0001213184-14-000048.txt : 20140909 0001213184-14-000048.hdr.sgml : 20140909 20140909195338 ACCESSION NUMBER: 0001213184-14-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140905 FILED AS OF DATE: 20140909 DATE AS OF CHANGE: 20140909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTASHNER KENNETH F CENTRAL INDEX KEY: 0001211644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 141094374 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 9244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-05 0000225263 NEWPORT CORP NEWP 0001211644 POTASHNER KENNETH F 1791 DEERE AVENUE IRVINE CA 92606 1 0 0 0 Common Stock 2014-09-05 4 M 0 7500 13.82 A 96992 D Common Stock 2014-09-05 4 S 0 7500 18.228 D 89492 D Stock option (right to buy) 13.82 2014-09-05 4 M 0 7500 0 D 2006-01-03 2015-01-02 Common Stock 7500 0 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on August 5, 2014. Reflects the weighted-average sale price for an aggregate of 7,500 shares sold in multiple transactions at prices ranging from $18.16 to $18.36 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2014-09-09