-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkpMulwCqw+EoelPV7IeIVQx924ZjdIbNr6jfTn17GvMIiwed3y9H8C99XNHAU53 /xigtH95uCRc5+rHsaW5+g== 0000950109-98-003810.txt : 19980701 0000950109-98-003810.hdr.sgml : 19980701 ACCESSION NUMBER: 0000950109-98-003810 CONFORMED SUBMISSION TYPE: 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980630 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHONE POULENC RORER INC CENTRAL INDEX KEY: 0000217028 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 231699163 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K SEC ACT: SEC FILE NUMBER: 033-58229 FILM NUMBER: 98658587 BUSINESS ADDRESS: STREET 1: 500 ARCOLA RD STREET 2: P O BOX 1200 M/S 5B14 CITY: COLLEGEVILLE STATE: PA ZIP: 19426-0107 BUSINESS PHONE: 6104548000 FORMER COMPANY: FORMER CONFORMED NAME: RORER GROUP INC DATE OF NAME CHANGE: 19900731 FORMER COMPANY: FORMER CONFORMED NAME: RORER AMCHEM INC DATE OF NAME CHANGE: 19770604 11-K 1 FORM 11-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------- FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 1997 ----------------- [_] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED) For the transition period from ________ TO ________ COMMISSION FILE NUMBER 1-5851 ------ RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN - ------------------------------------------------------------------------------- (Full title of plan) RHONE-POULENC RORER INC. - ------------------------------------------------------------------------------- (Name of issuer of securities held pursuant to the plan) 500 Arcola Road Collegeville, Pennsylvania 19426 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: 610-454-8000 ------------ ================================================================================ RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN ANNUAL REPORT ON FORM 11-K For the year ended December 31, 1997 TABLE OF CONTENTS -----------------
Page No.* ------- (a) FINANCIAL STATEMENTS: Report of Independent Accountants 2 Statements of Net Assets Available for Benefits at December 31, 1997 and 1996 3 Statements of Changes in Net Assets Available for Benefits for the years ended December 31, 1997 and 1996 4 Notes to Financial Statements 5-18 SUPPLEMENTAL SCHEDULES: Schedule of Assets Held for Investment Purposes at December 31, 1997 19 Schedule of Reportable Transactions for the year ended December 31, 1997 20 * Refers to page number in the 1997 Annual Report of the Rhone-Poulenc Rorer Employee Savings Plan. (b) EXHIBITS: (1) Consent of Independent Accountants.
ANNUAL REPORT OF THE RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN ------------------------ For the years ended December 31, 1997 and 1996 ANNUAL REPORT OF THE RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN INDEX TO FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES __________
Page No. -------- Financial Statements: Report of Independent Accountants 2 Statements of Net Assets Available for Benefits at December 31, 1997 and 1996 3 Statements of Changes in Net Assets Available for Benefits for the years ended December 31, 1997 and 1996 4 Notes to Financial Statements 5-18 Supplemental Schedules: Line 27(a)* - Schedule of Assets Held for Investment Purposes at December 31, 1997 19 Line 27(d)* - Schedule of Reportable Transactions for the year ended December 31, 1997 20 * Refers to line numbers in the IRS Form 5500 (Annual Return/Report of Employee Benefit Plans) for the year ended December 31, 1997, which is incorporated herein by reference.
1 REPORT OF INDEPENDENT ACCOUNTANTS --------------------------------- To the Employee Savings Plan Committee: We have audited the accompanying statements of net assets available for benefits of Rhone-Poulenc Rorer Employee Savings Plan ("the Plan") as of December 31, 1997 and 1996, and the related statements of changes in net assets available for benefits for each of the two years in the period ended December 31, 1997. These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 1997 and 1996, and the changes in net assets available for benefits for each of the two years in the period ended December 31, 1997, in conformity with generally accepted accounting principles. Our audits were performed for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedules, listed in the accompanying index on page 1, are presented for the purpose of additional analysis and are not a required part of the basic financial statements but are supplementary information required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The supplemental schedules are the responsibility of the Plan's management. The supplemental schedules have been subjected to the auditing procedures applied in the audits of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. /s/ COOPERS & LYBRAND L.L.P. ---------------------------- Coopers & Lybrand L.L.P. Philadelphia, Pennsylvania June 24, 1998 2 RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
DECEMBER 31, ------------------------------------------ 1997 1996 ----------------- ----------------- ASSETS Investments $ 301,702,390 $ 252,294,694 Cash 16,933 -- Receivables: Employer contributions 451,294 419,754 Employee contributions 1,363,036 1,163,750 ----------------- ----------------- 1,814,330 1,583,504 Participants' promissory notes 4,966,550 5,591,138 ----------------- ----------------- Total assets 308,500,203 259,469,336 ----------------- ----------------- NET ASSETS AVAILABLE FOR BENEFITS $ 308,500,203 $ 259,469,336 ================= =================
See accompanying notes to financial statements. 3 RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN STATEMENTS OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
FOR THE YEARS ENDED DECEMBER 31, ---------------------------------------- 1997 1996 ---------------- --------------- ADDITIONS Contributions: Employer $ 6,519,225 $ 5,999,573 Employee 15,944,790 15,081,198 Investment income: Interest & dividend income 9,119,975 11,391,894 Net appreciation 38,502,120 36,741,869 Transfers from other plans (Note 5) -- 2,110,050 ---------------- --------------- Total additions 70,086,110 71,324,584 ---------------- --------------- DEDUCTIONS Withdrawals and terminations (21,055,243) (14,931,066) Transfers to other plans (Note 5) -- (41,648,944) ---------------- --------------- Total deductions (21,055,243) (56,580,010) ---------------- --------------- NET INCREASE 49,030,867 14,744,574 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 259,469,336 244,724,762 ---------------- --------------- End of year $308,500,203 $259,469,336 ================ ===============
See accompanying notes to financial statements. 4 RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT PLAN PROVISIONS Plan Description - ---------------- The Rhone-Poulenc Rorer Employee Savings Plan (the "Plan") is a voluntary, defined contribution (S)401(k) plan for salaried and hourly employees of Rhone- Poulenc Rorer Inc. (the "Company") and its U.S. subsidiaries. Trustee and Recordkeeper - ------------------------ The American Express Trust Company (the "Trustee") is the Plan's recordkeeper and trustee. Plan Administrator - ------------------ The Employee Savings Plan Committee (the "Committee"), as appointed by the Company's Board of Directors, is responsible for the general administration of the Plan. Eligibility - ----------- Employees are eligible to join the Plan following the completion of three months of service (full-time employees) or one year of service (part-time employees). As of December 31, 1997 and 1996, there were 4,998 and 4,690 participants in the Plan, respectively. Contributions - ------------- All participant contributions are made on a before-tax basis. Each participant may invest from 1 percent to 6 percent of annual basic compensation (to a maximum of $6,000) as a basic contribution. In addition, each participant may make an additional supplemental contribution, subject to certain limitations. The total of the basic and supplemental contributions can not exceed IRS limitations for each plan year, which in 1997 was $9,500. For the 1996 plan year, the total of such contributions could not exceed $9,500. If a participant's annual contributions exceed the dollar limitation set by the IRS thereby requiring a distribution of such excess contributions, the participant will forfeit any employer contributions related to the distribution amount. Amounts forfeited will be used to reduce future employer contributions. Employee rollover contributions from other qualified retirement plans are permitted; such contributions are subject to the conditions and procedures set forth in the Plan. The Company's basic matching contribution for the majority of plan participants is as follows: Percent of Basic Contribution Company Contribution Percentage ----------------------------- ------------------------------- 1st 1% 100% 2nd 1% 90% 3rd 1% 80% 4th through 6th 1% 50% 5 Vesting - ------- All participants are fully vested at all times in all amounts held in their accounts. Investment Options - ------------------ Investment options include the following vehicles: IDS Discovery Fund, Inc.; IDS Federal Income Fund, Inc.; IDS International Fund, Inc.; IDS Managed Allocation Fund; IDS Mutual; IDS New Dimensions Fund, Inc. (collectively, the "IDS funds"); American Express Trust Equity Index Fund I; Rhone-Poulenc Rorer Inc. Interest Accumulation Account; and Rhone-Poulenc Rorer Inc. Common Stock Account (until August 31, 1997). In June 1996, four new investment options are available to participants: IDS Selective Fund, Inc.; IDS Growth Fund, Inc.; Templeton Foreign Fund (Class II), and AIM Constellation Fund. The IDS funds are managed by American Express Financial Corporation. Participants may choose any combination of available investment vehicles in increments of one percent of their contribution. All employer contributions in 1996 and up to August 31, 1997 were made to the Rhone-Poulenc Rorer Inc. Common Stock Account. Prior to 1996, a participant could not elect to transfer employer contributions from common stock to another investment medium until the participant reached age 55. In January 1996, the Plan was amended to allow participants to transfer all employer contributions made after December 18, 1992 to another investment medium after a period of 36 months from the date of contribution, regardless of the participant's age. On August 22, 1997 Rhone-Poulenc S.A. (RP) commenced a cash tender offer to acquire, at a purchase price of $97 per share, the remaining shares of common stock of Rhone-Poulenc Rorer Inc. (RPR) that it did not then own, including shares in the Plan. The tender was declared complete on October 1, 1997. An amount of $84,072,388 being the cash received by the Trustee for the tender of such shares by plan participants who exercised the tender by the due date of September 25, 1997, was transferred into the Interest Accumulation Fund as of October 9, 1997. The cash of $22,727,822 received by the Trustee for shares of RPR stock that were not tendered during the tender period were frozen until the cancellation of shares and was transferred into the Interest Accumulation Fund as of December 3, 1997. Beginning September 1, 1997 employer contributions were made into the RPR Interest Accumulation Fund (See Note 8). Withdrawals/Distributions - ------------------------- If a participant retires, dies, becomes permanently disabled, or otherwise separates from the Company, he (or in the case of death, his beneficiary) is entitled to the full amount of his account as valued on the applicable valuation date. In the event of a participant's death, distribution of his account will be made as soon as administratively practicable upon the receipt of appropriate documentation from his designated beneficiary. Distributions for reasons of retirement, permanent disability or termination will be made upon written request. Distributions of a participant's account are typically made in a single payment; however, distributions for reasons other than death may be made under a continuous withdrawal method at the discretion of the Committee. Deferrals of distributions can not be made past the age of 70 1/2. While employed, a participant may, upon written notice, make certain withdrawals of (1) his basic and supplemental contributions made prior to July 1, 1984, with the limitation of one such withdrawal in any plan year, (2) the earnings on the pre-July 1, 1984 basic and supplemental contributions and rollover contributions, (3) employer contributions which are held in investment vehicles other than the Rhone-Poulenc Rorer Inc. Common Stock Account and which have been held in such vehicles for at least two years, and (4) post-June 30, 1984 basic and supplemental contributions for the reason of financial hardship, as defined in the Plan. Hardship withdrawals must be approved by the Committee. At the age of 59 1/2, the participant may withdraw any portion of his basic and supplemental contribution amounts. 