-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qs6Wa0p+TkuezLKuk0/PPljtTNRuLjslm69f/4ZgtweEwTAuF7wfGQqrebtGxmbA SwWZHdXq8EluBTAxDGJrNg== 0000009015-02-000124.txt : 20021118 0000009015-02-000124.hdr.sgml : 20021118 20021115114023 ACCESSION NUMBER: 0000009015-02-000124 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 02828923 BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 13F-HR 1 sepma.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 29549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company 1295 State Street Springfield, Massachusetts 01111 13F File Number: 28-548 The institutional investment manager filing this report, and the person by whom it is signed, hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: Name: Stephen Kuhn Title: Senior Vice President and Deputy General Counsel Phone: 413-226-1050 Signature, Place, and date of Signing: /s/ Stephen Kuhn Springfield, Massachusetts November 14, 2002 Report Type (Check only one): [ x ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None (See note below) Form 13F Information Table Entry Total: None (See note below) Form 13F Information Table Value Total: None (See note below) List of Other Included Managers: On January 1, 2000, Massachusetts Mutual Life Insurance Company ("Mass Mutual") transferred its investment management division and its investment advisory business to its majority owned, indirect subsidiary David L. Babson & Company Inc. ("Babson"). Babson now has investment discretion over MassMutual's assets. Please note that in the past Form 13F's were filed by MassMutual on behalf of Babson and OppenheimerFunds Inc. ("Oppenheimer"). Babson and Oppenheimer are indirect, majority-owned subsidiaries of MassMutual. For this filing and future filings, Babson and Oppenheimer will file Form 13F's on their own behalf. Babson and Oppenheimer have indicated that they exercise "sole" investment discretion with respect to the securities positions reported in their respective Form 13F's. Nevertheless, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual may be deemed to "share" investment discretion over the positions as a result of its ownership interests in Babson and Oppenheimer. -----END PRIVACY-ENHANCED MESSAGE-----