0001415889-24-001038.txt : 20240112 0001415889-24-001038.hdr.sgml : 20240112 20240112163019 ACCESSION NUMBER: 0001415889-24-001038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240110 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Daniel Earl CENTRAL INDEX KEY: 0001623528 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11350 FILM NUMBER: 24532397 MAIL ADDRESS: STREET 1: P.O. BOX 10809 CITY: DAYTONA BEACH STATE: FL ZIP: 32120 FORMER NAME: FORMER CONFORMED NAME: SMITH DANIEL EARL DATE OF NAME CHANGE: 20141028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTO Realty Growth, Inc. CENTRAL INDEX KEY: 0000023795 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 590483700 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 N. NEW YORK AVE. STREET 2: SUITE 201 CITY: WINTER PARK STATE: FL ZIP: 32789 BUSINESS PHONE: 407-904-3324 MAIL ADDRESS: STREET 1: 369 N. NEW YORK AVE. STREET 2: SUITE 201 CITY: WINTER PARK STATE: FL ZIP: 32789 FORMER COMPANY: FORMER CONFORMED NAME: CTO Realty Growth Inc. DATE OF NAME CHANGE: 20200508 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED TOMOKA LAND CO DATE OF NAME CHANGE: 19920703 4 1 form4-01122024_040109.xml X0508 4 2024-01-10 0000023795 CTO Realty Growth, Inc. CTO 0001623528 Smith Daniel Earl 1140 N. WILLIAMSON BLVD. SUITE 140 DAYTONA BEACH FL 32114 false true false false SVP, GEN COUNSEL & CORP SECRET 0 Common Stock 2024-01-10 4 A 0 15561 0 A 175147 D Common Stock 2024-01-10 4 F 0 6592 17.08 D 168555 D Common Stock 3000 I Kathyleen R. Smith TOD Common Stock 3000 I Kathyleen R. Smith WFCS Custodian Trad IRA On January 10, 2024, the Issuer issued 15,561 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 10, 2021, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020. This amount includes (i) 29,816 shares of restricted common stock which vest over time, which were previously reported, and (ii) 1,712 shares of common stock acquired through the Issuer's dividend reinvestment plan since March 14, 2023 (the date of the Reporting Person's previous Form 4 filing). On January 10, 2024, the Reporting Person instructed the Issuer to withhold 6,592 of the Issued Shares to satisfy the Reporting Person's payroll tax liability. The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein. /s/ Daniel E. Smith 2024-01-12