5 1 matthews5.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response......1.0 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [_] Form 3 Holdings Reported [_] Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* Matthews Lawrence J. -------------------------------------------------------------------------------- (Last) (First) (Middle) 7601 Fifth Avenue -------------------------------------------------------------------------------- (Street) Richfield, MN 55423 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Artesyn Technologies, Inc. (ATSN) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year December 31, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 1. 2. 3. ------------------------------- of Issuer's (D) or Indirect Title of Transaction Transaction (A) Fiscal Year Indirect Beneficial Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 G 30,000 D 872,056 D ------------------------------------------------------------------------------------------------------------------ Common Stock 40,000 I by Trust ------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------ ====================================================================================================================
(Over) * If the Form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) ----------------------------------------------------------------------------------------------------------------------------- Non-Qualified $7.2800 05/09/02 A 10,000 05/09/03 05/09/12 Common 10,000 10,000 D Stock Option Stock (right to buy) ----------------------------------------------------------------------------------------------------------------------------- Non-Qualified $15.7900 Common 10,000 10,000 D Stock Option Stock (right to buy) ----------------------------------------------------------------------------------------------------------------------------- Non-Qualified $18.2500 Common 10,000 10,000 D Stock Option Stock (right to buy) ----------------------------------------------------------------------------------------------------------------------------- Non-Qualified $20.1250 Common 10,000 10,000 D Stock Option Stock (right to buy) ----------------------------------------------------------------------------------------------------------------------------- Non-Qualified $21.2500 Common 10,000 10,000 D Stock Option Stock (right to buy) ----------------------------------------------------------------------------------------------------------------------------- Non-Qualified $23.8125 Common 10,000 10,000 D Stock Option Stock (right to buy) ----------------------------------------------------------------------------------------------------------------------------- =============================================================================================================================
Explanation of Responses: /s/ Giselle Hurwitz January 15, 2003 --------------------------------------------- ----------------------- **Signature of Reporting Person Date By: Giselle Hurwitz For: Lawrence J. Matthews ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.