13F-HR 1 q40613f.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2006 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: Lowe, Brockenbrough & Company, Inc. Address: 1802 Bayberry Court Suite 400 Richmond, Virginia 23226-3767 13F File Number: 28-1206 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Austin Brockenbrough, III Title: Managing Director Phone: (804) 288-0404 Signature, Place, and Date of Signing: Austin Brockenbrough, III Richmond, Virginia Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579Y101 3322 42630.0000 SH Sole 42630.0000 ABBOTT LABS COM COM 002824100 4825 99054.0000 SH Sole 99054.0000 ACCENTURE LTD BERMUDA CL A COM g1150g111 8078 218744.0000 SH Sole 218744.0000 AETNA INC NEW COM COM 00817Y108 6636 153675.0000 SH Sole 153675.0000 ALBEMARLE CORP COM COM 012653101 763 10630.0000 SH Sole 10630.0000 ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 1945 21445.0000 SH Sole 21445.0000 ALLIANCE DATA SYSTEMS CORP COM COM 018581108 351 5615.0000 SH Sole 5615.0000 ALLSTATE CORP COM COM 020002101 2307 35431.0000 SH Sole 35431.0000 ALTRIA GROUP INC COM COM 02209S103 8995 104807.9010 SH Sole 104807.9010 AMBAC FINL GROUP INC COM COM 023139108 354 3980.0000 SH Sole 3980.0000 AMERICA MOVIL SAB DE CV SPON A COM 02364W105 2638 58345.0000 SH Sole 58345.0000 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 335 10742.0000 SH Sole 10742.0000 AMERICAN ELEC PWR INC COM COM 025537101 230 5400.0000 SH Sole 5400.0000 AMERICAN EXPRESS CO COM COM 025816109 2513 41427.0000 SH Sole 41427.0000 AMERICAN INTL GROUP INC COM COM 026874107 17824 248730.0000 SH Sole 248730.0000 AMERIPRISE FINL INC COM COM 03076C106 214 3925.0000 SH Sole 3925.0000 AMGEN INC COM COM 031162100 11835 173254.0000 SH Sole 173254.0000 ANADARKO PETE CORP COM COM 032511107 332 7640.0000 SH Sole 7640.0000 ANHEUSER BUSCH COS INC COM COM 035229103 274 5565.0000 SH Sole 5565.0000 APPLIED MATLS INC COM COM 038222105 3073 166580.0000 SH Sole 166580.0000 ARCHER DANIELS MIDLAND CO COM COM 039483102 2924 91495.0000 SH Sole 91495.0000 AT&T INC COM COM 00206R102 9570 267700.0000 SH Sole 267700.0000 AUTOMATIC DATA PROCESSING INC COM 053015103 568 11538.0000 SH Sole 11538.0000 AVON PRODS INC COM COM 054303102 3028 91634.0000 SH Sole 91634.0000 BANK NEW YORK INC COM COM 064057102 240 6100.0000 SH Sole 6100.0000 BANK OF AMERICA CORPORATION CO COM 060505104 13992 262067.0000 SH Sole 262067.0000 BANK SOUTHSIDE VA CORP COM COM 065121105 3703 15300.0000 SH Sole 15300.0000 BB&T CORP COM COM 054937107 1579 35936.0000 SH Sole 35936.0000 BELLSOUTH CORP COM COM 079860102 739 15697.0000 SH Sole 15697.0000 BERKLEY W R CORP COM COM 084423102 2400 69552.0000 SH Sole 69552.0000 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 220 2.0000 SH Sole 2.0000 BIOMET INC COM COM 090613100 485 11750.0000 SH Sole 11750.0000 