-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OWv6hHTxgiC11gab+r1z1enVTnTVBDCuIua9YIq+S/SV85HJNsjqtHXgIdpAA0AM mxR2qr6sJFVv9vEVAu4OZA== 0001191638-09-000233.txt : 20090305 0001191638-09-000233.hdr.sgml : 20090305 20090305072657 ACCESSION NUMBER: 0001191638-09-000233 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090302 FILED AS OF DATE: 20090305 DATE AS OF CHANGE: 20090305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNILEVER PLC CENTRAL INDEX KEY: 0000217410 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04546 FILM NUMBER: 09657294 BUSINESS ADDRESS: STREET 1: UNILEVER HOUSE STREET 2: BLACKFRIARS CITY: LONDON ENGLAND STATE: X0 ZIP: EC4P 4BQ BUSINESS PHONE: 201-894-2790 MAIL ADDRESS: STREET 1: C/O UNILEVER UNITED STATES INC STREET 2: 700 SYLVAN AVENUE (ATTN.: M MONTAGNINO) CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: UNILEVER LTD DATE OF NAME CHANGE: 19820429 6-K 1 ulvr200903026k.htm DIRECTOR/PDMR SHAREHOLDING

FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


REPORT OF FOREIGN ISSUER


Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934


For the month of  March 2009
 
                      
UNILEVER PLC    

(Translation of registrant's name into English)
 

UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
 

Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F..X.. Form 40-F.....
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
 

Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ..... No .X..
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
 
 


Exhibit 99 attached hereto is incorporated herein by reference.
 
 

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
                                                                                                                        UNILEVER PLC
                                           
                                                                                                                       /S/ S H M A Dumoulin
                                                                                                                       By  S H M A Dumoulin
                                                                                                                       Secretary
                  
                                     
Date: 02 March 2009
 
 
                                              EXHIBIT INDEX
                                              -------------
 
EXHIBIT NUMBER              EXHIBIT DESCRIPTION
99                                         Notice to London Stock Exchange dated 02 March 2009
                                             Director/PDMR Shareholding

 
Exhibit 99


 

2 March
 2009
 

This Report on Form 6-K contains the following:

Stock Exchange Announcement dated 12 February 2009 entitled ‘Director/PDMR Sharedealing’
Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons


All relevant boxes should be completed in block capital letters.

1.
Name of the issuer

UNILEVER PLC







2.
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, 
(ii) a disclosure made in accordance LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).

(i) 
a transaction notified in accordance with
 DTR 3.1.2 R


3.
Name of person discharging managerial
responsibilities/director

MR B GROTE



4.
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

N/A

5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 

IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE

6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares

AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE

7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them

MR B GROTE

8.
State the nature of the transaction

PURCHASE
9.
Number of shares, debentures or financial instruments relating to shares acquired

1,700


10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)

NEGLIGIBLE

11.
Number of shares, debentures or 
financial instruments relating to shares disposed

N/A


12.
Percentage of issued class disposed 
(treasury shares of that class should not be taken into account when calculating percentage)

N/A

13.
Price per share or value of transaction

US$ 20.88

14.
Date and place of transaction

9 FEBRUARY 2009, 
USA

15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

3,500

NEGLIGIBLE

16.
Date issuer informed of transaction

11 FEBRUARY 2009








If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17.
Date of grant

N/A


18.
Period during which or date on which exercisable

N/A

19.
Total amount paid (if any) for grant of the option

N/A

20.
Description of shares or debentures involved (class and number)

N/A

21.
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise

N/A

22.
Total number of shares or debentures over which options held following notification

N/A




23.
Any additional information




24.
Name of contact and telephone number for queries

JULIAN THURSTON
+44(0)207 8226707




Name of authorised official of issuer responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY

Date of notification 12 FEBRUARY 2009



Notes:
    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete 
boxes 1 to 16
, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete 
boxes 1 to 4
, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete 
boxes 1 to 3
 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.






SAFE HARBOUR STATEMENT:

This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'expects', 'anticipates', 'intends' or the negative of these terms and other similar expressions of future performance or results, including financial objectives to 2010, and their negatives are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Group. They are not historical facts, nor are they guarantees of future performance. Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements, including, among others, competitive pricing and activities, consumption levels, costs, the ability to maintain and manage key customer relationships and supply chain sources, currency values, interest rates, the ability to integrate acquisitions and complete planned divestitures, the ability to complete planned restructuring activities, physical risks, environmental risks, the ability to manage regulatory, tax and legal matters and resolve pending matters within current estimates, legislative, fiscal and regulatory developments, political, economic and social conditions in the geographic markets where the Group operates and new or changed priorities of the Boards. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including the Annual Report & Accounts on Form 20-F. These forward-looking statements speak only as of the date of this announcement. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based.



 

 

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