<SEC-DOCUMENT>0000897101-21-000541-index.html : 20210629 <SEC-HEADER>0000897101-21-000541.hdr.sgml : 20210629 <ACCEPTANCE-DATETIME>20210629165551 ACCESSION NUMBER: 0000897101-21-000541 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 19 CONFORMED PERIOD OF REPORT: 20210628 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0000022701 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410957999 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31588 FILM NUMBER: 211058926 BUSINESS ADDRESS: STREET 1: 10900 RED CIRCLE DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: 9529961674 MAIL ADDRESS: STREET 1: 10900 RED CIRCLE DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>csi210865_8k.htm <DESCRIPTION>8-K DATED JUNE 28, 2021 <TEXT> Document 1 - file: csi210865_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>cis210865_ex4-1.htm <DESCRIPTION>FORM OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF COMMUNICATIONS SYSTEMS, INC <TEXT> Document 2 - file: cis210865_ex4-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>cis210865_ex4-2.htm <DESCRIPTION>FORM OF COMMUNICATIONS SYSTEMS, INC. WARRANT TO BE ISSUED TO THE PIPE INVESTORS <TEXT> Document 3 - file: cis210865_ex4-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>4 <FILENAME>cis210865_ex4-3.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT BETWEEN COMMUNICATIONS SYSTEMS, INC. AND PIPE INVESTORS <TEXT> Document 4 - file: cis210865_ex4-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>cis210865_ex10-1.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT DATED AS OF JUNE 28, 2021, BETWEEN COMMUNICATIONS SYSTEMS, INC. AND THE PURCHASERS <TEXT> Document 5 - file: cis210865_ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>cis210865_ex10-2.htm <DESCRIPTION>FORM OF LOCK-UP AGREEMENT BY AND AMONG THE COMPANY, CERTAIN COMPANY DIRECTORS, OFFICERS AND SHAREHOLDERS AND THE PIPE INVESTORS <TEXT> Document 6 - file: cis210865_ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>cis210865_ex10-3.htm <DESCRIPTION>LETTER AGREEMENT DATED AS OF JUNE 28, 2021 BETWEEN COMMUNICATIONS SYSTEMS, INC. AND CROWDOUT CAPITAL LLC CONFIRMING THAT CROWDOUT $9.0 MILLION EQUITY COMMITMENT IS CONTINGENT ON CLOSING OF $20.0 MILLION TERM LOAN. <TEXT> Document 7 - file: cis210865_ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>csi210865_ex99-1.htm <DESCRIPTION>PRESS RELEASE OF COMMUNICATIONS SYSTEMS, INC. DATED JUNE 28, 2021 <TEXT> Document 8 - file: csi210865_ex99-1.htm
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