BMC SOFTWARE INC COM COM 055921100 824 25590.0000 SH Sole 25590.0000 BP PLC SPONSORED ADR COM 055622104 8355 124522.0000 SH Sole 124522.0000 BURLINGTON NORTHN SANTA FE CP COM 12189T104 1984 26875.0000 SH Sole 26875.0000 CADMUS COMMUNICATIONS CORP COM COM 127587103 1026 42000.0000 SH Other 42000 CAMPBELL SOUP CO COM COM 134429109 293 7530.0000 SH Sole 7530.0000 CAPITAL ONE FINL CORP COM COM 14040H105 526 6850.0000 SH Sole 6850.0000 CATERPILLAR INC DEL COM COM 149123101 2854 46539.0000 SH Sole 46539.0000 CHESAPEAKE CORP COM COM 165159104 295 17354.0000 SH Sole 17354.0000 CHEVRON CORP NEW COM COM 166764100 14941 203190.5000 SH Sole 203190.5000 CHUBB CORP COM COM 171232101 5107 96530.0000 SH Sole 96530.0000 CIGNA CORP COM COM 125509109 2232 16965.0000 SH Sole 16965.0000 CIRCUIT CITY STORE INC COM COM 172737108 270 14200.0000 SH Sole 14200.0000 CISCO SYS INC COM COM 17275R102 15547 568870.0000 SH Sole 568870.0000 CIT GROUP INC COM COM 125581108 8029 143965.0000 SH Sole 143965.0000 CITIGROUP INC COM COM 172967101 3442 61787.0000 SH Sole 61787.0000 CMS ENERGY CORP COM COM 125896100 376 22525.0000 SH Sole 22525.0000 COCA COLA CO COM COM 191216100 8448 175082.0000 SH Sole 175082.0000 COLGATE PALMOLIVE CO COM COM 194162103 4097 62800.0000 SH Sole 62800.0000 COMPUTER SCIENCES CORP COM COM 205363104 1708 32000.0000 SH Sole 32000.0000 CONOCOPHILLIPS COM COM 20825C104 5108 70998.0000 SH Sole 70998.0000 CONSTELLATION BRANDS INC CL A COM 21036P108 6416 221085.0000 SH Sole 221085.0000 CORNING INC COM COM 219350105 2459 131445.0000 SH Sole 131445.0000 CSX CORP COM COM 126408103 471 13690.0000 SH Sole 13690.0000 CVS CORP COM COM 126650100 6479 209605.0000 SH Sole 209605.0000 DILLARDS INC CL A COM 254067101 450 12880.0000 SH Sole 12880.0000 DIRECTV GROUP INC COM COM 25459L106 1948 78100.0000 SH Sole 78100.0000 DISNEY WALT CO COM DISNEY COM 254687106 3313 96684.0000 SH Sole 96684.0000 DOMINION RES INC VA NEW COM COM 25746U109 970 11569.5780 SH Sole 11569.5780 DOVER CORP COM COM 260003108 10360 211350.0000 SH Sole 211350.0000 DOW CHEM CO COM COM 260543103 288 7225.0000 SH Sole 7225.0000 DU PONT E I DE NEMOURS & CO CO COM 263534109 5734 117723.0540 SH Sole 117723.0540 EATON CORP COM COM 278058102 275 3665.0000 SH Sole 3665.0000 ELECTRONIC ARTS INC COM COM 285512109 448 8900.0000 SH Sole 8900.0000 ENSCO INTL INC COM COM 26874Q100 2037 40700.0000 SH Sole 40700.0000 EXXON MOBIL CORP COM COM 30231G102 33132 432365.0000 SH Sole 432365.0000 FEDERAL NATL MTG ASSN COM COM 313586109 1483 24965.0000 SH Sole 24965.0000 FIRSTENERGY CORP COM COM 337932107 1953 32380.0000 SH Sole 32380.0000 FLEXTRONICS INTL LTD ORD COM y2573f102 377 32800.0000 SH Sole 32800.0000 FOREST LABS INC COM COM 345838106 1882 37190.0000 SH Sole 37190.0000 FPL GROUP INC COM COM 302571104 2623 48200.0000 SH Sole 48200.0000 FRANKLIN RES