6 Before-tax contributions, Company matching and supplemental contributions, and all investment earnings are fully taxable upon distribution to the participant. Special lump sum distribution rules apply for full plan withdrawals made after age 59 1/2. A ten percent surtax, as well as a twenty percent mandatory withholding, is applicable to taxable withdrawals and distributions prior to age 59 1/2, subject to certain exceptions, including distributions due to death or permanent disability. Participants' Promissory Notes - ------------------------------ Any participant who is an employee may apply for a loan provided the request does not exceed 50% of his vested account value and the total outstanding does not exceed $50,000. Company matching contributions can not be liquidated within 36 months of contribution to provide any portion of the loan principal. Only one loan may be made every 365 days and all loans are subject to approval by the Committee. Loan terms are generally limited to five years with no penalty for early repayment. Interest rates are determined by the Committee in accordance with prevailing market rates on similar types of loans. Interest paid by the participant is credited to the participant's account. If a participant defaults on an outstanding loan, the unpaid amount is treated as a taxable withdrawal and is subject to the ten percent surtax (prior to age 59 1/2) referred to above and federal income taxes. Administrative expenses associated with loans are paid by the Company. When a participant receives a distribution from the Plan, any outstanding loan balance (plus accrued interest) will be deducted from the amount of the distribution. A participant may then either default on the loan or make arrangements to continue loan repayments beyond when he becomes entitled to a distribution as long as his remaining interest in the Plan exceeds his outstanding loan balance. Plan Expenses - ------------- Brokerage commissions in connection with the Plan's purchase or sale of securities are added to the cost of the securities or deducted from the proceeds thereof, as the case may be. All other costs and expenses incurred in the administration of the Plan (i.e., trustee and recordkeeper fees) are currently paid by Rhone-Poulenc Rorer, Inc. Cash Advances - ------------- In accordance with an agreement between the Company and the Trustee, the Company periodically makes cash advances to the Plan to cover temporary cash shortages in the Rhone-Poulenc Rorer Inc. Common Stock Account and the Rhone-Poulenc Rorer, Inc. Interest Accumulation Account resulting from the timing of transaction settlement. At December 31, 1997 and 1996, there were no outstanding cash advances under this arrangement. Termination of the Plan - ----------------------- The Company's Board of Directors may amend or suspend the Plan at its discretion and may terminate the Plan at any time (although there is no present intent to do so) provided, however, that no such action may cause the participants' employee and Company contribution accounts to be used for purposes other than the exclusive benefit of the participants and their beneficiaries. If the Plan is terminated with respect to all participants or a group of participants, all such participants' accounts shall become fully vested and all accounts of participants shall be distributed as soon as administratively possible. NOTE 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Basis of Accounting - ------------------- The financial statements of the Plan are prepared under the accrual basis of accounting. 7 Investment Valuation and Income Recognition - ------------------------------------------- All of the IDS funds and the American Express Trust Equity Index Fund I are stated at the fair market value of the particular fund. The Rhone-Poulenc Rorer Inc. Interest Accumulation Account is stated at contract value (cost plus interest income earned on an accrual basis) which approximates fair value. The Rhone-Poulenc Rorer Inc. Common Stock Account is stated at the fair market value of the Company's common stock. Purchases and sales are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. The statement of changes in net assets available for benefits presents the net appreciation in the fair value of its investments which consists of realized gains (losses) and the unrealized appreciation (depreciation) on those investments. Risks and Uncertainties - ----------------------- The Plan provides for various investment options representing varied combination of stocks, bonds, fixed income securities, mutual funds and other investment securities. Investment securities are exposed to various risks, such as interest rate, market and credit risk. Due to the level of risk associated with certain investment securities and the level of uncertainty related to changes in the value of investment securities, it is at least reasonably possible that changes in risks in the near term would materially affect participants' account balances and the amounts reported in the statement of net assets available for benefits and the statement of changes in net assets available for benefits. In general, unless otherwise noted, no single common stock issue represented more than 6% of the total assets of a particular IDS fund at December 31, 1997(1996: 4%). The IDS Federal Income Fund, Inc. holds approximately 55% (1996: 81%) of its total assets in the Federal National Mortgage Association or the Federal Home Loan Mortgage Corporation with the remaining 45% (1996: 19%) held in various other U.S. government securities, primarily U.S. Treasury Bills. The IDS International Fund, Inc. holds various securities of companies located in France, Japan and the United Kingdom which comprised 12%, 11% and 10%, respectively, of the total fund balance (1996: 6%, 29%, and 15%, respectively). The Plan requires no collateral to support its investments. The nature of the investments is discussed more fully in Note 3. Contributions - ------------- Contributions from employees are deposited as soon as practicable but no more than thirty days after the end of the calendar month in which the Company and its participating subsidiaries make payroll deductions from plan participants. Contributions from the employees and the Company are recorded in the same period as the corresponding payroll deductions. Related Party Transactions - -------------------------- Certain Plan investments were made in shares of mutual funds managed by an affiliate of American Express Trust Company, the Plan's trustee. Therefore, these transactions qualify as party-in-interest. Use of Estimates - ---------------- The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 8 NOTE 3. SIGNIFICANT ASPECTS OF INVESTMENT OPTIONS IDS Discovery Fund, Inc. (Class Y) - ---------------------------------- The IDS Discovery Fund, Inc. (Class Y) is a diversified mutual fund that invests primarily in common stocks of small and medium size growth companies, many of which specialize in technological innovation. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 894,765 at $11.743 per unit and 514,504 at $11.222 per unit, respectively. There were 1,189 participants in the fund at December 31, 1997 (1996: 1,082). IDS Federal Income Fund, Inc. (Class Y) - --------------------------------------- The IDS Federal Income Fund, Inc. (Class Y) invests primarily in U.S. government and government agency securities. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 286,530 at $5.056 per unit and 206,879 at $4.979 per unit, respectively. There were 369 participants in the fund at December 31, 1997 (1996: 387). IDS International Fund, Inc. (Class Y) - -------------------------------------- The IDS International Fund, Inc. (Class Y) is a diversified mutual fund that invests primarily in common stocks and securities convertible into common stocks of foreign issuers. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 381,478 at $10.191 per unit and 435,488 at $10.438 per unit, respectively. There were 813 participants in the fund at December 31, 1997 (1996: 968). IDS Managed Allocation Fund (Class Y) - ------------------------------------- The IDS Managed Allocation Fund (Class Y), a part of IDS Managed Retirement Fund, Inc., is a diversified mutual fund that invests in common and preferred stocks, convertible securities, debt securities and money market instruments issued by both U.S. and foreign companies. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 770,011 at $10.955 per unit and 653,849 at $11.227 per unit, respectively. There were 1,087 participants in the fund at December 31, 1997 (1996: 1,180). IDS Mutual (Class Y) - -------------------- IDS Mutual (Class Y), a part of IDS Investment Series, Inc., is a diversified mutual fund that invests in common stocks and senior securities (preferred stock and debt securities) issued by U.S. and foreign companies as well as convertible securities and money market instruments. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 669,320 at $13.728 per unit and 481,343 at $13.478 per unit, respectively. There were 1,187 participants in the fund at December 31, 1997 (1996: 1,160). IDS New Dimensions Fund, Inc. (Class Y) - --------------------------------------- The IDS New Dimensions Fund, Inc. (Class Y) is a diversified mutual fund that invests primarily in common stocks and securities convertible into common stocks of U.S. and foreign companies. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 1,405,552 at $23.862 per unit and 1,013,825 at $20.708 per unit, respectively. There were 2,294 participants in the fund at December 31, 1997 (1996: 2,094). IDS Growth Fund, Inc. (Class Y) - ------------------------------- The IDS Growth Fund, Inc. (Class Y) is a diversified mutual fund that invests in stocks of U.S. companies. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 348,451 at $31.790 per unit and 58,776 at $27.137 per unit, respectively. There were 957 participants in the fund at December 31, 1997 (1996: 299). 9 IDS Selective Fund, Inc. (Class Y) - ---------------------------------- The IDS Selective Fund, Inc. (Class Y) is a diversified mutual fund that invests in the bonds of U.S. and foreign issuers. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 54,428 at $9.180 per unit and 15,627 at $9.104 per unit, respectively. There were 75 participants in the fund at December 31, 1997 (1996: 28). AIM Constellation Fund - ---------------------- AIM Constellation Fund, a part of AIM Equity Funds, Inc., is a diversified mutual fund that invests in common stock, with emphasis on medium-sized and smaller companies. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 276,047 at $26.380 per unit and 64,240 at $25.260 per unit, respectively. There were 756 participants in the fund at December 31, 1997 (1996: 313). Templeton Foreign Fund (Class II) - --------------------------------- Templeton Foreign Fund (Class II), a part of Templeton Funds, Inc., is a diversified mutual fund that invests in stocks and debt obligations of companies and governments outside of the U.S. Total units and unit values invested in the fund at December 31, 1997 and 1996 were 442,673 at $9.950 per unit and 11,839 at $10.360 per unit, respectively. There were 599 participants in the fund at December 31, 1997 (1996: 187). American Express Trust Equity Index Fund I - ------------------------------------------ The American Express Trust Equity Index Fund I is a fund of common stocks designed to closely match the total investment performance of the Standard and Poor's 500 Composite Stock Index (the "S&P 500 Index"). The American Express account portfolio contains all common stock issues represented in the S&P 500 Index except for stock of American Express Financial Corporation. No single common stock issue can exceed 10% of the account portfolio at the time of purchase. The fund is passively maintained; transactions occur only for the purpose of investing new contributions, funding withdrawals, or adjusting to changes made in the composition of stocks included in the S&P 500 Index. Total units and unit values invested in the fund at December 31, 1997 and December 31, 1996 were 1,629,437 at $27.252 per unit and 1,385,027 at $20.506 per unit, respectively. There were 2,112 participants in the fund at December 31, 1997 (1996: 1,882). Rhone-Poulenc Rorer Inc. Interest Accumulation Account - ------------------------------------------------------ The Rhone-Poulenc Rorer Inc. Interest Accumulation Account is a pool of interest-bearing contracts, the principal and interest of which are guaranteed by the issuing companies. The Plan's share represents 95.8% of the aggregate pooled account at December 31, 1997. Issuing companies of contracts in the account at December 31, 1997 were Aetna Life Insurance Company, John Hancock Mutual Life Insurance Company, Metropolitan Life Insurance, Principal Mutual Life Insurance Company, The Prudential Insurance Company of America, New York Life Insurance Company, Pacific Life Insurance Company and Transamerica Occidental Life Insurance Company. The contracts, which had an aggregate fair market value of $173,988,682 are considered fully benefit-responsive. Each contract is subject to early termination penalties which may be significant. The interest rates on funds on deposit in the account ranged from 5.53% to 9.06% in 1997 (from 5.53% to 9.05% in 1996). The weighted average interest rate of all outstanding contracts at December 31, 1997 was 7.01% (1996: 7.56%). There were 4,361 participants in the account at December 31, 1997 (1996: 3,006). Rhone-Poulenc Rorer Inc. Common Stock Account - --------------------------------------------- At December 31, 1997, there were no units invested and no participants in this fund. Prior to that, this account consisted of Rhone-Poulenc Rorer Inc. common stock acquired at the prevailing market price and temporary investments held by the Trustee. Total RPR common stock shares held in the aggregate account as of December 31, 1996 was 1,323,219. Share value as of December 31, 1996 was $78.125 per share. There were 4,460 participants in the account at December 31, 1996. The amount of this account that was non- 10 participant-directed at December 31, 1996 approximated $24.9 million which was primarily related to the past 36 months of employer contributions. Allocation of Investment Performance - ------------------------------------ Investment performance (i.e., interest and dividends) within the Funds is allocated to participant accounts based on a participant's relative unit value interest in an individual fund at the earnings date. NOTE 4. TAX STATUS The Company obtained a determination letter from the Internal Revenue Service ("IRS") in May 1995 stating that the Plan, as amended and restated effective January 1, 1992, qualifies under (S)401(a) of the Internal Revenue Code and is therefore exempt from income taxes thereunder. The Committee believes that the Plan is operating in compliance with all applicable IRS regulations. NOTE 5. TRANSFERS TO AND FROM THE PLAN Effective January 1, 1996, plan assets totaling $41,648,944 were transferred from the Plan into two separate (S)401(k) savings plans established by Centeon L.L.C., a joint venture company. The amount represented participant balances of 1,522 former Company employees who transferred to Centeon L.L.C. The amount of the transfer by fund/account was as follows: IDS Discovery Fund, Inc. $ 615,201 IDS Federal Income Fund, Inc. 266,103 IDS International Fund, Inc. 819,377 IDS Managed Allocation Fund 1,131,281 IDS Mutual 1,782,821 IDS New Dimensions Fund, Inc. 2,175,529 IDS Selective Fund, Inc. 192,683 American Express Trust Equity Index Fund I 3,302,159 Rhone-Poulenc Rorer Inc. Interest Accumulation Account 14,338,100 Rhone-Poulenc Rorer Inc. Common Stock Account 15,099,615 Participants' Promissory Notes Account 1,926,075 -------------- $ 41,648,944 ==============
Effective May 1, 1996, plan assets of the Applied Immune Sciences, Inc. Employee Savings Plan totaling $2,110,050 were transferred into the Plan. 11 NOTE 6. NET ASSETS AVAILABLE FOR BENEFITS BY ACCOUNT Net assets available for benefits by account at December 31, 1997 and 1996 were as follows:
