Commission File Number |
Name of Registrants, State of Incorporation, Address Of Principal Executive Offices and Telephone Number |
I.R.S. Employer Identification No. |
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(A |
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( |
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(A Texas Corporation) |
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( |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 40.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 40.13e-4(c)) |
Registrant |
Title of each class |
Trading Symbol(s) |
Name of exchange on which registered | |||
PNM Resources, Inc. |
Item 1.01 |
Entry into a Material Definitive Agreement. |
Item 2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. |
Item 2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement. |
• |
$300.0 million revolving credit agreement, as amended, among PNMR, the lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent, maturing October 31, 2023; |
• |
$150.0 million term loan agreement, as amended, among PNMR, the lenders party thereto, and MUFG Bank, Ltd., as administrative agent, maturing June 11, 2021; |
• |
$50.0 million PNMR term loan agreement, as amended, between PNMR and Bank of America, N.A., as sole lender, maturing December 21, 2020; |
• |
$30.3 million letter of credit facility between PNMR and JPMorgan Chase Bank N.A., expiring October 21, 2020; |
• |
$30.3 million standby letter of credit facility between PNMR and Wells Fargo Bank National Association; |
• |
$75 million revolving credit agreement, as amended, among TNMP, the lenders identified therein and KeyBank National Association, as administrative agent, maturing September 23, 2022 (the “TNMP Revolver”); |
• |
$40 million revolving credit agreement, as amended, among PNMR Development and Wells Fargo Bank National Association, as lender, maturing February 23, 2021; and |
• |
$90 million term loan agreement, as amended, among PNMR Development and KeyBank, N.A., as administrative agent and sole lender, maturing November 26, 2020 |
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Item 8.01 |
Other Events. |
Item 9.01 |
Financial Statements and Exhibits. |
(d) |
Exhibits. |
2.1 |
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10.1 |
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10.2 |
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10.3 |
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99.1 |
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99.2 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
PNM RESOURCES, INC. (Registrant) | ||||||
Date: October 20, 2020 |
By: |
/s/ Henry E. Monroy | ||||
Name: |
Henry E. Monroy | |||||
Title: |
Vice President and Corporate Controller |