INC COM COM 354613101 5130 46560.0000 SH Sole 46560.0000 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 362 6500.0000 SH Sole 6500.0000 GENENTECH INC COM NEW COM 368710406 2320 28595.0000 SH Sole 28595.0000 GENERAL DYNAMICS CORP COM COM 369550108 5587 75150.0000 SH Sole 75150.0000 GENERAL ELECTRIC CO COM COM 369604103 30764 826762.5513 SH Sole 826762.5513 GILEAD SCIENCES INC COM COM 375558103 3896 60010.0000 SH Sole 60010.0000 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 490 9287.0000 SH Sole 9287.0000 GOLDMAN SACHS GROUP INC COM COM 38141G104 4327 21705.0000 SH Sole 21705.0000 GOOGLE INC CL A COM 38259P508 2530 5494.0000 SH Sole 5494.0000 HALLIBURTON CO COM COM 406216101 1797 57870.0000 SH Sole 57870.0000 HARLEY DAVIDSON INC COM COM 412822108 348 4935.0000 SH Sole 4935.0000 HARRIS CORP DEL COM COM 413875105 6676 145580.0000 SH Sole 145580.0000 HERSHEY CO COM COM 427866108 392 7865.0000 SH Sole 7865.0000 HEWLETT PACKARD CO COM COM 428236103 1821 44215.0000 SH Sole 44215.0000 HOME DEPOT INC COM COM 437076102 2210 55025.0000 SH Sole 55025.0000 ILLINOIS TOOL WKS INC COM COM 452308109 880 19050.0000 SH Sole 19050.0000 INGERSOLL-RAND COMPANY LTD CL COM g4776g101 406 10375.0000 SH Sole 10375.0000 INTEL CORP COM COM 458140100 5650 278988.0000 SH Sole 278988.0000 INTERNATIONAL BUSINESS MACHS C COM 459200101 7520 77406.0000 SH Sole 77406.0000 INTUIT COM COM 461202103 3098 101530.0000 SH Sole 101530.0000 ITT CORP NEW COM COM 450911102 8492 149460.0000 SH Sole 149460.0000 JOHNSON & JOHNSON COM COM 478160104 14334 217119.0000 SH Sole 217119.0000 JP MORGAN CHASE & CO COM COM 46625H100 3223 66731.0000 SH Sole 66731.0000 KIMBERLY CLARK CORP COM COM 494368103 1689 24859.0000 SH Sole 24859.0000 KROGER CO COM COM 501044101 2078 90085.0000 SH Sole 90085.0000 LAM RESEARCH CORP COM COM 512807108 2274 44925.0000 SH Sole 44925.0000 LANDAMERICA FINL GROUP INC COM COM 514936103 282 4475.0000 SH Sole 4475.0000 LEHMAN BROS HLDGS INC COM COM 524908100 6391 81810.0000 SH Sole 81810.0000 LEXMARK INTL NEW CL A COM 529771107 394 5385.0000 SH Sole 5385.0000 LIBERTY PPTY TR SH BEN INT COM 531172104 331 6740.0000 SH Sole 6740.0000 LILLY ELI & CO COM COM 532457108 2125 40796.3917 SH Sole 40796.3917 LINCOLN NATL CORP IND COM COM 534187109 2403 36184.0000 SH Sole 36184.0000 LOCKHEED MARTIN CORP COM COM 539830109 2427 26355.0000 SH Sole 26355.0000 LOWES COS INC COM COM 548661107 1983 63645.0000 SH Sole 63645.0000 MANULIFE FINL CORP COM COM 56501R106 233 6904.0000 SH Sole 6904.0000 MARKEL CORP COM COM 570535104 672 1400.0000 SH Sole 1400.0000 MCDONALDS CORP COM COM 580135101 7979 179985.0000 SH Sole 179985.0000 MCKESSON CORP COM COM 58155Q103 2320 45760.0000 SH Sole 45760.0000 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 780 14594.0000 SH Sole 14594.0000 MEDIA GEN INC CL A COM 584404107 