DECEMBER 31, 1997 IDS IDS FEDERAL IDS IDS MANAGED DISCOVERY INCOME INTERNATIONAL ALLOCATION FUND, INC. FUND, INC. FUND, INC. FUND ----------------- ---------------- ---------------- ------------------- ASSETS Investments $10,507,230 $1,448,694 $3,887,645 $8,435,473 Cash Receivables: Employer contributions Employee contributions 80,656 18,562 36,856 76,507 Loans to participants Inter-fund transfers pending (453) -- 5,436 (3,003) ----------------- ---------------- ---------------- ------------------- Total assets 10,587,433 1,467,256 3,929,937 8,508,977 ----------------- ---------------- ---------------- ------------------- NET ASSETS AVAILABLE FOR BENEFITS $10,587,433 $1,467,256 $3,929,937 $8,508,977 ================= ================ ================ ===================
IDS NEW IDS IDS DIMENSIONS GROWTH SELECTIVE IDS MUTUAL FUND, INC. FUND, INC. FUND, INC. ------------------ --------------- ----------------- ------------- ASSETS Investments $9,188,423 $33,539,272 $11,077,244 $499,649 Cash Receivables: Employer contributions Employee contributions 86,413 243,849 92,417 4,509 Loans to participants Inter-fund transfers pending 15,434 285,887 37,324 10,000 ------------------ --------------- ----------------- ------------ Total assets 9,290,270 34,069,008 11,206,985 514,158 ------------------ --------------- ----------------- ------------ NET ASSETS AVAILABLE FOR BENEFITS $9,290,270 $34,069,008 $11,206,985 $514,158 ================== =============== ================= ============
RHONE-POULENC AMERICAN RORER INC. AIM TEMPLETON EXPRESS TRUST INTEREST CONSTELLATION FOREIGN EQUITY INDEX ACCUMULATION FUND FUND FUND I ACCOUNT ------------------ ---------------- ----------------- --------------- ASSETS Investments $7,282,116 $4,404,592 $44,405,421 $167,026,631 Cash 16,933 Receivables: Employer contributions -- -- -- 451,294 Employee contributions 64,765 50,603 201,789 406,110 Loans to participants Inter-fund transfers pending 65,412 5,000 3,755 (424,792) ------------------ ---------------- ----------------- --------------- Total assets 7,412,293 4,460,195 44,610,965 167,476,176 ------------------ ---------------- ----------------- --------------- LIABILITIES NET ASSETS AVAILABLE FOR BENEFITS $7,412,293 $4,460,195 $44,610,965 $167,476,176 ================== ================ ================= ===============
RHONE-POULENC PARTICIPANTS' RORER INC. PROMISSORY COMMON STOCK NOTES COMBINED ACCOUNT ACCOUNT ACCOUNTS ---------------- -------------- ------------- ASSETS Investments $ -- $ -- $301,702,390 Cash 16,933 Receivables: Employer contributions -- -- 451,294 Employee contributions -- -- 1,363,036 Loans to participants 4,966,550 4,966,550 Inter-fund transfers pending -- -- -- --------------- -------------- ------------- Total assets -- 4,966,550 308,500,203 --------------- -------------- ------------- LIABILITIES NET ASSETS AVAILABLE FOR BENEFITS $ -- $4,966,550 $308,500,203 =============== ============== =============
12 NOTE 6. NET ASSETS AVAILABLE FOR BENEFITS BY ACCOUNT (CONTINUED) DECEMBER 31, 1996
IDS IDS FEDERAL IDS IDS MANAGED DISCOVERY INCOME INTERNATIONAL ALLOCATION FUND, INC. FUND, INC. FUND, INC. FUND ----------------------------------------------------------------------- ASSETS Investments $5,773,767 $1,030,052 $4,545,629 $7,340,762 Receivables: Employer contributions -- -- -- -- Employee contributions 71,282 18,854 56,477 86,227 Loans to participants -- -- -- -- Inter-fund transfers pending (10,000) -- -- (17,294) ----------------------------------------------------------------------- Total assets 5,835,049 1,048,906 4,602,106 7,409,695 ----------------------------------------------------------------------- NET ASSETS AVAILABLE FOR BENEFITS $5,835,049 $1,048,906 $4,602,106 $7,409,695 =======================================================================
RHONE-POULENC AMERICAN RORER INC. AIM TEMPLETON EXPRESS TRUST INTEREST CONSTELLATION FOREIGN EQUITY INDEX ACCUMULATION FUND FUND FUND I ACCOUNT ---------------------------------------------------------------------------- ASSETS Investments $1,622,702 $1,158,649 $28,401,371 $86,358,686 Receivables: Employer contributions -- -- -- -- Employee contributions 36,875 16,740 130,975 233,569 Loans to participants -- -- -- -- Inter-fund transfers pending -- 18,290 (28,000) 100,510 ---------------------------------------------------------------------------- Total assets 1,659,577 1,193,679 28,504,346 86,692,765 ---------------------------------------------------------------------------- NET ASSETS AVAILABLE FOR BENEFITS $1,659,577 $1,193,679 $28,504,346 $86,692,765 ============================================================================
IDSNEW IDS IDS DIMENSIONS GROWTH SELECTIVE IDS MUTUAL FUND, INC. FUND, INC. FUND, INC. ------------------------------------------------------------------ ASSETS Investments $6,487,535 $20,994,286 $1,594,997 $142,272 Receivables: Employer contributions -- -- -- -- Employee contributions 81,271 213,194 30,134 2,736 Loans to participants -- -- -- -- Inter-fund transfers pending -- 12,294 (1,000) -- ------------------------------------------------------------------ Total assets 6,568,806 21,219,774 1,624,131 145,008 ------------------------------------------------------------------ NET ASSETS AVAILABLE FOR BENEFITS $6,568,806 $21,219,774 $1,624,131 $145,008 ==================================================================
RHONE-POULENC PARTICIPANTS' RORER INC. PROMISSORY COMMON STOCK NOTES COMBINED ACCOUNT ACCOUNT ACCOUNTS ----------------------------------------------------------- ASSETS Investments $86,843,986 $ -- $252,294,694 Receivables: Employer contributions 419,754 -- 419,754 Employee contributions 185,416 -- 1,163,750 Loans to participants -- 5,591,138 5,591,138 Inter-fund transfers pending (94,651) 19,851 -- -------------------------------------------------------------- Total assets 87,354,505 5,610,989 259,469,336 -------------------------------------------------------------- NET ASSETS AVAILABLE FOR BENEFITS $87,354,505 $5,610,989 $259,469,336 ==============================================================
(continued on next page) 13 NOTE 7. CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS BY ACCOUNT Changes in net assets available for benefits by account for the years ended December 31, 1997 and 1996 were as follows: FOR THE YEAR ENDED DECEMBER 31, 1997
IDS IDS FEDERAL IDS IDS MANAGED DISCOVERY INCOME INTERNATIONAL ALLOCATION FUND, INC. FUND, INC. FUND, INC. FUND ------------------------------------------------------------------------- ADDITIONS Contributions: Employer $ -- $ -- $ -- $ -- Employee 862,152 308,715 531,453 973,563 Investment income: Interest & dividend income 1,244,256 80,688 176,290 1,280,449 Net appreciation (depreciation) (393,141) 20,360 (81,573) (222,106) Transfers from other plans -- -- -- -- ------------------------------------------------------------------------- Total additions 1,713,267 409,763 626,170 2,031,906 ------------------------------------------------------------------------- DEDUCTIONS Withdrawals and terminations (503,771) (101,923) (586,374) (625,790) Transfers to other plans -- -- -- -- ------------------------------------------------------------------------- Total deductions (503,771) (101,923) (586,374) (625,790) ------------------------------------------------------------------------- INCREASE (DECREASE) BEFORE INTER-FUND TRANSFERS 1,209,496 307,840 39,796 1,406,116 Inter-fund transfers 3,542,888 110,510 (711,965) (306,834) ------------------------------------------------------------------------- NET INCREASE (DECREASE) 4,752,384 418,350 (672,169) 1,099,282 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 5,835,049 1,048,906 4,602,106 7,409,695 ------------------------------------------------------------------------- End of year $10,587,433 $1,467,256 $3,929,937 $8,508,977 =========================================================================
IDS NEW IDS DIMENSIONS GROWTH IDS MUTUAL FUND, INC. FUND, INC. ----------------------------------------------------------- ADDITIONS Contributions: Employer $ -- $ -- $ -- Employee 1,087,240 2,751,456 827,827 Investment income: Interest & dividend income 1,300,690 2,542,520 333,243 Net appreciation (depreciation) (17,026) 2,712,932 (288,699) Transfers from other plans -- -- -- ------------------------------------------------------- Total additions 2,370,904 8,006,908 872,371 -------------------------------------------------------- DEDUCTIONS Withdrawals and terminations (664,748) (1,893,451) (104,901) Transfers to other plans -- -- -- -------------------------------------------------------- Total deductions (664,748) (1,893,451) (104,901) -------------------------------------------------------- INCREASE (DECREASE) BEFORE INTER-FUND TRANSFERS 1,706,156 6,113,457 767,470 Inter-fund transfers 1,015,308 6,735,777 8,815,384 -------------------------------------------------------- NET INCREASE (DECREASE) 2,721,464 12,849,234 9,582,854 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 6,568,806 21,219,774 1,624,131 ------------------------------------------------------- End of year $9,290,270 $34,069,008 $11,206,985 =======================================================
(continued on next page) 14 NOTE 7. CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS BY ACCOUNT (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 1997
AMERICAN IDS AIM TEMPLETON EXPRESS TRUST SELECTIVE CONSTELLATION FOREIGN FUND, INC. EQUITY INDEX FUND, INC. FUND, INC. FUND I --------------- ------------------ ------------------- ---------------- ADDITIONS Contributions: Employer $ -- $ -- $ -- $ -- Employee 151,311 629,921 459,007 1,987,186 Investment income: Interest & dividend income 18,714 517,641 398,225 55,243 Net appreciation (depreciation) 14,796 (538,148) (361,974) 9,631,905 Transfers from other plans -- -- -- -- --------- ---------- ---------- ----------- Total additions 184,821 609,414 495,258 11,674,334 --------- ---------- ---------- ----------- DEDUCTIONS Withdrawals and terminations (3,959) (109,681) (93,588) (2,465,646) Transfers to other plans -- -- -- -- --------- ---------- ---------- ----------- Total deductions (3,959) (109,681) (93,588) (2,465,646) --------- ---------- ---------- ----------- INCREASE (DECREASE) BEFORE INTER-FUND TRANSFER 180,862 499,733 401,670 9,208,688 Inter-fund transfers 188,288 5,252,983 2,864,846 6,897,931 --------- ---------- ---------- ----------- NET INCREASE (DECREASE) 369,150 5,752,716 3,266,516 16,106,619 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 145,008 1,659,577 1,193,679 28,504,346 --------- ---------- ---------- ----------- End of year $514,158 $7,412,293 $4,460,195 $44,610,965 ========= ========== ========== =========== RHONE-POULENC RORER INC. RHONE-POULENC PARTICIPANTS INTEREST RORER INC. PROMISSORY ACCUMULATION COMMON STOCK NOTES COMBINED ACCOUNT ACCOUNT ACCOUNT ACCOUNTS --------------- --------------- ------------ -------------- ADDITIONS Contributions: Employer $ 2,018,433 $ 4,500,792 $ -- $ 6,519,225 Employee 3,674,541 1,700,418 -- 15,944,790 Investment income: Interest & dividend income (1,025) 1,173,041 -- 9,119,975 Net appreciation (depreciation) 7,736,865 20,287,929 -- 38,502,120 Transfers from other plans -- -- -- -- ------------ ------------- ---------- ------------ Total additions 13,428,814 27,662,180 -- 70,086,110 ------------ ------------- ---------- ------------ DEDUCTIONS Withdrawals and terminations (10,099,543) (3,801,868) -- (21,055,243) Transfers to other plans -- -- -- -- ------------ ------------- ---------- ------------ Total deductions (10,099,543) (3,801,868) -- (21,055,243) ------------ ------------- ---------- ------------ INCREASE (DECREASE) BEFORE INTER-FUND TRANSFER 3,329,271 23,860,312 -- 49,030,867 Inter-fund transfers 77,454,140 (111,214,817) (644,439) -- ------------ ------------- ---------- ------------ NET INCREASE (DECREASE) 80,783,411 (87,354,505) (644,439) 49,030,867 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 86,692,765 87,354,505 5,610,989 259,469,336 ------------ ------------- ---------- ------------ End of year $167,476,176 $ -- $4,966,550 $308,500,203 ============ ============= ========== ============
15 NOTE 7. CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS BY ACCOUNT (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 1996
IDS IDS FEDERAL IDS IDS MANAGED DISCOVERY INCOME INTERNATIONAL ALLOCATION FUND, INC. FUND, INC. FUND, INC. FUND ---------- ---------- ----------- ----------- ADDITIONS Contributions: Employer $ -- $ -- $ -- $ -- Employee 976,967 319,471 741,954 1,235,378 Investment income: Interest & dividend income 737,570 64,880 289,382 1,049,685 Net appreciation (depreciation) 270,067 (34,023) 78,017 (207,813) Transfers from other plans -- -- 172,194 -- ---------- ---------- ----------- ----------- Total additions 1,984,604 350,328 1,281,547 2,077,250 ---------- ---------- ----------- ----------- DEDUCTIONS Withdrawals and terminations (333,243) (144,111) (265,816) (381,363) Transfers to other plans (615,201) (266,103) (819,377) (1,131,281) ---------- ---------- ----------- ----------- Total deductions (948,444) (410,214) (1,085,193) (1,512,644) ---------- ---------- ----------- ----------- INCREASE (DECREASE) BEFORE INTER-FUND TRANSFERS 1,036,160 (59,886) 196,354 564,606 Inter-fund transfers 502,963 (98,896) (150,388) (1,499,221) ---------- ---------- ----------- ----------- NET INCREASE (DECREASE) 1,539,123 (158,782) 45,966 (934,615) NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 4,295,926 1,207,688 4,556,140 8,344,310 ---------- ---------- ----------- ----------- End of year $5,835,049 $1,048,906 $ 4,602,106 $ 7,409,695 ========== ========== =========== =========== IDS NEW IDS DIMENSIONS GROWTH IDS MUTUAL FUND, INC. FUND, INC. ----------- ----------- ----------- ADDITIONS Contributions: Employer $ -- $ -- $ -- Employee 1,112,764 2,751,585 197,670 Investment income: Interest & dividend income 616,900 806,282 38,642 Net appreciation (depreciation) 645,999 2,737,967 63,561 Transfers from other plans -- 884,727 -- ----------- ----------- ---------- Total additions 2,375,663 7,180,561 299,873 ----------- ----------- ---------- DEDUCTIONS Withdrawals and terminations (431,549) (828,338) (41,295) Transfers to other plans (1,782,821) (2,175,529) -- ----------- ----------- ---------- Total deductions (2,214,370) (3,003,867) (41,295) ----------- ----------- ---------- INCREASE (DECREASE) BEFORE INTER-FUND TRANSFERS 161,293 4,176,694 258,578 Inter-fund transfers (185,528) 2,849,704 1,365,553 ----------- ----------- ---------- NET INCREASE (DECREASE) (24,235) 7,026,398 1,624,131 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 6,593,041 14,193,376 -- ----------- ----------- ---------- End of year $ 6,568,806 $21,219,774 $1,624,131 =========== =========== ========== (continued on next page)
