-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTgaCLwElt6rOaLLsa1XVVhijIUJIGVU6EXIvCAMEj7N0ko5qtdCNh5/Jld9xyT0 6VOHVwIlvTVg1v6rj3taVw== 0000950123-02-007888.txt : 20020814 0000950123-02-007888.hdr.sgml : 20020814 20020813202824 ACCESSION NUMBER: 0000950123-02-007888 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DANIELSON HOLDING CORP CENTRAL INDEX KEY: 0000225648 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 956021257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06732 FILM NUMBER: 02731420 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE 5TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128880347 MAIL ADDRESS: STREET 1: 767 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017-2023 FORMER COMPANY: FORMER CONFORMED NAME: MISSION EQUITIES CORP DATE OF NAME CHANGE: 19770921 FORMER COMPANY: FORMER CONFORMED NAME: MISSION INSURANCE GROUP INC DATE OF NAME CHANGE: 19900826 8-K 1 y63061e8vk.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AUGUST 13, 2002 Date of Report (Date of earliest event reported) DANIELSON HOLDING CORPORATION (Exact Name of Registrant as Specified in Its Charter) DELAWARE (State or Other Jurisdiction of Incorporation or Organization) 1-6732 (Commission File Number) 95-6021257 (IRS Employer Identification Number) 1701 EAST MARKET STREET JEFFERSONVILLE, INDIANA 47130 (Address of Principal Executive Offices) (812) 288-0100 (Registrant's Telephone Number, Including Area Code) INFORMATION TO BE INCLUDED IN THE REPORT ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits Exhibit
Number Description - ------ ----------- 99.1 Danielson Holding Corporation - Sarbanes-Oxley Act of 2002, Section 906 Certification from Samuel Zell, Chief Executive Officer (August 13, 2002) 99.2 Danielson Holding Corporation - Sarbanes-Oxley Act of 2002, Section 906 Certification from James J. Wolff, Chief Financial Officer (August 13, 2002)
ITEM 9. REGULATION FD DISCLOSURE. In connection with the filing of the Danielson Holding Corporation ("DHC") Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2002, DHC filed with the Securities and Exchange Commission the certificates attached hereto as Exhibits 99.1 and 99.2. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: August 13, 2002 DANIELSON HOLDING CORPORATION (Registrant) By: /s/ James J. Wolff -------------------------------------- Name: James J. Wolff Title: Chief Financial Officer and Treasurer (Principal Accounting Officer) EX-99.1 3 y63061exv99w1.txt CERTIFICATION EXHIBIT 99.1 DANIELSON HOLDING CORPORATION SARBANES-OXLEY ACT OF 2002, SECTION 906 CERTIFICATION FROM SAMUEL ZELL, CHIEF EXECUTIVE OFFICER August 13, 2002 Via EDGAR Securities and Exchange Commission Washington, D.C. 20549 Re: Danielson Holding Corporation Quarterly Report on Form 10-Q for the Quarterly Period ended June 30, 2002 (Commission File No. 1-6732) Ladies and Gentlemen: In connection with the Quarterly Report on Form 10-Q for the Quarterly Period ended June 30, 2002 of Danielson Holding Corporation (the "Company") as filed with the Securities and Exchange Commission on the date hereof (the "Report"), Samuel Zell, as Chief Executive Officer of the Company, hereby certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best of his knowledge, that: (1) the Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. This certification accompanies the Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed filed by the Company for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. Very truly yours, /s/ Samuel Zell ------------------------------- Samuel Zell Chief Executive Officer EX-99.2 4 y63061exv99w2.txt CERTIFICATION EXHIBIT 99.2 DANIELSON HOLDING CORPORATION SARBANES-OXLEY ACT OF 2002, SECTION 906 CERTIFICATION FROM JAMES J. WOLFF, CHIEF FINANCIAL OFFICER August 13, 2002 Via EDGAR Securities and Exchange Commission Washington, D.C. 20549 Re: Danielson Holding Corporation Quarterly Report on Form 10-Q for the Quarterly Period ended June 30, 2002 (Commission File No. 1-6732) Ladies and Gentlemen: In connection with the Quarterly Report on Form 10-Q for the Quarterly Period ended June 30, 2002 of Danielson Holding Corporation (the "Company") as filed with the Securities and Exchange Commission on the date hereof (the "Report"), James J. Wolff, as Chief Financial Officer of the Company, hereby certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best of his knowledge, that: (1) the Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. This certification accompanies the Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed filed by the Company for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. Very truly yours, /s/ James J. Wolff ------------------------------- James J. Wolff Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----