1271 34200.0000 SH Other 34200 MEDIA GEN INC CL B COM 584404206 2101 56514.0000 SH Other 56514 MEDTRONIC INC COM COM 585055106 386 7220.0000 SH Sole 7220.0000 MEMC ELECTR MATLS INC COM COM 552715104 4865 124310.0000 SH Sole 124310.0000 MERCK & CO INC COM COM 589331107 1482 33995.0000 SH Sole 33995.0000 MERRILL LYNCH & CO INC COM COM 590188108 9220 99031.0000 SH Sole 99031.0000 METLIFE INC COM COM 59156R108 5517 93493.0000 SH Sole 93493.0000 MICROSOFT CORP COM COM 594918104 11159 373707.0000 SH Sole 373707.0000 MORGAN STANLEY COM NEW COM 617446448 7355 90325.0000 SH Sole 90325.0000 MOTOROLA INC COM COM 620076109 6285 305699.9648 SH Sole 305699.9648 MURPHY OIL CORP COM COM 626717102 203 4000.0000 SH Sole 4000.0000 MYLAN LABS INC COM COM 628530107 1482 74260.0000 SH Sole 74260.0000 NABORS INDUSTRIES LTD SHS COM g6359f103 4300 144390.0000 SH Sole 144390.0000 NEW YORK TIMES CO CL A COM 650111107 231 9499.0000 SH Sole 9499.0000 NOBLE CORPORATION SHS COM g65422100 4480 58835.0000 SH Sole 58835.0000 NOBLE ENERGY INC COM COM 655044105 254 5175.0000 SH Sole 5175.0000 NORDSTROM INC COM COM 655664100 340 6895.0000 SH Sole 6895.0000 NORFOLK SOUTHERN CORP COM COM 655844108 9075 180454.0000 SH Sole 180454.0000 NOVELLUS SYS INC COM COM 670008101 432 12560.0000 SH Sole 12560.0000 ORACLE CORP COM COM 68389X105 9291 542084.0000 SH Sole 542084.0000 PACCAR INC COM COM 693718108 354 5457.0000 SH Sole 5457.0000 PARKER HANNIFIN CORP COM COM 701094104 1874 24370.0000 SH Sole 24370.0000 PENNEY J C INC COM COM 708160106 6688 86455.0000 SH Sole 86455.0000 PEPSICO INC COM COM 713448108 12569 200940.7570 SH Sole 200940.7570 PFIZER INC COM COM 717081103 1032 39860.0000 SH Sole 39860.0000 PNC FINL SVCS GROUP INC COM COM 693475105 2397 32370.0000 SH Sole 32370.0000 PRAXAIR INC COM COM 74005P104 7797 131415.0000 SH Sole 131415.0000 PRECISION CASTPARTS CORP COM COM 740189105 388 4955.0000 SH Sole 4955.0000 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 1397 23800.0000 SH Sole 23800.0000 PROCTER & GAMBLE CO COM COM 742718109 13110 203980.0000 SH Sole 203980.0000 PRUDENTIAL FINL INC COM COM 744320102 8493 98915.0000 SH Sole 98915.0000 QLOGIC CORP COM COM 747277101 356 16220.0000 SH Sole 16220.0000 QUALCOMM INC COM COM 747525103 4639 122765.0000 SH Sole 122765.0000 QUESTAR CORP COM COM 748356102 291 3500.0000 SH Sole 3500.0000 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1002 14148.0000 SH Sole 14148.0000 RYDER SYS INC COM COM 783549108 312 6115.0000 SH Sole 6115.0000 SABRE HLDGS CORP CL A COM 785905100 1011 31710.0000 SH Sole 31710.0000 SAFECO CORP COM COM 786429100 1088 17390.0000 SH Sole 17390.0000 SCHERING PLOUGH CORP COM COM 806605101 519 21950.0000 SH Sole 21950.0000 SCHLUMBERGER LTD COM COM 806857108 8474 134170.0000 SH Sole 134170.0000 SHERWIN WILLIAMS CO COM COM 824348106 409 6425.0000 SH