16 NOTE 7. CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS BY ACCOUNT (CONTINUED)
FOR THE YEAR ENDED DECEMBER 31, 1996 RHONE-POULENC AMERICAN RORER INC. IDS AIM TEMPLETON EXPRESS TRUST INTEREST SELECTIVE CONSTELLATION FOREIGN EQUITY INDEX ACCUMULATION FUND, INC. FUND, INC. FUND, INC. FUND I ACCOUNT ------------ ------------- -------------- ---------------- --------------- ADDITIONS Contributions: Employer $ -- $ -- $ -- $ -- $ -- Employee 11,008 219,032 104,680 1,699,611 3,416,209 Investment income: Interest & dividend income 5,520 52,674 37,590 459,270 5,914,006 Net appreciation (depreciation) 1,302 6,184 21,297 5,038,136 -- Transfers from other plans -- -- -- 152,302 894,111 ---------- ----------- ----------- ------------ ------------ Total additions 17,830 277,890 163,567 7,349,319 10,224,326 ---------- ----------- ----------- ------------ ------------ DEDUCTIONS Withdrawals and terminations -- (53,453) (14,260) (1,184,912) (7,659,012) Transfers to other plans -- -- -- (3,302,159) (14,338,100) ---------- ----------- ----------- ------------ ------------ Total deductions -- (53,453) (14,260) (4,487,071) (21,997,112) ---------- ----------- ----------- ------------ ------------ INCREASE (DECREASE) BEFORE INTER-FUND TRANSFER 17,830 224,437 149,307 2,862,248 (11,772,786) Inter-fund transfers 127,178 1,435,140 1,044,372 1,087,172 (779,354) ---------- ----------- ----------- ------------ ------------ NET INCREASE (DECREASE) 145,008 1,659,577 1,193,679 3,949,420 (12,552,140) NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year -- -- -- 24,554,928 99,244,905 ---------- ----------- ----------- ------------ ------------ End of year $ 145,008 $ 1,659,577 $ 1,193,679 $ 28,504,346 $ 86,692,765 ========== =========== =========== ============ ============
RHONE-POULENC PARTICIPANTS' RORER INC. PROMISSORY COMMON STOCK NOTES COMBINED ACCOUNT ACCOUNT ACCOUNTS ---------------- ---------------- ----------------- ADDITIONS Contributions: Employer $ 5,999,573 $ -- $ 5,999,573 Employee 2,294,869 -- 15,081,198 Investment income: 953,316 366,177 11,391,894 Interest & dividend income Net appreciation (depreciation) 28,121,175 -- 36,741,869 Transfers from other plans -- 6,716 2,110,050 ------------- ------------ --------------- Total additions 37,368,933 372,893 71,324,584 ------------- ------------ --------------- DEDUCTIONS Withdrawals and terminations (3,593,714) -- (14,931,066) Transfers to other plans (15,292,298) (1,926,075) (41,648,944) ------------- ------------ --------------- Total deductions (18,886,012) (1,928,075) (56,580,010) ------------- ------------ --------------- INCREASE (DECREASE) BEFORE INTER-FUND TRANSFER 18,482,921 (1,553,182) (14,744,574) Inter-fund transfers (5,500,723) (197,972)(1) -- ------------- ------------ ------------- NET INCREASE (DECREASE) 12,982,198 (1,751,154) (14,744,574) NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 74,372,307 7,362,143 244,724,762 ------------- ------------ ------------- End of year $ 87,354,505 $ 5,610,989 $ 259,469,336 ============= ============ =============
(1) 1996 inter-fund transfers include new loan issued of $2,303,336 and repayments of $2,014,457. NOTE 8. SUBSEQUENT EVENT Effective March 1, 1998 employees were permitted to contribute up to 18% of total compensation (includes base salary, overtime and short-term incentive compensation, such as, bonus and commissions) subject to the IRS limitation of a maximum of $10,000 for all before tax contributions for 1998. Rhone-Poulenc Rorer's matching contribution was increased to 100% on up to the first 6% of employee contributions. Rhone-Poulenc Rorer's match was made in American Depository shares of Rhone-Poulenc S.A. 18 SUPPLEMENTAL SCHEDULES RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN LINE 27A - SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES
Party in-interest Identity of Issue Description of Asset - --------------------------------------------------------------------------------------------------------- * IDS Discovery Fund, Inc. (Class Y) Equity mutual fund (894,765 units at $11.743 per unit) * IDS Federal Income Fund, Inc. (Class Y) Fixed income mutual fund (286,530 units at $5.056 per unit) * IDS International Fund, Inc. (Class Y) Equity mutual fund (381,478 units at $10.191 per unit) * IDS Managed Allocation Fund (Class Y) Balanced mutual fund (770,011 units at $10.955 per unit) * IDS Mutual (Class Y) Balanced mutual fund (669,320 units at $13.728 per unit) * IDS New Dimensions Fund, Inc. (Class Y) Equity mutual fund (1,405,552 units at $23.862 per unit) * IDS Selective Fund, Inc. (Class Y) Equity mutual fund (54,428 units at $9.180 per unit) * IDS Growth Fund, Inc. (Class Y) Equity mutual fund (348,451 units at $31.790 per unit) N/A AIM Constellation Fund Equity mutual fund (276,047 units at $26.380 per unit) N/A Templeton Foreign Fund (Class II) Equity mutual fund (442,673 units at $9.950 per unit) * American Express Trust Equity Index Fund I Equity index fund N/A Rhone-Poulenc Rorer Inc. Interest Pooled fund of guaranteed insurance contracts Accumulation Account (Interest rates ranging from 5.53% to 9.06%; mature at various dates from 1/30/98 to 1/13/06)
December 31, 1997 ----------------------- Cost Current Value ------------- ------------- $ 11,081,869 $ 10,507,230 1,434,294 1,448,694 3,947,985 3,887,645 8,900,720 8,435,473 8,970,328 9,188,423 27,387,976 33,539,272 496,756 489,649 11,256,538 11,077,244 7,804,722 7,282,116 4,767,752 4,404,592 26,813,294 44,405,421 148,347,141 167,026,631 ------------ ------------ $261,189,375 $301,702,390 ============ ============
* See the attached "Schedule of Reportable Transactions" for details of transactions with parties-in-interest. RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN LINE 27D - SCHEDULE OF REPORTABLE TRANSACTIONS
FOR THE YEAR ENDED DECEMBER 31, 1997 Identity of Party Number of Net Purchase Involved Description of Asset Transactions Price - ----------------- ------------------- ------------ -------------
FOR THE YEAR ENDED DECEMBER 31, 1997 Net Selling Current Net Gain Price Cost Value or (Loss) - ----------- ------- --------- -------------
(SEE AMERICAN EXPRESS TRUST REPORT ATTACHED) [LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS APR SAVINGS PLAN PAGE 11 FROM 1/1/97 TO 12/31/197 ACCOUNT DNO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- BEGINNING MARKET VALUE 257,875,774.56 COMPARATIVE VALUE (5%) 12,893,766.73 - ---------------------- -------------- CATEGORY 1 - SINGLE TRANSACTION EXCEEDS 5% OF VALUE ISSUE: 990008831 - APR POOLED STOCK FUND 10/09/97 $ 3,005,876 20.085 0 62,777,712 $ 33,992,037 28,785,675 ISSUE: 990008631 - APR POOLED STOCK FUND 10/10/97 $ 1,016,368 20.086 0 21,227,866 $ 11,493,631 9,734,235 ISSUE: 990008831 - APR POOLED STOCK FUND 12/04/97 $ 938,657 20.903 0 19,620,742 $ 10,665,752 8,954,990 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 10/09/97 $ 4,335,087 14.479 0 62,767,728 $ 62,767,728 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 10/10/97 $ 1,535,410 14.481 0 22,234,267 $ 22,234,267 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 12/04/97 $ 1,295,628 14.627 0 18,951,144 $ 18,951,144 GRAND TOTAL 0 207,579,459 160,104,559 47,474,900 CATEGORY 2 - SERIES OF TRANSACTIONS WITH SAME BROKER EXCEEDS 5% OF VALUE BROKER: NO BROKER ISSUE: 990008831 - APR POOLED STOCK FUND 01/02/97 $ 4,920 16.870 0 62,994 $ 50,238 32,756 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/02/97 $ 8,741 13.710 0 119,915 $ 119,915 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/03/97 $ 15,205 13.723 0 208,659 $ 163,784 44,875
[LOGO OF AMERICAN EXPRESS] SCHEDULE C INFORMATION - PART V REPORTABLE TRANSACTIONS APR SAVINGS PLAN PAGE 12 FROM 1/1/97 TO 12/31/197 ACCOUNT DNO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008831 - APR POOLED STOCK FUND 01/03/97 $ 2,842 16.762 0 47,644 29,026 18,618 ISSUE: 990008831 - APR POOLED STOCK FUND 01/06/97 $ 12,768 16.627 0 212,296- 212,296 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/06/97 $ 20,423 13.726 0 280,329 219,992 60,336 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/07/97 $ 8,965 13.734 0 123,122- 123,122 ISSUE: 990008831 - APR POOLED STOCK FUND 01/07/97 $ 11,129 16.654 0 185,340 113,823 71,517 ISSUE: 990008831 - APR POOLED STOCK FUND 01/08/97 $ 4,009 16.196 0 64,925- 64,925 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/08/97 $ 5,828 13.737 0 80,066 62,607 17,259 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/09/97 $ 4,280 13.740 0 50,813- 50,813 ISSUE: 990008831 - APR POOLED STOCK FUND 01/09/97 $ 3,466 15.900 0 55,424 35,668 19,756 ISSUE: 990008831 - APR POOLED STOCK FUND 01/10/97 $ 10,779 15.846 0 170,805- 170,805 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/10/97 $ 12,120 13.743 0 166,550 130,693 35,935 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/13/97 $ 7,417 13.745 0 101,950 79,943 22,007 ISSUE: 990008831 - APR POOLED STOCK FUND 01/13/97 $ 8,783 15.954 0 140,124- 140,124 ISSUE: 990008831 - APR POOLED STOCK FUND 01/14/97 $ 4,039 15.954 0 64,433- 64,433 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/14/97 $ 845 13.754 0 11,622 9,107 2,515 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/15/97 $ 14,996 13.756 0 206,280 161,622 44,658 ISSUE: 990008831 - APR POOLED STOCK FUND 01/15/97 $ 10,453 16.195 0 169,280- 169,280 ISSUE: 990008831 - APR POOLED STOCK FUND 01/16/97 $ 3,460 16.141 0 55,847 15,534 20,312 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/16/97 $ 10,481 13.759 0 144,241 112,990 31,252 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/17/97 $ 19,911 13.761 0 273,991- 273,991 ISSUE: 990008831 - APR POOLED STOCK FUND 01/17/97 $ 38,152 16.195 0 617,869- 617,869 ISSUE: 990008831 - APR POOLED STOCK FUND 01/20/97 $ 4,639 16.329 0 75,742 47,840 27,902
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS Financial APR SAVINGS PLAN PAGE 13 Advisors FROM 1/1/97 TO 12/31/1997 ACCOUNT DNO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/20/97 B 2,246 13.764 0 30,913 30,913 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/21/97 S 6,901 13.772 0 95,066 74,471 20,594 ISSUE: 990008831 - APR POOLED STOCK FUND 01/21/97 S 13,473 16.382 0 220,718 138,957 21,760 ISSUE: 990008831 - APR POOLED STOCK FUND 01/22/97 S 4,249 16.382 0 69,605 43,821 25,764 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/22/97 S 6,648 13.775 0 91,575 71,721 19,854 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/23/97 S 9,060 13.777 0 124,817 97,742 27,085 ISSUE: 990008831 - APR POOLED STOCK FUND 01/23/97 B 519 16.436 0 8,526 8,526 ISSUE: 990008831 - APR POOLED STOCK FUND 01/24/97 S 11,039 16.517 0 102,327 113,856 66,471 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/24/97 B 1,021 13.780 0 14,096 14,098 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/27/97 B 14,815 13.783 0 200,189 204,189 ISSUE: 990008831 - APR POOLED STOCK FUND 01/27/97 S 26,074 16.409 0 427,850 268,935 150,815 ISSUE: 990008831 - APR POOLED STOCK FUND 01/28/97 B 39,152 15.461 0 605,329 605,329 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/28/97 S 40,904 13.790 0 564,066 441,605 122,462 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/29/97 S 24,874 13.793 0 343,092 266,547 74,546 ISSUE: 990008831 - APR POOLED STOCK FUND 01/29/97 B 17,747 15.434 0 278,914 273,914 ISSUE: 990008831 - APR POOLED STOCK FUND 01/30/97 B 16,488 15.779 0 259,535 239,335 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/30/97 S 27,193 13.796 0 375,960 291,583 81,577 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 01/31/97 B 3,403 13.796 0 46,952 46,952 ISSUE: 990008831 - APR POOLED STOCK FUND 01/31/97 S 5,760 15.914 0 91,670 59,835 31,899 ISSUE: 990008831 - APR POOLED STOCK FUND 02/03/97 S 21,129 16.239 0 343,116 279,477 123,640 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/03/97 B 16,352 13.801 0 233,282 253,282 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/04/97 S 3,129 13.809 0 41,215 33,819 8,396
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPN SAVINGS PLAN FROM 1/1/97 TO 12/31/97 PAGE 14 ACCOUNT DNO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008831 - APR POOLED STOCK FUND 02/04/97 B 1,635 16.130 0 26,371 16,982 9,308 ISSUE: 990008831 - APR POOLED STOCK FUND 02/05/97 B 7,541 16.265 0 122,654- 122,654 ISSUE: 990008896 - APR INTEREST ACCUMULATION FUND 02/05/97 B 13,695 13.812 0 189,028 147,898 41,130 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/06/97 B 7,671 13.814 0 105,963 82,895 23,068 ISSUE: 990008831 - APR POOLED STOCK FUND 02/06/97 B 910 15.780 0 14,363 9,462 4,901 ISSUE: 990008831 - APR POOLED STOCK FUND 02/07/97 B 6,365 15.727 0 100,102 66,170 53,932 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/07/97 B 6,351 13.677 0 87,775- 87,775 ISSUE: APR INTEREST ACCUMULATION FUND 02/10/97 S 5,071 13.819 0 70,070 54,811 15,258 ISSUE: 990008831 - APR POOLED STOCK FUND 02/10/97 B 89 15.700 0 1,390 921 470 ISSUE: 990005631 - APR POOLED STOCK FUND 02/11/97 B 4,946 15.861 0 78,446- 78,446 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/11/97 B 41,670 13.627 0 576,167 450,442 125,725 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/12/97 B 1,535 13.830 0 21,235 16,598 4,637 ISSUE: 990008831 - APR POOLED STOCK FUND 02/12/97 B 666 15.796 0 10,515 6,924 3,591 ISSUE: 990008831 - APR POOLED STOCK FUND 02/13/97 B 48,150 15.910 0 767,150- 767,150 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/13/97 B 17,483 18.833 0 241,842- 241,842 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/14/97 B 6,563 13.835 0 90,794- 90,794 ISSUE: 990008831 - PRP POOLED STOCK FUND 02/14/97 B 9,970 16.330 0 162,815 104,208 58,607 ISSUE: 990008831 - APR POOLED STOCK FUND 02/15/97 B 602 16.035 0 9.653 6,291 3,362 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/18/97 B 16,727 13.838 0 231,472 181,617 50,455 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 02/19/97 B 7,729 13.649 0 107,036 63,639 23,396 ISSUE: 990008831 - APR POOLED STOCK FUND 02/19/97 B 2,291 16.223 0 37,164- 37,164 ISSUE: 990008831 - APR POOLED STOCK FUND 02/20/97 B 2,948 16.250 0 47,909 30,822 17,087
