-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GcGepQTHAZbMEqAaAKaGpmJI6MAXJhenYZbrpymp/qenIsrlUgcPvSwJT5sSne/t cy3BWLaByYlM+iiz7GuMVQ== 0001418829-07-000002.txt : 20071119 0001418829-07-000002.hdr.sgml : 20071119 20071119171443 ACCESSION NUMBER: 0001418829-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071115 FILED AS OF DATE: 20071119 DATE AS OF CHANGE: 20071119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS CENTRAL INDEX KEY: 0000275694 IRS NUMBER: 042483041 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 4132261000 MAIL ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02183 FILM NUMBER: 071257361 BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 4 1 mas325.xml X0202 4 2007-11-15 0 0000275694 MASSMUTUAL CORPORATE INVESTORS MCI 0000225602 MASSACHUSETTS MUTUAL LIFE INSURANCE CO 1295 STATE STREET SPRINGFIELD MA 0111 0 0 0 1 Sec 30(h) 10% Debt Holder Senior Fixed Rate Convertible Note due 11/15/2017 2007-11-15 2007-11-15 4 J 0 980071.87 30000000.00 A MMCI 980071.87 980071.87 D Market On November 15, 2007, MassMutual Corporate Investors (the ?Trust?) issued to Massachusetts Mutual Life Insurance Company (?MassMutual?) an amended and restated Senior Fixed Rate Convertible Note (the "Note") in the principal amount of $30,000,000 and due on November 15, 2017. MassMutual, at its option, can convert the principal amount of the Note into the Trust?s common shares. The dollar amount of principal would be converted into an equivalent dollar amount of the Trust?s common shares based upon the average price of the common shares for ten business days prior to MassMutual?s notice of conversion. The Note replaced the Trust?s $20,000,000 Senior Convertible Fixed Rate Note held by MassMutual. Babson Capital Management LLC, the Trust?s investment adviser, and Cornerstone Real Estate Advisers LLC (?Cornerstone?) are both wholly-owned indirect subsidiaries of MassMutual. As of November 15, 2007, Cornerstone was the beneficial owner of 27,009 shares of the Trust?s common stock. N/A 11/15/2017 Issuer's Common By: Richard F. Buckley, Jr. Vice President & Assistant General Counsel 2007-11-19 -----END PRIVACY-ENHANCED MESSAGE-----