Sole 6425.0000 SMITH INTL INC COM COM 832110100 2266 55185.0000 SH Sole 55185.0000 SPDR TR UNIT SER 1 COM 78462F103 3516 24825.0000 SH Sole 24825.0000 ST PAUL TRAVELERS INC COM COM 792860108 3695 68830.0000 SH Sole 68830.0000 STAPLES INC COM COM 855030102 10525 394179.0000 SH Sole 394179.0000 STARBUCKS CORP COM COM 855244109 762 21500.0000 SH Sole 21500.0000 SUN MICROSYSTEMS INC COM COM 866810104 255 47000.0000 SH Sole 47000.0000 SUNTRUST BKS INC COM COM 867914103 6048 71614.0000 SH Sole 71614.0000 SUPERVALU INC COM COM 868536103 374 10450.0000 SH Sole 10450.0000 SYMANTEC CORP COM COM 871503108 446 21400.0000 SH Sole 21400.0000 SYSCO CORP COM COM 871829107 5024 136667.0000 SH Sole 136667.0000 TARGET CORP COM COM 87612E106 9752 170946.0000 SH Sole 170946.0000 TEVA PHARMACEUTICAL INDS LTD A COM 881624209 6331 203710.0000 SH Sole 203710.0000 TEXTRON INC COM COM 883203101 4158 44345.0000 SH Sole 44345.0000 THERMO FISHER SCIENTIFIC INC C COM 883556102 12411 274043.0000 SH Sole 274043.0000 TJX COS INC NEW COM COM 872540109 351 12295.0000 SH Sole 12295.0000 TXU CORP COM COM 873168108 929 17135.0000 SH Sole 17135.0000 UNION PAC CORP COM COM 907818108 2302 25020.0000 SH Sole 25020.0000 UNITED DOMINION REALTY TR INC COM 910197102 1587 49922.4680 SH Sole 49922.4680 UNITED PARCEL SERVICE INC CL B COM 911312106 334 4455.0000 SH Sole 4455.0000 UNITED TECHNOLOGIES CORP COM COM 913017109 3044 48683.0000 SH Sole 48683.0000 UNITEDHEALTH GROUP INC COM COM 91324P102 6260 116507.0000 SH Sole 116507.0000 UNIVERSAL CORP VA COM COM 913456109 916 18700.0000 SH Sole 18700.0000 US BANCORP DEL COM NEW COM 902973304 345 9522.0000 SH Sole 9522.0000 V F CORP COM COM 918204108 368 4485.0000 SH Sole 4485.0000 VALERO ENERGY CORP NEW COM COM 91913Y100 1100 21510.0000 SH Sole 21510.0000 VARIAN MED SYS INC COM COM 92220P105 205 4300.0000 SH Sole 4300.0000 VERIZON COMMUNICATIONS COM COM 92343V104 694 18645.0000 SH Sole 18645.0000 VULCAN MATLS CO COM COM 929160109 2119 23575.0000 SH Sole 23575.0000 WACHOVIA CORP 2ND NEW COM COM 929903102 10340 181556.0000 SH Sole 181556.0000 WAL MART STORES INC COM COM 931142103 1416 30654.0000 SH Sole 30654.0000 WELLPOINT INC COM COM 94973V107 12837 163140.0000 SH Sole 163140.0000 WELLS FARGO & CO NEW COM COM 949746101 3010 84658.0000 SH Sole 84658.0000 WESTERN DIGITAL CORP COM COM 958102105 3691 180400.0000 SH Sole 180400.0000 WILLIAMS COS INC DEL COM COM 969457100 371 14195.0000 SH Sole 14195.0000 WRIGLEY WM JR CO COM COM 982526105 358 6923.0000 SH Sole 6923.0000 WYETH COM COM 983024100 2241 44009.0000 SH Sole 44009.0000 ZIMMER HLDGS INC COM COM 98956P102 3482 44425.0000 SH Sole 44425.0000 WACHOVIA CORP 2ND NEW PFD 929903201 0 139864.0000 SH Sole 139864.0000
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: 709258 List of Other Included Managers: No. 13F File Number Name