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS Financial RPR SAVINGS PLAN PAGE 15 Advisors FROM 1/1/97 TO 12/3197 ACCOUNT DMO.143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------ -------- --------- ---------- --------- ISSUE: 990008698 - RPR INTEREST ACCUMULATION FUND 02/20/97 B 7,966 13.851 0 110,330 86,200 24,130 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 02/21/97 B 8,354 13.854 0 115,739- 175,739 ISSUE: 990008831 - RPR POOLED STOCK FUND 02/21/97 S 4,867 15.954 0 77,644 50,879 26,765 ISSUE: 990008831 - RPR POOLED STOCK FUND 02/24/97 S 1,970 15.981 0 31,478 20,592 10,886 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 02/24/97 S 7,002 13.857 0 97,030 75,805 21,225 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 02/25/97 S 1,480 13.865 0 20,523 16,024 4,499 ISSUE: 990008831 - RPR POOLED STOCK FUND 02/25/97 S 3,510 16.008 0 56,188 36,695 19,493 ISSUE: 990008831 - RPR POOLED STOCK FUND 02/26/97 S 496 15.927 0 7,898 5,184 2,714 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 02/26/97 S 5,722 13.867 0 79,347 61,945 17,402 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 02/27/97 S 16,846 13.870 0 233,649 182,368 51,281 ISSUE: 990008831 - RPR POOLED STOCK FUND 02/27/97 B 10,256 15.604 0 160,029- 160,029 ISSUE: 990008631 - RPR POOLED STOCK FUND 02/28/97 S 937 15.416 0 14,450 9,808 4,641 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 02/28/97 S 5,793 13.873 0 80,369 62,716 17,653 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/03/97 B 1,747 13.875 0 24,238- 24,238 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/03/97 S 1,581 15.321 0 24,218 16,576 7,641 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/04/97 B 298 15.214 0 4,527- 4,527 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/04/97 S 14,437 13.883 0 200,435 156,310 44,125 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/05/97 S 5,617 13.886 0 78,004 60,819 17,186 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/05/97 B 4,475 15.268 0 68,323- 68,323 ISSUE: 990008631 - RPR POOLED STOCK FUND 03/06/97 S 120 15.376 0 1,850 1,262 588 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/06/97 B 335 13.889 0 4,653- 4,653 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/07/97 B 1,276 13.891 0 17,726- 17,726
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 16 FROM 1/1/97 TO 12/31/97 ACCOUNT DNO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008831 - RPR POOLED STOCK FUND 03/07/97 S 1,153 15.322 0 17,669 12,097 5,572 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/10/97 B 16,891 15.564 0 262,896- 262,896 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/10/97 S 18,358 13.894 0 253,060 196,767 56,293 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/11/97 S 7,926 13.902 0 110,191 85,621 24,369 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/11/97 S 4,170 15.698 0 65,457 43,810 21,647 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/12/97 B 42,748 15.994 0 683,711- 683,711 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/12/97 B 19,110 13.905 0 265,718- 265,718 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/11/97 B 2,278 13.907 0 31,674- 31,674 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/13/97 S 11,319 16.048 0 181,654 119,428 62,227 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/14/97 S 6,135 16.021 0 98,292 64,730 33,562 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/14/97 B 4,613 13.910 0 64,163- 64,163 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/17/97 B 16,232 13.913 0 225,829- 225,829 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/17/97 S 20,902 16.372 0 342,206 220,529 121,677 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/18/97 S 33,697 16.399 0 552,596 355,525 197,071 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/18/97 B 33,484 13.921 0 466,130- 466,130 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/19/97 S 1,492 13.921 0 20,773 16,212 4,561 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/19/97 S 10,767 16.073 0 173,055 111,597 59,458 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/20/97 B 4,188 16.073 0 67,314- 67,314 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/20/97 S 5,911 13.926 0 82,314 64,226 18,088 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/21/97 B 35,876 13.929 0 499,711- 499,711 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/21/97 S 4,209 15.992 0 67,305 44,423 22,882 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/24/97 S 13,221 15.939 0 210,726 139,546 71,180
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS Financial RPN SAVINGS PLAN Advisors FROM 1/1/97 TO 12/31/97 PAGE 17 ACCOUNT DHO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/24/97 B 16.009 13.931 0 223,026- 223,026 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/25/97 B 2.597 13.939 0 36,197- 36,197 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/25/97 S 6.369 16.019 0 102,027 67,227 34,800 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/26/97 S 6.496 16.288 0 105,811 60,568 37,242 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/26/97 B 159 13.942 0 2,216- 2,216 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 03/31/97 S 372 13.947 0 5,195 4,057 1,137 ISSUE: 990008831 - RPR POOLED STOCK FUND 03/31/97 8.225 16.207 0 133,301 86,815 46,487 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/01/97 S 11.212 15.965 0 178,995 118,341 60,659 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/01/97 S 12.841 13.958 0 179,241- 179,241 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/02/97 B 31.995 13.961 0 446,678- 446,678 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/02/97 S 21.298 15.965 0 340,021 224,801 115,228 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/03/97 S 3.258 15.642 0 50,955 34,384 16,571 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/03/97 S 4.788 13.963 0 66,851 52,259 14,592 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/04/97 S 5.121 13.966 0 71,521 55,898 15,623 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/04/97 S 10.496 15.050 0 157,962 110,784 47,178 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/07/97 B 4.449 15.050 0 66,960- 66,960 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/07/97 S 3.091 13.969 0 43,176 33,738 9,439 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/08/97 S 10.600 13.977 0 148,154 115,700 32,454 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/08/97 B 785 15.077 0 11,828- 11,828 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/09/97 B 44.346 15.050 0 667,411- 667,411 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/09/97 B 21.231 13.980 0 296,810- 296,810 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/10/97 S 4.318 13.982 0 60,380 47,182 13,198
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPN SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 18 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008831 - RPR POOLED STOCK FUND 04/10/97 B 886 15.050 0 13,329- 13,329 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/11/97 S 11,316 15.104 0 170,922 119,938 50,984 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/11/97 B 10,863 13.985 0 151,913- 151,913 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/14/97 S 1,793 13.988 0 25,084 19,602 5,482 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/14/97 B 137 14.835 0 2,027- 2,027 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/15/97 S 33,662 14.755 0 499,925 359,105 140,620 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/15/97 B 31,366 13.996 0 438,998- 438,998 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/16/97 S 16,130 13.999 0 225,807 176,570 49,237 ISSUE: 990008833 - RPR POOLED STOCK FUND 04/16/97 B 595 14.890 0 8,864- 8,864 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/17/97 S 34,125 14.997 0 511,766 511,766 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/17/97 S 36,530 14.001 0 511,462 399,880 111,381 ISSUE: 990008898 - RPR POOLED STOCK FUND 04/18/97 B 10,803 14.004 0 8,864 8,864 33,031 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/18/97 S 7,834 14.917 0 511,462 83,256 33,597 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/21/97 S 4,605 14.863 0 68,447 48,945 19,502 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/21/97 S 12,850 14.007 0 179,995 140,667 39,320 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/22/97 B 6,019 14.015 0 84,360- 84,360 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/22/97 S 4,150 14.783 0 61,355 44,111 17,244 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/23/97 B 3,342 14.729 0 49,224- 49,224 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/23/97 S 5,086 14.017 0 71,297 55,694 15,603 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 04/24/97 B 8,404 14.020 0 117,824- 117,824 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/24/97 S 12,040 14.810 0 178,306 127,991 50,315 ISSUE: 990008831 - RPR POOLED STOCK FUND 04/25/97 S 22,741 15.297 0 347,871 241,757 106,114
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS APR SAVINGS PLAN PAGE 19 FROM 1/1/97 TO 12/31/197 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 04/25/97 B 17,464 14.023 0 244,901- 244,901 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 04/28/97 S 59,021 14.025 0 827,767 647,009 180,758 ISSUE: 990008831 - APR POOLED STOCK FUND 04/28/97 B 26,555 15.324 0 406,927- 406,927 ISSUE: 990008831 - APR POOLED STOCK FUND 04/29/97 B 91 15.136 0 1,380- 1,380 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 04/29/97 B 450 14.033 0 6,312- 6,312 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 04/30/97 S 3,994 14.016 0 56,053 43,779 12,274 ISSUE: 990008831 - APR POOLED STOCK FUND 04/30/97 S 1,733 15.404 0 26,700 18,469 8,232 ISSUE: 990008831 - APR POOLED STOCK FUND 05/01/97 B 1,643 15.565 0 25,577- 25,577 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/01/97 S 2,070 14.039 0 29,056 22,689 6,367 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/02/97 S 513 14.042 0 7,205 5,625 1,580 ISSUE: 990008831 - APR POOLED STOCK FUND 05/02/97 S 10,166 15.511 0 157,690 108,138 49,352 ISSUE: 990008831 - APR POOLED STOCK FUND 05/05/97 B 9,690 15.753 0 58,125- 58,125 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/05/97 S 4,753 14.044 0 66,751 52,105 14,646 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/06/97 S 3,441 14.052 0 48,354 37,723 10,631 ISSUE: 990008831 - APR POOLED STOCK FUND 05/06/97 S 743 15.942 0 11,848 7,922 3,925 ISSUE: 990008831 - APR POOLED STOCK FUND 05/07/97 S 19,500 16.211 0 316,113 207,873 108,240 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/07/97 B 27,500 14.055 0 387,753- 387,753 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/08/97 B 24,955 14.050 0 350,822- 350,822 ISSUE: 990008831 - APR POOLED STOCK FUND 05/08/97 B 35,412 16.064 0 568,854- 568,854 ISSUE: 990008831 - APR POOLED STOCK FUND 05/12/97 S 4,209 15.796 0 66,492 45,029 21,463 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/12/97 B 4,059 14.063 0 57,088- 57,088 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/13/97 B 2,981 14.071 0 41,939- 41,939
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPR SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 20 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008831 - RPR POOLED STOCK FUND 05/13/97 B 2,615 15.930 0 41,621- 41,621 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/14/97 S 4,248 16.011 0 68,012 45,451 22,561 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/14/97 B 3,533 14,074 0 49,728- 49,728 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/15/97 B 6,121 14.076 0 86,156- 86,156 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/15/97 S 8,393 16.253 0 136,405 89,799 46,606 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/16/97 S 11,621 16.442 0 191,070 124,341 66,730 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/16/97 B 2,467 14.079 0 34,736- 34,736 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/19/97 B 9,638 14.082 0 135,719- 135,719 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/19/97 S 13,432 16.415 0 220,492 143,723 76,769 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/20/97 S 5,804 16.333 0 94,789 62,096 32,693 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/20/97 S 11,265 14.090 0 158,725 123,954 34,771 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/21/97 B 3,610 14.093 0 50,881- 50,881 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/21/97 S 4,608 16.333 0 75,260 49,303 25,957 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/22/97 B 1,384 16.683 0 23,094- 23,094 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/22/97 S 5,130 14.095 0 72,310 56,459 15,851 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/23/97 B 10,417 14.098 0 146,866- 146,866 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/23/97 S 10,341 16.467 0 170,279 110,659 59,620 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/27/97 S 5,797 16.575 0 96,092 62,040 34,052 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/27/97 B 7,267 14.101 0 102,466- 102,466 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 05/28/97 S 3,033 14.112 0 42,602 33,405 9,396 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/28/97 S 3,574 16.360 0 58,478 38,251 20,226 ISSUE: 990008831 - RPR POOLED STOCK FUND 05/29/97 S 7,377 16.064 0 118,499 78,941 39,559
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL APN SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 21 ACCOUNT DHO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/29/97 S 22,936 14.114 0 322,304 251,513 70,791 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/30/97 S 4,342 14.117 0 61,300 47,826 13,474 ISSUE: 990008898 - APR POOLED STOCK FUND 05/30/97 B 7,633 16.252 0 29,785- 29,785 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/02/97 B 2,624 14.120 0 37,045- 37,045 ISSUE: 99008831 - APR POOLED STOCK FUND 06/02/97 B 2,262 16.234 0 37,045 24,475 12,569 ISSUE: 990008831 - APR POOLED STOCK FUND 06/03/97 B 1,246 16,183 0 20,000- 20,000 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/03/97 S 1,416 14.126 0 20,000 15,394 4,406 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/04/97 B 6,844 14.131 0 96,719- 96,719 ISSUE: 990008831 - APR POOLED STOCK FUND 06/04/97 S 6,726 16.397 0 110,289 72,161 38,128 ISSUE: 990008831 - APR POOLED STOCK FUND 06/05/97 S 26,456 16.773 0 443,754 289,836 159,918 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/05/97 B 30,521 14.133 0 431,350- 431,350 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/06/97 B 17,445 14.136 0 246,597- 246,597 ISSUE: 990008831 - APR POOLED STOCK FUND 06/06/97 S 21,232 16.962 0 360,130 227,782 232,349 ISSUE: 990008831 - APR POOLED STOCK FUND 06/09/97 B 24,764 16.854 0 417,370- 417,370 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/09/97 B 40,045 14.139 0 566,202- 564,202 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/10/97 B 10,252 14.147 0 145,033 193,473 31,621 ISSUE: 990008831 - APR POOLED STOCK FUND 06/10/97 B 1,624 17.015 0 27,632 17,471 10,161 ISSUE: 99008831 - APR POOLED STOCK FUND 06/11/97 S 10,327 17.015 0 175,706 111,095 64,611 ISSUE: 990008898 - APR INTEREST ACCUMULATIUON FUND 06/11/97 B 7,222 14.150 0 102,166- 102,166 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/12/97 B 3,753 14.152 0 52,112- 53,112 ISSUE: 990008831 - APR POOLED STOCK FUND 06/12/97 S 7,102 16.961 0 120,435 76,403 44,052 ISSUE: 990008831 - APR POOLED STOCK FUND 06/13/97 B 373 17.230 0 6,432- 6,432
