC. MRK 589331PPH 5/25/2010 Proposal to adopt the 2010 Mgmnt Y For For incentive stock plan MERCK & CO., INC. MRK 589331PPH 5/25/2010 Proposal to adopt the 2010 Mgmnt Y For For non-employee directors stock option plan KING PHARMACEUTICALS, INC. KG 495582PPH 5/26/2010 Election of Directors Mgmnt Y For For KING PHARMACEUTICALS, INC. KG 495582PPH 5/26/2010 Proposal to amend the company's Mgmnt Y For For third amended and restated charter providing for a majority voting standard in uncontested elections of directors and eliminating unnecessary provisions related to our previously classified board of directors KING PHARMACEUTICALS, INC. KG 495582PPH 5/26/2010 Proposal for the reapproval of Mgmnt Y For For performance goals listed within the company's incentive plan which were originally approved by our shareholders in 2005 KING PHARMACEUTICALS, INC. KG 495582PPH 5/26/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor KING PHARMACEUTICALS, INC. KG 495582PPH 5/26/2010 Shareholder proposal-non-binding Shareholder Y Against For proposal requesting the adoption of steps to eliminate supermajority voting provisions applicable to shareholders MOLSON COORS BREWING CO. TAP 60871R209 6/2/2010 Election of Directors Mgmnt Y For For CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Election of Directors Mgmnt Y For For CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Proposal to amendment of the long Mgmnt Y For For term incentive plan CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Ratification of the selection of Mgmnt Y For For PricewaterhouseCoopers LLP as the independent auditor CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Shareholder proposal-annual cash Shareholder Y Against For bonuses to named executive officers CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Shareholder proposal-executive Shareholder Y Against For participation in derivative or speculative transactions involving stock CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Shareholder proposal-advisory Shareholder Y Against For shareholder vote on executive compensation CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Shareholder proposal-advisory Shareholder Y Against For shareholder vote on executive and director compensation CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Shareholder proposal-relating to Shareholder Y Against For hydraulic fracturing CHESAPEAKE ENERGY CORPORATION CHK 165167107 6/11/2010 Shareholder proposal-sustainability Shareholder Y Against For report
SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Continental Assurance Company Separate Account (B) By: /s/ Thomas C. Scott -------------------------------------------- Thomas C. Scott -Principal Executive Officer Date August 27, 2010 -----END PRIVACY-ENHANCED MESSAGE-----