-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M6oi2Wd3u6bfyr3Rqf4DbZLo+YevQO/1BxGlYJT/ikiekMhUzruf47X9QB1cZQH5 tliROViSPKqYKgztHZJVyA== 0000898432-03-000097.txt : 20030210 0000898432-03-000097.hdr.sgml : 20030210 20030210144757 ACCESSION NUMBER: 0000898432-03-000097 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030210 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GERRITY RICAHRD F CENTRAL INDEX KEY: 0001128753 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 7900 GLADES RD STREET 2: STE 500 CITY: BOCA RATON STATE: FL ZIP: 33434 MAIL ADDRESS: STREET 1: 7900 GLADES RD STREET 2: STE 500 CITY: BOCA RATON STATE: FL ZIP: 33434 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARTESYN TECHNOLOGIES INC CENTRAL INDEX KEY: 0000023071 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 591205269 STATE OF INCORPORATION: FL FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04466 FILM NUMBER: 03546975 BUSINESS ADDRESS: STREET 1: 7900 GLADES RD STE 500 CITY: BOCA RATON STATE: FL ZIP: 33434-4105 BUSINESS PHONE: 5614511000 MAIL ADDRESS: STREET 1: 7900 GLADES ROAD STREET 2: SUITE 500 CITY: BOCA RATON STATE: FL ZIP: 33434-4105 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER PRODUCTS INC DATE OF NAME CHANGE: 19920703 5 1 gerrity-form5.txt RICHARD F. GERRITY ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response......1.0 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [_] Form 3 Holdings Reported [_] Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* Gerrity Richard F. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 7900 Glades Road, Suite 500 - -------------------------------------------------------------------------------- (Street) Boca Raton FL 33434 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Artesyn Technologies, Inc. (ATSN) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year December 31, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Corporate Treasurer ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. 2A. (Instr. 3, 4 and 5) Owned at End Direct Nature of 1. 2. Deemed 3. ------------------------------- of Issuer's (D) or Indirect Title of Transaction Execution Transaction (A) Fiscal Year Indirect Beneficial Security Date Date, if any Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(Over) * If the Form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or 3A Derivative 6. of Underlying 8. ities Secur- of Exer- Deem- Securities Date Securities Price Bene- ity: In- cise 3. ed Exe- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- cution 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Date, Trans- of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date if any action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr (Instr. 3) ity Year) Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified $2.5300 08/21/02 A 1,000 * 08/21/07 Common 1,000 1,000 D Stock Option Stock (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified $2.6500 08/08/02 A 10,000 * 08/08/07 Common 10,000 10,000 D Stock Option Stock (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified $5.3700 10/16/06 Common 8,000 8,000 D Stock Option Stock (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified $9.1875 04/04/06 Common 10,000 10,000 D Stock Option Stock (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified $34.0000 07/31/05 Common 20,000 20,000 D Stock Option Stock (right to buy) ==================================================================================================================================== Explanation of Responses: * 50% vest after the second anniversary of the date of grant and an additional 50% vest after the third anniversary, subject to price performance of the Issuer's common stock; 100% will vest 58 months from the date of grant regardless of the performance of the stock price. - ----------------------------------------------------------------------------------------------------
/s/ Giselle Hurwitz January 15, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date By: Giselle Hurwitz For: Richard F. Gerrity ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----