SCHEDULE C INFORMATION - PART V REPORTABLE TRANSACTIONS APR SAVINGS PLAN PAGE 22 FROM 1/1/97 TO 12/31/197 ACCOUNT DNO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/13/97 B 12,063 14.155 0 182,070 142,364 39,706 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/16/97 S 9,077 14.150 0 139,892- 139,892 ISSUE: 990008831 - APR POOLED STOCK FUND 06/16/97 B 36,676 17.455 0 639,818 394,588 245,230 ISSUE: 990008831 - APR POOLED STOCK FUND 06/17/97 S 14,527 16.444 0 238,890- 238,890 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/17/97 B 16,490 14.166 0 262,042 204,827 57,215 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/18/97 B 13,061 14.169 0 185,058 144,621 40,437 ISSUE: 990008831 - APR POOLED STOCK FUND 06/18/97 B 3,011 16.977 0 51,110 32,438 18,671 ISSUE: 990008831 - APR POOLED STOCK FUND 06/19/97 B 7,068 16.977 0 119,995 76,159 43,837 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/19/97 S 1,555 14.171 0 22,037- 22,037 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/20/97 B 1,300 14.174 0 18,427 14,397 4,031 ISSUE: 990008831 - APR POOLED STOCK FUND 06/20/97 B 3,676 17.031 0 62,602 39,606 22,996 ISSUE: 990008831 - APR POOLED STOCK FUND 06/23/97 B 14,958 17.245 0 257,945 161,169 86,776 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/23/97 S 5,871 14.177 0 83,268- 83,268 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 06/24/97 S 950 14.185 0 13,476- 13,476 ISSUE: 990008831 - APR POOLED STOCK FUND 06/24/97 B 9,535 17.057 0 162,640 102,741 59,900 ISSUE: 990008831 - APR POOLED STOCK FUND 06/25/97 B 7,344 17.192 0 126,254 79,129 47,125 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/25/97 S 1,820 14.185 0 25,824- 25,824 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/26/97 S 8,820 14.190 0 125,161- 125,161 ISSUE: 990008831 - APR POOLED STOCK FUND 05/26/97 B 6,344 17.125 0 108,636 68,354 40,283 ISSUE: 990008831 - APR POOLED STOCK FUND 05/27/97 S 73,140 19.622 0 1,435,150- 1,435,150 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/27/97 B 80,058 14.193 0 1,136,266 887,237 249,029 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 05/30/97 B 17,677 14.196 0 250,949 195,908 55,040
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL APR SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 23 ACCOUNT DHO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008831 - APR POOLED STOCK FUND 06/30/97 B 10,345 19.622 0 595,431- 595,431 ISSUE: 990008831 - APR POOLED STOCK FUND 07/01/97 B 13,543 19.569 0 265,020- 265,020 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/01/97 S 14,761 14.204 0 209,661 183,584 46,077 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/02/97 S 8,191 14.207 0 116,374 90,780 25,595 ISSUE: 990008831 - APR POOLED STOCK FUND 07/02/97 S 5,971 19.635 0 117,248 65,547 51,700 ISSUE: 990008831 - APR POOLED STOCK FUND 07/03/97 S 8,816 16.807 0 174,616 96,771 77,845 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/03/97 B 10,903 14.209 0 154,923- 154,923 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/07/97 S 3,863 14.212 0 55,188 43,057 12,131 ISSUE: 990008831 - APR POOLED STOCK FUND 07/07/97 B 3,382 20.021 0 67,714- 67,714 ISSUE: 990008831 - APR POOLED STOCK FUND 07/08/97 S 3,255 20.048 0 65,265 15,734 29,511 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/08/97 B 21,175 14.223 0 101,176- 101,176 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/09/97 S 2,541 14.226 0 36,184 28,230 7,954 ISSUE: 990008831 - APR POOLED STOCK FUND 07/09/97 B 4,028 20.155 0 81,184- 81,184 ISSUE: 990008831 - APR POOLED STOCK FUND 07/10/97 B 985 20.115 0 19,803- 19,803 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/10/97 S 4,740 14.228 0 67,448 52,634 14,834 ISSUE: 990008898 - ARP INTERST ACCUMULATION FUND 07/11/97 B 5,540 14.231 0 78,836- 78,836 ISSUE: 990008831 - APR POOLED STOCK FUND 07/11/97 B 41,697 20.162 0 841,583- 841,583 ISSUE: 990008831 - APR POOLED STOCK FUND 07/14/97 S 3,267 20.169 0 65,902 16,159 29,743 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/14/97 B 145 14.234 0 2,059- 2,059 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/15/97 B 1,859 14.242 0 26,471- 26,471 ISSUE: 990008831 - APR POOLED STOCK FUND 07/15/97 S 5,292 20.128 0 106,518 58,562 47,954 ISSUE: 990008831 - APR POOLED STOCK FUND 07/16/97 B 4,568 20.142 0 91,962- 91,962
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL APN SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 24 ACCOUNT DHO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/16/97 S 11,326 14.245 0 161,461 125,659 35,622 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/17/97 S 19,824 14.248 0 282,449 220,096 62,354 ISSUE: 990008831 - APR POOLED STOCK FUND 07/17/97 S 9,455 20,142 0 69,593 38,263 31,990 ISSUE: 990008831 - APR POOLED STOCK FUND 07/18/97 S 11,972 14.250 0 170,600 132,920 37,680 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/21/97 S 7,673 14.253 0 109,367 85,209 24,178 ISSUE: 990008831 - APR POOLED STOCK FUND 07/21/97 S 89 19,981 0 1,771 982 789 ISSUE: 990008831 - APR POOLED STOCK FUND 07/22/97 S 3,595 19.927 0 71,629 39,626 91,801 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/22/97 S 13,461 34,261 0 191,995 749,474 42,521 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/23/97 S 23,257 14.264 0 931,731 238,208 73,523 ISSUE: 990008831 - APR POOLED STOCK FUND 07/23/97 S 1,078 20.182 0 21,753 11,943 9,811 ISSUE: 990008831 - APR POOLED STOCK FUND 07/24/97 S 1,616 20.169 0 32,597 17,907 14,689 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/24/97 S 9,673 14.267 0 137,153 106,732 30,420 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/25/97 S 13,439 14.270 0 191,779 149,21 42,568 ISSUE: 990008831 - APR POOLED STOCK FUND 07/25/97 B 1,245 20.102 0 25,035- 25,035 ISSUE: 990008831 - APR POOLED STOCK FUND 07/26/97 2,630 20.154 0 57,051 31,968 25,683 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/28/97 S 5,403 14.272 0 77,107 59,984 17,123 ISSUE: 990008898 = APR INTEREST ACCUMULATION FUND 07/29/97 B 11,337 14.281 0 161,903- 161,903 ISSUE: 990008831 - APR POOLED STOCK FUND 07/29/97 S 362 20.223 0 7,731 4,236 3,494 ISSUE: 990008831 - APR POOLED STOCK FUND 07/30/97 S 946 20.276 0 79,187 10,487 8,700 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/30/97 S 2,322 14.283 0 33,158 23,789 7,970 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 07/31/97 S 19,327 14.286 0 276,106 274,695 61,410
[LOGO OF AMERICAN EXPRESS] SCHEDULE C INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPR SAVINGS PLAN PAGE 25 ADVISORS FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008831 - RPR POOLED STOCK FUND 07/31/97 S 8,030 20.303 0 163,033 88,990 74,043 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/01/97 B 6,353 20.330 0 129,147- 129,147 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/01/97 S 13,551 14.289 0 193,626 150,529 43,097 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/04/97 S 6,651 14.292 0 95,055 73,882 21,173 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/04/97 S 3,743 20.397 0 76,336 41,518 34,818 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/05/97 B 7,843 20.370 0 159,764- 159,764 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/05/97 B 10,339 14.300 0 147,842- 147,842 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/06/97 S 10,533 14.305 0 150,650 117,062 33,589 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/06/97 B 134 20.652 0 2,763- 2,763 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/07/97 B 3,909 20.531 0 80,246- 80,246 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/07/97 S 3,481 14.305 0 49,795 38,687 11,107 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/08/97 S 4,235 14.308 0 60,599 47,072 13,527 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/08/97 B 1,303 20.626 0 26,873- 26,873 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/11/97 B 3,040 20.519 0 78,795- 78,795 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/11/97 S 5,500 14.311 0 78,713 61,130 17,584 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/12/97 B 12,442 14.319 0 178,160- 178,160 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/12/97 B 35,436 20.573 0 729,022- 729,022 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/13/97 S 5,621 20.586 0 115,710 62,892 52,818 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/13/97 S 2,480 14.322 0 35,514 27,576 7,938 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/14/97 S 3,239 14.325 0 46,393 36,016 10,378 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/14/97 S 5,488 20.626 0 113,204 61,410 51,793 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/15/97 B 3,373 20.640 0 69,619- 69,619
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPR SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 26 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/15/97 S 28,141 14.327 0 403,176 312,947 98,229 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/18/97 S 3,407 14.330 0 48,826 37,891 10,935 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/18/97 S 177 20.465 0 3,625 1,983 1,642 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/19/97 B 639 20.425 0 17,137- 17,137 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/19/97 S 4,713 14.338 0 67,575 52,412 15,163 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/20/97 S 9,923 14.341 0 142,310 110,354 91,956 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/20/97 B 11,995 20.586 0 246,923- 246,923 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/21/97 S 11,013 20.747 0 228,486 123,549 104,937 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/21/97 S 17,897 14.344 0 256,710 199,023 57,687 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/22/97 S 535 14,347 0 7,672 5,947 1,725 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/22/97 S 14,578 20.747 0 302,452 163,544 138,908 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/25/97 B 6,674 20.747 0 179,953 97,305 52,647 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/25/97 S 3,254 14.349 0 46,691 36,157 10,505 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/26/97 B 1,304 14.358 0 18,728 14,505 4,223 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/26/97 S 2,213 20.747 0 45,913 24,826 21,086 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/27/97 B 93 20.760 0 1,941- 1,941 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/27/97 S 1,540 14.360 0 22,117 17,120 4,989 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/28/97 B 6,029 14.363 0 98,079- 98,079 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/28/97 S 6,654 20.801 0 138,416 74,652 62,784 ISSUE: 990008831 - RPR POOLED STOCK FUND 08/29/97 B 6,050 20.787 0 125,769 67,877 57,692 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 08/29/97 B 1,165 14.366 0 16,741- 16,741 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/02/97 B 1,635 14.369 0 26,371- 26,371
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL APR SAVINGS PLAN ADVISORS FROM 1/1/97 TO 12/31/97 PAGE 27 ACCOUNT DHO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ------- -------- --------- ---------- --------- ISSUE: 990008831 - APR POOLED STOCK FUND 09/02/97 S 670 20.732 0 13,901 7,543 6,198 ISSUE: 990008831 - APR POOLED STOCK FUND 09/03/97 S 2,001 20.732 0 41,486 22,512 18,974 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/03/97 S 30,868 14.380 0 443,876 343,435 100,441 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/04/97 B 6,785 14.382 0 97,581- 97,581 ISSUE: 990008831 - APR POOLED STOCK FUND 09/04/97 S 16,340 20.746 0 338,995 183,829 155,168 ISSUE: 990008831 - APR POOLED STOCK FUND 09/05/97 S 3,102 20.759 0 64,394 34,897 29,497 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/05/97 S 296 14.385 0 4,265 3,300 985 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/08/97 S 625 14.386 0 8,999 8,999 ISSUE: 990008831 - APR POOLED STOCK FUND 09/08/97 S 14,775 20.786 0 507,112 166,218 140,894 ISSUE: 990008831 - APR POOLED STOCK FUND 09/09/97 S 645 20.759 0 13,567 7,255 6,132 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/09/97 S 1,201 14.396 0 17,269 18,367 3,922 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/10/97 B 11,290 14.399 0 162,571- 162,571 ISSUE: 990008831 - APR POOLED STOCK FUND 09/10/97 B 31,391 20.745 0 651,210- 651,210 ISSUE: 990008831 - APR POOLED STOCK FUND 09/11/97 S 2,793 20.745 0 57,936 31,580 26,356 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/11/97 S 180 14.402 0 2,507 2,000 587 ISSUE: 990008898 - ARP INTERST ACCUMULATION FUND 09/12/97 S 9,775 20.745 0 140,807 108,897 31,950 ISSUE: 990008831 - APR POOLED STOCK FUND 09/12/97 S 1,382 20.745 0 70,151 38,241 31,913 ISSUE: 990008831 - APR POOLED STOCK FUND 09/15/97 S 23,668 20.772 0 491,637 267,636 224,001 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/15/97 B 28,049 14.407 0 404,102- 404,102 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/16/97 B 8,841 14.416 0 127,459- 127,459 ISSUE: 990008831 - APR POOLED STOCK FUND 09/16/97 S 19,724 20.759 0 409,450 223,035 186,415 ISSUE: 990008898 - APR INTEREST ACCUMULATION FUND 09/17/97 S 1,783 14.418 0 16,129 12,635 3,694
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPR SAVINGS PLAN PAGE 28 ADVISORS FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/18/97 S 2,912 14.421 0 42,000 32,493 9,507 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/19/97 S 3,305 14.424 0 47,762 36,873 10,799 ISSUE: 990008831 - RPR POOLED STOCK FUND 09/19/97 B 378 20.799 0 7,860- 7,860 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/22/97 S 13,326 14.427 0 192,248 148,669 43,579 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/23/97 S 6,512 14.435 0 94,000 72,652 21,348 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/24/97 S 370 14.438 0 5,337 4,124 1,213 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/25/97 S 5,742 14.441 0 82,914 64,057 18,857 ISSUE: 990008831 - RPR POOLED STOCK FUND 09/25/97 B 10 20.813 0 208- 208 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/26/97 S 405 14.443 0 7,000 5,407 1,593 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/29/97 S 168 14.446 0 2,425 1,873 552 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 09/30/97 S 4,763 14.455 0 68,854 53,143 15,711 ISSUE: 990008831 - RPR POOLED STOCK FUND 09/30/97 S 10 20.839 0 209 115 95 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/01/97 B 23 14.457 0 138- 138 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/02/97 B 403 14.460 0 5,828- 5,828 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/03/97 S 3,457 14.463 0 50,000 38,571 11,429 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/06/97 S 21,006 14.466 0 303,667 234,158 69,510 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/07/97 S 128 14.474 0 1,846 1,423 423 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/08/97 B 20,501 14.477 0 296,797 228,731 68,066 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/09/97 B 4,335,087 14.479 0 62,767,728- * 62,767,728 ISSUE: 990008831 - RPR POOLED STOCK FUND 10/09/97 S 1,005,876 20.885 0 62,777,712 * 33,992,037 28,785,675 ISSUE: 990008831 - RPR POOLED STOCK FUND 10/10/97 S 1,016,360 20.886 0 21,227,866 * 11,493,631 9,734,235 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 10/10/97 B 1,535,410 14.481 0 22,234,267- * 22,234,267
