0001282528-18-000001.txt : 20180802 0001282528-18-000001.hdr.sgml : 20180802 20180802180450 ACCESSION NUMBER: 0001282528-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patten Mark E CENTRAL INDEX KEY: 0001282528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11350 FILM NUMBER: 18989822 MAIL ADDRESS: STREET 1: 1530 CORNERSTONE BLVD. STE. 100 CITY: DAYTONA BEACH STATE: FL ZIP: 32117 FORMER NAME: FORMER CONFORMED NAME: PATTEN MARK E DATE OF NAME CHANGE: 20040303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOLIDATED TOMOKA LAND CO CENTRAL INDEX KEY: 0000023795 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 590483700 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1140 NORTH WILLIAMSON BLVD., STE. 140 CITY: DAYTONA BEACH STATE: FL ZIP: 32114 BUSINESS PHONE: 386-274-2202 MAIL ADDRESS: STREET 1: PO BOX 10809 CITY: DAYTONA BEACH STATE: FL ZIP: 32120-0809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-07-31 0 0000023795 CONSOLIDATED TOMOKA LAND CO CTO 0001282528 Patten Mark E 1140 N. WILLIAMSON BLVD. SUITE 140 DAYTONA BEACH FL 32114 0 1 0 0 Sr. VP & CFO Common Stock 2018-07-31 4 M 0 5000 29.34 A 37668 D Common Stock 2018-07-31 4 F 0 740 65.51 D 36928 D Common Stock 2018-07-31 4 S 0 3417 65.164 D 33511 D Common Stock 2018-08-01 4 M 0 5000 29.34 A 38511 D Common Stock 2018-08-01 4 F 0 740 62.91 D 37771 D Common Stock 2018-08-01 4 S 0 300 64.94 D 37471 D Common Stock 2018-08-02 4 S 0 3117 62.97 D 34354 D Employee Stock Option (right to buy common stock) 29.34 2018-07-31 4 M 0 5000 0 D 2022-04-16 Common Stock 5000 5000 D Employee Stock Option (right to buy common stock) 29.34 2018-08-01 4 M 0 5000 0 D 2022-04-16 Common Stock 5000 5000 D Amounts in Table 1 Column 5 include 4,237 shares of restricted stock which vest over time and which were previously reported. This transaction was executed in multiple trades at prices ranging from $64.93 to $65.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. This transaction was executed in multiple trades at prices ranging from $64.70 to $65.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. This transaction was executed in multiple trades at prices ranging from $62.80 to $63.455. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. The option, representing a right to purchase a total of 10,000 shares, became exercisable in three annual installments beginning on 04/16/2013, which was the first anniversary of the date on which the option was granted. /s/Teresa Thornton-Hill, Attorney-in-Fact for Mark E. Patten 2018-08-02