4 1 artesyn_form-4.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* O'DONNELL JOSEPH M. -------------------------------------------------------------------------------- (Last) (First) (Middle) 7900 GLADES ROAD, SUITE 500 -------------------------------------------------------------------------------- (Street) BOCA RATON FLORIDA 33434 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol ARTESYN TECHNOLOGIES, INC. (ATSN) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year NOVEMBER 1, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Chairman, President & CEO ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by one Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. 2A. Deemed Code ------------------------------- Owned Follow- (D) or Indirect 1. Transaction Execution Day (Instr. 8) (A) ing Reported Indirect Beneficial Title of Security Date if any ------------ Amount or Price Transaction (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) (Inst.3 and4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/01/02 P 20,000 A $1.8250 181,349 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or 3A. Derivative 6. of Underlying 8. ities Secur- of Exer- Deemed 4. Securities Date Securities Price Bene- ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ INCENTIVE STOCK OPTION (RIGHT TO BUY) $11.2500 02/15/06 COMMON 75,000 75,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ INCENTIVE STOCK OPTION (RIGHT TO BUY) $16.0000 05/01/06 COMMON 75,000 75,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $2.4800 8/16/02 A V 25,000 08/16/07 COMMON 25,000 25,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $2.6500 8/08/02 A V 100,000 08/08/07 COMMON 100,000 100,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $2.6875 06/29/04 COMMON 240,000 240,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $7.1875 07/28/05 COMMON 6,900 6,900 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $7.2000 10/24/06 COMMON 70,000 70,000 D BUY) STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $9.1875 04/04/06 COMMON 70,000 70,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT $10.0938 03/28/06 COMMON 7,500 7,500 D TO BUY) STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $10.2500 01/18/07 COMMON 75,000 75,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT $10.4875 03/29/06 COMMON 7,500 7,500 D TO BUY) STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $10.8125 03/30/06 COMMON 7,500 7,500 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $11.1563 03/27/04 COMMON 7,500 7,500 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $11.6250 01/25/98 06/25/06 COMMON 4,965 4,965 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $16.0000 07/22/03 COMMON 75,000 75,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $18.0000 05/08/98 05/08/07 COMMON 74,000 74,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $19.9375 03/03/05 COMMON 66,000 66,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT $20.1250 03/09/05 COMMON 1,500 1,500 D TO BUY) STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT TO BUY) $23.6525 05/12/05 COMMON 70,000 70,000 D STOCK ------------------------------------------------------------------------------------------------------------------------------------ NON- QUALIFIED STOCK OPTION (RIGHT $24.8750 07/22/04 COMMON 70,000 70,000 D TO BUY) STOCK ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /S/ GISELLE HURWITZ NOVEMBER 1, 2002 --------------------------------------------- ----------------------- **Signature of Reporting Person Date By: Giselle Hurwitz For: Joseph M. O'Donnell Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. o Potential persons who are to respond to the collection of information contained in this for are not required to respond unless the form displays a currently valid OMB Number. Page 3 of 3