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 29 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/13/97 S 26,856 14,484 0 308,976 344,258 44,718 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/14/97 S 124,442 14,491 0 1,803,291 1,599,210 208,081 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/15/97 S 109,253 14,494 0 1,583,508 1,400,497 183,071 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/16/97 S 63,377 14,496 0 918,707 812,417 106,290 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/17/97 S 57,038 14,499 0 826,999 731,168 95,831 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/20/97 S 98,840 14,501 0 1,433,280 1,267,020 166,260 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/22/97 S 250,193 14,512 0 3,630,795 3,207,190 423,605 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/23/97 S 134,576 14,514 0 1,953,242 1,725,120 228,122 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/24/97 S 65,494 14,517 0 950,773 839,557 111,216 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/27/97 S 80,974 14,520 0 1,175,738 1,037,993 137,745 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/28/97 S 29,650 14,527 0 430,726 380,080 50,646 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/29/97 S 77,269 14,530 0 1,122,723 990,508 132,277 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/30/97 S 70,986 14,533 0 1,031,637 909,959 121,678 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 10/31/97 S 26,954 14,535 0 391,781 345,524 46,257 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/03/97 S 3,707 14,538 0 53,886 47,514 6,372 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/04/97 S 39,814 14,546 0 579,137 510,374 68,764 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/05/97 B 10,829 14,548 0 157,545- 157,545 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/06/97 S 28,512 14,551 0 414,885 365,549 49,356 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/07/97 S 44,998 14,554 0 654,894 576,898 77,995 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/10/97 S 14,960 14,557 0 217,780 191,803 25,976 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/11/97 S 19,664 14,565 0 286,402 252,102 34,300 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND 11/12/97 S 8,760 14,568 0 127,613 112,306 15,306 ISSUE: 990008890 - RPR INTEREST ACCUMULATION FUND
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPR SAVINGS PLAN PAGE 30 ADVISORS FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/13/97 S 12,688 14.570 0 184,862 162,667 22,195 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/14/97 S 27,659 14.573 0 403,081 354,613 48,468 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/17/97 S 14,098 14.576 0 205,498 180,751 24,747 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/18/97 S 15,976 14.584 0 232,996 204,825 28,171 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/19/97 S 2,632 14.586 0 38,388 33,742 4,646 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/20/97 S 31,148 14.589 0 454,419 399,339 55,080 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/21/97 S 11,380 14.592 0 166,053 145,896 20,157 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/24/97 S 5,858 14.594 0 85,491 75,102 10,388 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/25/97 S 25,433 14.602 0 371,371 326,066 45,304 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/26/97 S 38,406 14.605 0 560,919 492,390 68,529 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 11/28/97 S 7,437 14.608 0 108,638 95,346 11,292 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/01/97 S 9,528 14.613 0 139,226 122,149 17,076 ISSUE: 990008831 - RPR POOLED STOCK FUND 12/01/97 B 6,176 20.887 0 129,005- 129,005 ISSUE: 990008831 - RPR POOLED STOCK FUND 12/02/97 S 3,197 20.896 0 66,811 36,330 30,481 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/02/97 S 12,193 14.621 0 178,271 156,320 21,951 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/03/97 S 25,738 14.624 0 376,390 329,976 46,414 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/04/97 B 1,295,628 14.627 0 18,951,144- 18,951,144 ISSUE: 990008831 - RPR POOLED STOCK FUND 12/04/97 S 938,657 20.903 0 19,620,742 10,665,752 8,954,990 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/05/97 B 177,750 14.629 0 2,600,307- 2,600,307 ISSUE: 990008831 - RPR POOLED STOCK FUND 12/05/97 S 145,633 20.904 0 3,044,314 1,654,797 1,389,517 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/08/97 B 50,487 14.632 0 738,725- 738,725 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/09/97 S 62,200 14.640 0 910,615 812,146 98,469
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN FROM 1/1/97 TO 12/31/97 PAGE 31 ACCOUNT DM0143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- ISSUE: 990008831 - RPR POOLED STOCK FUND 12/09/97 S 2,979 20.933 0 62,360 33,850 28,510 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/10/97 S 6,904 14.643 0 101,102 90,151 10,951 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/11/97 S 23,396 14.645 0 342,637 305,481 37,155 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/12/97 S 7,463 14.648 0 109,379 97,445 11,874 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/15/97 S 25,744 14.650 0 377,142 336,131 41,012 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/16/97 S 19,981 14.658 0 292,876 260,885 31,991 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/17/97 S 6,019 14,661 0 88,251 78,596 9,656 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/18/97 S 16,880 14.664 0 247,522 220,395 27,127 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/19/97 S 1,024 14.666 0 15,015 13,368 1,647 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/22/97 S 29,258 14.669 0 429,184 382,018 47,166 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/23/97 S 19,133 14.677 0 280,817 249,820 30,997 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/24/97 S 45,485 14.680 0 667,724 593,897 73,827 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/26/97 S 7,062 14.682 0 103,680 92,204 11,476 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/29/97 S 180 14.688 0 2,651 2,356 294 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/30/97 S 11,704 14.696 0 172,004 152,820 19,184 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 12/31/97 S 10,442 14.699 0 153,483 136,337 17,146 -------- ----------- ----------- ---------- SUB-TOTAL 0 299,052,435 237,382,909 61,669,523 GRAND TOTAL 0 299,052,435 237,382,909 61,669,523 - -------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 32 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- CATEGORY 5 - SERIES OF TRANSACTIONS IN SAME SECURITY EXCEEDS 5% OF VALUE ISSUE: 449444306 - 105 NEW DIMENSIONS FUND 01/02/97 1,077 20.708 0 22,294- 22,294 01/02/97 564 22,168 0 12,500 9,441 3,059 01/02/97 451 20.953 0 9,452 7,553 1,899 01/03/97 2,566 20.530 0 52,687 42,971 9,717 01/06/97 113 22.168 0 2,500- 2,500 01/06/97 451 20.953 0 9,452- 9,452 01/06/97 871 20.932 0 18,242- 18,242 01/07/97 278 20.982 0 5,839 4,661 1,178 01/08/97 117 21.152 0 2,470- 2,470 01/09/97 813 21.009 0 17,077 13,615 3,461 01/10/97 877 21.132 0 18,525 14,684 3,841 01/13/97 2 21.223 0 37 29 8 01/14/97 1,911 21.217 0 40,537 32,003 8,534 01/16/97 2,449 21.303 0 52,180- 52,180 01/17/97 10,693 21.303 0 227,797- 227,797 01/21/97 19 21.600 0 410- 410 01/21/97 5,017 21.670 0 108,724- 108,724 01/22/97 3,321 21.821 0 72,461 55,897 16,564 01/23/97 2,290 21.962 0 50,300- 50,300 01/24/97 1,630 21.770 0 35,492- 35,492 01/27/97 6,488 21.496 0 139,474- 139,474 01/28/97 3,535 21.343 0 75,451 59,678 15,773 01/29/97 34 21.496 0 733- 733 01/29/97 455 21.358 0 9,712 7,676 2,036 01/30/97 2,857 21.465 0 61,335- 61,335 01/31/97 184 21.783 0 4,000- 4,000 02/03/97 1,780 21.873 0 38,939- 38,939 02/03/97 1 21.493 0 27- 27 02/03/97 28 21.358 0 599- 599 02/04/97 244 21.846 0 5,329- 5,329 02/05/97 2,264 21.869 0 49,507 38,269 11,238 02/06/97 76 21.550 0 1,641- 1,641 02/07/97 2 21.618 0 41 32 9 02/07/97 18 21.550 0 384- 384 02/10/97 915 21.858 0 20,000- 20,000 02/11/97 101 21.586 0 2,172- 2,172 02/12/97 713 21.657 0 15,431- 15,431 02/13/97 10,846 22.096 0 239,661- 239,661
[LOGO OF AMERICAN EXPRESS FINANCIAL ADVISORS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS APR SAVINGS PLAN PAGE 33 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- 02/14/97 B 737 22.273 0 16,420- 16,420 02/18/97 S 373 22.185 0 8,264 6,322 1,942 02/19/97 B 0 22.190 0 2- 2 02/19/97 B 2,464 22.369 0 55,121- 55,121 02/20/97 S 1,486 22.326 0 33,166 25,230 7,937 02/21/97 B 269 22.028 0 5,934- 5,934 02/24/97 B 91 21.907 0 2,000- 2,000 02/25/97 S 57 22.025 0 1,245 960 285 02/26/97 B 72 21.983 0 1,581- 1,581 02/27/97 B 23 21.854 0 511- 511 02/28/97 B 2,340 21.510 0 50,330- 50,330 03/03/97 B 1 21.406 0 19- 19 03/04/97 B 744 21.477 0 15,974- 15,974 03/05/97 S 2,821 21.423 0 60,430 47,950 12,480 03/06/97 S 464 21.754 0 10,090 7,884 2,206 03/07/97 B 172 21.617 0 3,711- 3,711 03/10/97 S 64 21.707 0 1,386 1,085 300 03/11/97 B 2,965 21.913 0 64,978- 64,978 03/12/97 B 11,481 21.822 0 250,545- 250,545 03/13/97 S 860 21.643 0 18,617 14,679 3,938 03/14/97 B 300 21.324 0 5,394- 6,394 03/14/97 S 28 21.639 0 598 472 126 03/17/97 B 201 21.411 0 4,309- 4,309 03/18/97 S 4,638 21.398 0 99,253 79,167 20,087 03/19/97 S 729 21.273 0 15,506 12,441 3,065 03/20/97 B 236 21.162 0 5,000- 5,000 03/21/97 S 1,393 21.139 0 29,457 23,784 5,672 03/24/97 B 43 21.164 0 919- 919 03/25/97 B 315 21.209 0 6,682- 6,682 03/26/97 S 49 21.157 0 1,045 843 202 03/31/97 B 1,766 21.220 0 37,475- 37,475 03/31/97 B 891 20.854 0 18,571- 18,571 04/01/97 B 174 20.363 0 3,546- 3,546 04/02/97 S 5,192 20.489 0 106,384 88,686 17,698 04/03/97 B 2,822 20.218 0 57,056- 57,056 04/04/97 S 2,706 20.317 0 54,975 46,240 8,735 04/07/97 S 486 20.587 0 10,000 8,301 1,699 04/08/97 S 4,552 20.664 0 94,072 77,796 16,276 04/09/97 B 11,088 20.776 0 230,357- 230,357 04/10/97 B 900 20.776 0 18,696- 18,696 04/10/97 S 2,066 20.645 0 42,647 35,387 7,260 04/11/97 B 244 20.505 0 5,000- 5,000 04/14/97 S 856 19.976 0 17,100 14,665 2,435 04/15/97 S 687 20.182 0 13,860 11,772 2,096
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN FROM 1/1/97 TO 12/31/97 PAGE 34 ACCOUNT DN0143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- 04/16/97 S 725 20.366 0 14,763 12,418 2,345 04/17/97 S 2,815 20.483 0 57,658 48,224 9,435 04/18/97 B 1,080 20.463 0 22,106- 22,106 04/21/97 S 2,046 20.503 0 41,948 35,057 6,891 04/22/97 S 4,329 20.326 0 87,991 74,176 13,815 04/23/97 B 142 20.737 0 2,934- 2,934 04/24/97 B 20 20.737 0 422- 422 04/24/97 B 2,305 20.798 0 47,946- 47,946 04/25/97 B 2,144 20.768 0 44,517- 44,517 04/28/97 B 77 20.563 0 1,575 1,313 261 04/30/97 S 522 21.247 0 11,086 8,948 2,137 05/02/97 S 2,770 21.471 0 59,473 47,506 11,967 05/05/97 B 274 21.894 0 6,001- 6,001 05/06/97 B 577 22.241 0 12,823- 12,823 05/07/97 S 2,505 22.183 0 55,572 42,975 12,596 05/08/97 B 617 21.894 0 13,500- 13,500 05/08/97 B 13,758 21.926 0 301,664- 301,664 05/12/97 B 153 22.060 0 3,373- 3,373 05/12/97 B 573 22.189 0 12,723- 12,723 05/13/97 B 4,951 22.502 0 111,414- 111,414 05/14/97 S 590 22.427 0 13,222 10,168 3,054 05/15/97 S 833 22.468 0 18,711 14,363 4,348 05/16/97 S 76 22.679 0 1,716 1,305 411 05/19/97 B 3,190 22.350 0 17,300- 71,300 05/20/97 B 940 22.341 0 21,006- 21,006 05/21/97 S 510 22.639 0 11,551 8,810 2,741 05/22/97 B 492 22.632 0 11,145- 11,145 05/23/97 B 322 22.491 0 7,234- 7,234 05/28/97 S 1,374 22.855 0 31,406 23,733 7,673 05/29/97 B 642 22.771 0 14,612- 14,612 05/30/97 B 105 22.688 0 2,392- 2,392 06/04/97 S 6,901 22.606 0 156,014 119,221 36,793 06/05/97 B 90 22.548 0 2,023- 2,023 06/06/97 B 310 22.660 0 7,024- 7,024 06/09/97 B 10,999 23.017 0 253,154- 253,154 06/10/97 B 20 21.822 0 444- 444 06/10/97 S 20 20.737 0 422 353 69 06/10/97 B 0 23.288 0 0- 0 06/10/97 B 4,981 23.084 0 114,986- 114,986 06/11/97 B 341 23.100 0 7,885- 7,885 06/12/97 S 306 20.147 0 7,077 5,309 1,768 06/13/97 S 34 23.484 0 793 586 207 06/16/97 B 10,845 23.715 0 257,192- 257,192 06/17/97 S 10 23.768 0 244 179 65
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 35 FROM 1/1/97 TO 12/31/97 ACCOUNT DM0143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- ---------- ----- -------- --------- ---------- --------- 06/18/97 B 1,267 23.740 0 30,086- 30,086 06/19/97 S 190 23.569 0 4,460 3,305 1,163 06/20/97 B 598 23.027 0 14,239- 14,239 06/23/97 B 1,417 23.004 0 33,840- 33,840 06/24/97 B 1,013 23.395 0 23,693- 23,693 06/25/97 S 294 23.702 0 6,989 5,120 1,860 06/26/97 B 527 23.652 0 12,461- 12,461 06/27/97 S 4,725 23.539 0 111,220 82,479 28,749 06/30/97 S 1,407 23.539 0 35,000 25,954 9,046 06/30/97 S 744 23.650 0 17,587 12,900 4,607 07/01/97 B 1,032 23.540 0 43,118- 43,118 07/02/97 S 1,353 23.699 0 32,060 23,626 8,433 07/03/97 S 429 24.112 0 10,355 7,500 2,854 07/07/97 S 2,120 24.455 0 52,035 37,162 14,873 07/08/97 S 8,511 24.442 0 208,020 140,641 59,379 07/09/97 S 609 24.631 0 15,000 10,636 4,364 07/10/97 S 525 24.459 0 12,832 9,163 3,669 07/11/97 B 9,112 24.576 0 223,940- 223,940 07/14/97 S 1,231 24.742 0 30,468 21,580 8,887 07/15/97 S 895 24.886 0 22,273 15,685 6,588 07/16/97 S 1,307 25.193 0 12,922 22,901 10,021 07/17/97 S 1,469 25.592 0 37,599 25,747 11,052 07/18/97 S 1,082 25.456 0 27,539 18,959 8,580 07/21/97 B 612 24.977 0 15,279- 15,279 07/22/97 S 2,631 24.869 0 65,419 46,111 19,308 07/23/97 B 880 25.385 0 22,342- 22,342 07/24/97 B 2,378 25.511 0 60,657- 60,657 07/25/97 S 342 25.562 0 8,744 6,005 2,740 07/28/97 B 1,171 25.439 0 29,800- 29,800 07/29/97 B 897 25.276 0 22,669- 22,669 07/30/97 S 185 24.869 0 4,597 3,248 1,350 07/30/97 S 65 25.457 0 1,650 1,139 511 07/31/97 S 1,184 25.652 0 30,368 20,797 9,570 08/01/97 B 86 25.719 0 2,200- 2,200 08/04/97 B 794 25.560 0 20,286- 20,286 08/05/97 S 4,174 25.610 0 106,902 73,360 33,542 08/06/97 S 510 25.709 0 13,122 8,970 4,752 08/07/97 S 1,383 25.871 0 35,785 24,309 11,476 08/08/97 B 525 25.662 0 13,480- 13,480 08/11/97 S 122 25.198 0 3,081 2,150 932 08/12/97 B 0 25.454 0 0- 0 08/12/97 B 8,003 25.194 0 201,616- 201,616 08/13/97 B 4,755 24.057 0 118,194- 118,194 08/14/97 S 780 24.799 0 19,335 13,774 5,561
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 36 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 08/15/97 S 1,601 24.872 0 39,819 28,283 11,536 08/18/97 S 113 24.246 0 2,737 1,994 743 08/19/97 B 328 24.501 0 8,044- 8,044 08/20/97 B 122 24.501 0 3,000 3,000 08/20/97 S 6,597 24.951 0 164,354 116,555 47,799 08/21/97 B 6,368 25.271 0 160,886- 160,886 08/22/97 S 882 24.943 0 22,011 15,631 6,380 08/25/97 S 334 24.889 0 8,570 6,099 2,471 08/26/97 S 240 24.818 0 5,957 4,252 1,705 08/27/97 S 160 24.603 0 3,943 2,839 1,104 08/28/97 B 45 24.603 0 1,104- 1,104 08/28/97 B 16 24.608 0 404- 404 08/29/97 S 220 24.349 0 5,347 3,890 1,457 09/02/97 S 242 24.332 0 5,899 4,295 1,605 09/03/97 S 920 25.037 0 23,244 16,445 6,798 09/04/97 B 4,150 25.033 0 103,894- 103,894 09/05/97 S 176 25.119 0 4,419 3,121 1,298 09/06/97 B 4,088 25.999 0 102,600- 102,600 09/10/97 B 9,555 25.168 0 240,487- 240,487 09/11/97 B 2,012 24.744 0 49,795- 49,795 09/12/97 B 2,039 24.583 0 50,117- 50,117 09/15/97 B 202 24.809 0 5,013- 5,013 09/16/97 B 1,493 24.680 0 36,858- 36,858 09/17/97 B 162 25.352 0 4,096- 4,096 09/19/97 B 444 25.448 0 11,310- 11,310 09/22/97 S 741 25.576 0 18,959- 18,959 09/23/97 S 313 25.570 0 8,065 5,599 2,465 09/24/97 S 139 25.719 0 3,580 2,488 1,091 09/25/97 S 290 25.483 0 7,401 5,628 2,208 09/26/97 S 2,457 25.285 0 62,122 43,926 18,197 09/29/97 S 315 25.456 0 8,013 5,628 2,385 09/30/97 B 990 25.615 0 25,351- 25,351 10/01/97 B 0 25.658 0 0- 0 10/02/97 B 123 25.570 0 3,142- 3,142 10/06/97 B 1,116 25.900 0 28,904- 28,904 10/07/97 S 72 26.098 0 1,870 1,282 588 10/08/97 B 1,872 26.420 0 49,451- 49,451 10/09/97 B 901 26.198 0 23,614- 23,614 10/10/97 B 0 26.119 0 0- 0 10/10/97 B 11,043 26.116 0 288,391- 288,391 10/14/97 B 14,161 26.067 0 369,126- 369,125 10/14/97 S 1,401 26.002 0 36,431 25,355 11,075 10/15/97 B 11,570 26.160 0 302,667- 302,667 10/16/97 B 9,647 26.060 0 251,395- 251,395
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 37 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 10/17/97 B 5,513 25.627 0 142,387- 142,387 10/20/97 B 12,913 25.472 0 328,915- 328,915 10/22/97 B 404 26.060 0 10,530- 10,530 10/22/97 B 9,667 25.791 0 249,314- 249,314 10/22/97 B 14,438 26.171 0 377,862- 377,862 10/23/97 B 73 26.171 0 1,910- 1,910 10/23/97 B 8,834 26.069 0 230,305- 230,305 10/24/97 B 3,605 25.573 0 92,181 66,946 25,235 10/27/97 B 2,062 25.573 0 52,729- 52,729 10/27/97 B 2,890 25.374 0 73,158- 73,158 10/28/97 B 395 25.374 0 10,000- 10,000 10/28/97 B 2,882 23.560 0 67,902 53,614 14,288 10/29/97 B 1,312 23.560 0 30,907- 30,907 10/29/97 B 10,087 24.760 0 249,766- 249,766 10/30/97 B 3,741 24.709 0 92,442- 92,442 10/31/97 B 589 24.342 0 14,335- 14,335 11/03/97 B 965 24.617 0 23,766- 18,034 5,731 11/04/97 B 5,106 25.238 0 128,878- 128,878 11/05/97 B 11,986 25.332 0 303,637- 303,637 11/06/97 B 1,032 25.533 0 26,359- 26,359 11/07/97 B 59 25.238 0 1,491- 1,491 11/07/97 B 1,297 25.341 0 32,856 24,347 8,510 11/10/97 B 2,152 25.023 0 53,847- 53,847 11/12/97 B 1,420 24.807 0 35,219 26,678 8,541 11/12/97 B 483 24.805 0 11,988- 11,988 11/13/97 B 1,924 24.255 0 46,674- 46,674 11/14/97 B 7,192 24.542 0 176,517- 176,517 11/17/97 B 2,644 24.884 0 65,796 49,796 16,001 11/18/97 B 12,698 25.348 0 321,873- 321,873 11/19/97 B 1,975 25.087 0 49,558 37,333 12,225 11/20/97 B 5,122 25.293 0 129,542- 129,542 11/21/97 B 1,061 25.728 0 27,309- 27,309 11/24/97 B 1,513 25.779 0 39,003- 39,003 11/25/97 B 24 25.264 0 600 450 150 11/26/97 B 3,000 25.410 0 76,220- 76,220 11/28/97 B 3,249 25.461 0 82,722- 82,722 12/01/97 B 144 25.570 0 3,684- 3,684 12/02/97 B 1,181 26.163 0 30,904 22,409 8,495 12/03/97 B 859 26.044 0 22,362 16,289 6,073 12/04/97 B 2,158 26.221 0 56,597 40,949 15,649 12/05/97 B 2,441 26.181 0 63,913 46,312 17,601 12/08/97 B 4,691 26.181 0 122,814- 122,814 12/08/97 B 11,044 26.473 0 292,380- 292,380 12/09/97 B 113 26.473 0 3,000- 3,000
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 38 FROM 1/1/97 TO 12/31/97 ACCOUNT DHO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- ---------- ---------- --------- 12/09/97 S 302 26.493 0 7,989 5,748 2,240 12/10/97 B 224 26.155 0 5,862- 5,862 12/11/97 B 3,611 25.923 0 93,604- 93,604 12/12/97 B 228 25.923 0 5,900- 5,900 12/12/97 S 3,124 25.465 0 79,559 59,626 19,934 12/15/97 B 596 25.303 0 15,071- 15,071 12/16/97 B 616 25.524 0 15,723- 15,723 12/17/97 B 153 25.695 0 3,932- 3,932 12/18/97 B 1,247 25.659 0 32,001- 32,001 12/19/97 B 71 25.390 0 1,792- 1,792 12/22/97 B 5,442 25.146 0 136,846- 136,846 12/23/97 B 744 25.286 0 18,819- 18,819 12/24/97 B 2,944 24.892 0 73,290- 73,290 12/26/97 B 1,528 24.779 0 37,772- 37,772 12/29/97 B 466 24.832 0 11,572- 11,572 12/30/97 B 106,821 23.336 0 2,492,764- 2,492,764 12/30/97 B 1 24.904 0 13- 13 12/30/97 B 4,848 23.336 0 113,122- 113,122 12/31/97 B 1,127 23.813 0 26,839- 26,839 --------- --------------- --------------- ---------- SUB-TOTAL 0 16,635,986 15,772,004 863,977 ISSUE: 990008476 - EQUITY INDEX 01/02/97 S 2,541 20.506 0 52,105 34,780 17,325 01/03/97 S 33 20.409 0 676 453 223 01/06/97 B 1,192 20.692 0 24,673- 24,673 01/07/97 S 878 20.683 0 18,158 12,022 6,136 01/08/97 B 380 20.836 0 7,920- 7,920 01/09/97 S 11 20.709 0 231 153 78 01/10/97 S 949 20.887 0 19,814 12,992 6,822 01/13/97 S 501 21.019 0 10,537 6,866 3,671 01/14/97 S 104 21.018 0 2,192 1,429 764 01/15/97 S 1,230 21.276 0 26,169 16,846 9,324 01/16/97 S 100 21.231 0 2,114 1,364 750 01/17/97 B 6,993 21.302 0 148,966- 148,966 01/20/97 B 689 21.481 0 14,806- 14,806 01/21/97 S 1,320 21.495 0 28,372 18,153 10,239 01/22/97 B 671 21.663 0 14,536- 14,536 01/23/97 B 190 21.758 0 4,135- 4,135 01/24/97 B 2,134 21.519 0 45,917- 45,917 01/27/97 B 217 21.320 0 4,625- 4,625 01/28/97 S 432 21.172 0 9,143 5,940 3,203 01/29/97 B 5,310 21.178 0 112,451- 112,451
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 39 FROM 1/1/97 TO 12/31/97 ACCOUNT DMD 143000
DATE SHARES\ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ---------- --------- ----- -------- --------- ---------- --------- 01/30/97 B 244 21.389 0 5,228- 5,228 02/03/97 B 3,085 21.764 0 67,139- 67,139 02/04/97 B 715 21.785 0 15,582- 15,582 02/05/97 B 326 21.859 0 7,127- 7,127 02/06/97 B 902 21.558 0 19,447- 19,447 02/10/97 B 1,548 21.077 0 33,867- 33,867 02/11/97 S 127 21.758 0 2,769 1,759 1,010 02/12/97 B 1,456 21.869 0 31,832- 31,832 02/13/97 B 6,465 22.243 0 143,797- 143,797 02/14/97 B 236 22.496 0 5,317- 5,317 02/18/97 S 2 22.399 0 52 32 20 02/19/97 B 241 22.623 0 5,452- 5,452 02/20/97 S 9,322 22.521 0 209,939 129,322 80,618 02/21/97 B 735 22.251 0 16,364- 16,364 02/24/97 S 5,215 22.222 0 115,895 72,374 43,521 02/25/97 S 405 22.461 0 9,093 5,618 3,475 02/26/97 S 614 22.511 0 13,813 8,575 5,298 02/27/97 B 97 22.335 0 2,164- 2,164 02/28/97 B 287 22.046 0 6,319- 6,319 03/03/97 B 1 21.918 0 19- 19 03/04/97 S 1,197 22.055 0 26,390 16,607 9,782 03/06/97 S 91 22.242 0 2,026 1,265 762 03/07/97 B 13 22.159 0 286- 286 03/12/97 B 7,349 22.513 0 165,443- 165,443 03/13/97 S 1,786 22.318 0 26,478 16,520 9,958 03/14/97 B 107 21.915 0 2,346- 2,346 03/17/97 B 20 22.015 0 451- 451 03/18/97 B 951 22.087 0 21,002- 21,002 03/19/97 B 1,670 21.916 0 36,592- 36,592 03/21/97 S 5 21.724 0 116 75 42 03/24/97 S 4,947 21.765 0 107,676 68,967 38,709 03/25/97 B 790 21.955 0 17,347- 17,347 03/26/97 S 140 21.906 0 3,071 1,955 1,116 03/31/97 S 244 21.489 0 5,253 3,409 1,844 04/01/97 B 144 21.022 0 3,019- 3,019 04/02/97 S 462 21.097 0 9,741 6,439 3,302 04/03/97 S 4,532 20.835 0 94,421 63,200 31,220 04/04/97 S 1,001 20.842 0 20,861 13,959 6,902 04/07/97 S 190 21.052 0 4,000 2,650 1,350 04/08/97 S 359 21.170 0 7,592 5,002 2,591 04/09/97 B 7,528 21.287 0 160,243- 160,243 04/10/97 S 18 21.134 0 377 249 127 04/11/97 S 189 21.074 0 3,990 2,640 1,342 04/14/97 S 350 20.499 0 7,175 4,095 2,280
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 40 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 04/15/97 B 238 20.671 0 4,909- 4,909- 04/16/97 S 2,209 20.975 0 46,343 30,903 15,441 04/17/97 B 486 21.222 0 10,317- 10,317 04/18/97 B 2,776 21.171 0 58,778- 58,778 04/21/97 B 119 21.298 0 2,535- 2,535 04/22/97 B 7,778 21.134 0 164,372- 164,372 04/23/97 B 535 21.530 0 11,529- 11,529 04/24/97 B 684 21.500 0 14,714- 14,714 04/25/97 S 693 21.428 0 19,144 12,552 6,592 04/28/97 B 2,246 21.269 0 47,770- 47,770 04/30/97 B 373 22.063 0 8,218- 8,218 05/02/97 S 2,412 22.197 0 51,529 33,915 19,615 05/05/97 S 1,138 22.595 0 25,723 16,010 9,713 05/06/97 B 795 23.076 0 4,500- 4,500 05/07/97 B 261 23.012 0 6,000- 6,000 05/08/97 B 9,482 22.677 0 215,015- 215,015 05/12/97 S 2,007 22.937 0 46,026 28,341 17,685 05/13/97 S 11,146 23.296 0 259,655 157,423 102,232 05/14/97 S 31 23.176 0 714 435 279 05/15/97 B 80 23.260 0 1,863- 1,863 05/16/97 S 628 23.422 0 14,703 8,867 5,837 05/19/97 B 628 23.089 0 14,500- 14,500 05/20/97 B 1,600 23.186 0 37,088- 37,088 05/21/97 S 839 23.418 0 19,640 11,858 7,782 05/22/97 B 866 23.359 0 20,232- 20,232 05/27/97 S 18 23.566 0 423 254 169 05/28/97 S 806 23.648 0 19,050 11,394 7,656 05/29/97 B 3 23.580 0 70 70 05/30/97 B 137 23.499 0 3,221- 3,221 06/04/97 S 86 23.534 0 2,026 1,218 808 06/05/97 S 6 23.400 0 152 92 60 06/06/97 B 157 23.489 0 3,677- 3,677 06/09/97 B 8,154 23.895 0 194,848- 194,848 06/10/97 B 451 24.037 0 10,852- 10,852 06/11/97 B 1,386 24.103 0 33,408- 33,408 06/12/97 B 351 24.226 0 8,024- 8,024 06/13/97 S 343 24.616 0 8,451 4,881 3,570 06/16/97 B 5,555 24.884 0 138,237- 138,237 06/17/97 B 43 24.905 0 1,062- 1,062 06/18/97 B 3,029 24.916 0 75,472 75,472 06/19/97 S 609 24.766 0 15,084 8,699 6,385 06/20/97 S 367 25.016 0 9,172 5,237 3,936 06/23/97 S 1,006 25.033 0 25,194 14,374 10,820 06/24/97 B 1,209 24.475 0 29,589- 29,589
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 41 FROM 1/1/97 TO 12/31/97 ACCOUNT DMD 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- --------- 06/25/97 B 970 24.971 0 24,215- 24,215 06/26/97 B 785 24.768 0 19,445- 19,445 06/27/97 S 5,293 24.626 0 130,345 75,711 54,634 06/30/97 S 4,402 24.726 0 108,847 62,969 45,878 07/01/97 S 201 24.667 0 4,947 2,868 2,078 07/02/97 B 5,516 24.836 0 137,003- 137,003 07/03/97 B 818 25.202 0 20,611- 20,611 07/07/97 B 590 25.553 0 15,072- 15,072 07/08/97 B 25 25.424 0 647- 647 07/09/97 S 586 25.615 0 15,000 8,407 6,593 07/10/97 S 244 25.309 0 6,176 3,503 2,673 07/11/97 B 10,299 25.476 0 262,373- 262,373 07/14/97 B 688 25.556 0 17,590- 17,590 07/15/97 B 4,591 25.608 0 117,566- 117,566 07/16/97 B 84 25.811 0 2,179- 2,179 07/17/97 S 1,019 26.118 0 26,611 14,751 11,860 07/18/97 B 1,166 25.981 0 30,297- 30,297 07/21/97 B 4,317 25.526 0 110,195- 110,195 07/22/97 S 2,609 25.459 0 66,420 37,882 28,538 07/23/97 S 1,741 26.047 0 45,348 25,280 20,068 07/24/97 B 2,333 26.121 0 60,943- 60,943 07/25/97 B 2,364 26.223 0 61,995- 61,995 07/28/97 B 1,967 26.179 0 51,502- 51,502 07/29/97 S 12,447 26.115 0 325,056 181,404 143,652 07/30/97 B 1,556 26.274 0 40,884- 40,884 07/31/97 B 3,124 26.559 0 82,959- 82,959 08/01/97 S 4,504 26.617 0 119,874 65,811 54,063 08/04/97 B 660 26.419 0 17,425- 17,425 08/05/97 B 230 26.507 0 6,097- 6,097 08/06/97 B 66 26.565 0 1,746- 1,746 08/07/97 S 944 26.789 0 25,284 13,799 11,485 08/08/97 B 1,396 26.536 0 37,040- 37,040 08/11/97 B 115 26.045 0 3,000- 3,000 08/12/97 B 3,396 26.147 0 88,784- 88,784 08/13/97 B 661 25.856 0 17,091- 17,091 08/14/97 S 645 25.736 0 16,600 9,459 7,140 08/15/97 B 152 25.813 0 3,911- 3,911 08/18/97 B 609 25.144 0 15,324- 15,324 08/19/97 S 2,197 25.477 0 55,969 32,230 23,739 08/20/97 S 15,427 25.853 0 398,836 226,333 172,503 08/21/97 B 9,388 26.299 0 246,247- 246,247 08/22/97 B 3,894 25.830 0 100,583- 100,583 08/25/97 B 3,758 25.787 0 96,900- 96,900 08/26/97 B 331 25.693 0 8,503- 8,503
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 42 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 08/27/97 B 196 25.490 0 5,000- 5,000 08/28/97 S 1,638 25.516 0 41,788 24,255 17,534 08/29/97 S 301 26.239 0 7,591 4,454 3,137 09/02/97 S 793 25.127 0 19,930- 11,747 8,183 09/03/97 S 199 25.912 0 5,152 2,945 2,208 09/04/97 S 2,595 25.924 0 67,279 38,435 28,843 09/05/97 S 66 26.006 0 1,713 975 737 09/08/97 S 501 25.959 0 13,000 7,417 5,583 09/09/97 S 769 26.020 0 20,000 11,384 8,616 09/10/97 B 9,823 26.089 0 256,272- 256,272 09/11/97 B 431 25.681 0 11,078- 11,078 09/12/97 B 3,539 25.510 0 90,274 90,274 09/15/97 B 755 25.830 0 19,503- 19,503 09/16/97 B 1,168 25.717 0 30,044- 30,044 09/17/97 B 198 26.437 0 5,233- 5,233 09/18/97 B 834 26.369 0 22,000- 22,000 09/19/97 B 333 26.490 0 8,820- 8,820 09/22/97 B 945 26.578 0 25,118- 25,118 09/23/97 B 657 26.716 0 17,545- 17,545 09/24/97 B 52 26.620 0 1,380- 1,380 09/25/97 S 765 26.405 0 20,192- 11,436 8,756 09/26/97 B 19 26.222 0 500- 500 09/30/97 B 589 26.660 0 15,702- 15,702 10/01/97 B 1 26.489 0 20- 20 10/02/97 B 47 26.719 0 1,245- 1,245 10/06/97 B 3,653 26.993 0 98,599- 98,599 10/07/97 S 51 27.207 0 1,401- 772 629 10/08/97 B 867 27.499 0 23,841- 23,841 10/09/97 S 79 27.249 0 2,148 1,182 966 10/10/97 B 7,546 27.161 0 204,947- 204,947 10/13/97 S 1,023 27.063 0 27,689 15,409 12,280 10/14/97 B 9,648 27.093 0 261,403- 261,403 10/15/97 B 11,341 27.154 0 307,945- 307,945 10/16/97 B 2,850 27.028 0 77,026- 77,026 10/17/97 B 6,614 26.732 0 176,810- 176,810 10/20/97 B 18,818 26.422 0 497,209- 497,209 10/22/97 B 35,738 27.202 0 972,140- 972,140 10/23/97 B 5,739 27.108 0 155,573- 155,573 10/24/97 B 1,968 26.612 0 52,366- 52,366 10/27/97 B 8,459 26.362 0 223,002- 223,002 10/28/97 B 10,480 24.554 0 257,316- 257,316 10/29/97 B 12,136 25.808 0 313,214- 313,214 10/30/97 B 5,702 25.739 0 146,764- 146,764 10/31/97 B 4,571 25.310 0 115,702- 115,702
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 43 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 11/03/97 566 25,617 0 15,000- 15,000 11/04/97 2,519 26,300 0 66,245- 66,245 11/05/97 3,430 26,349 0 90,383- 90,383 11/06/97 1,721 26,412 0 45,451- 45,451 11/07/97 4,483 26,281 0 117,834- 117,834 11/10/97 1,220 25,994 0 31,719- 31,719 11/11/97 3,443 25,818 0 88,891- 88,891 11/12/97 1,524 25,892 0 39,468 24,595 14,873 11/13/97 460 25,404 0 11,687 7,423 4,264 11/14/97 3,210 25,697 0 82,493 51,796 30,697 11/17/97 1,594 26,029 0 41,499- 41,499 11/18/97 5,842 26,531 0 155,002 94,322 60,680 11/19/97 100 26,312 0 2,633 1,616 1,018 11/20/97 3,203 26,491 0 84,847 84,847 11/21/97 588 26,897 0 15,806 9,500 6,306 11/24/97 973 27,011 0 26,272- 26,272 11/25/97 1,774 26,552 0 47,101- 47,101 11/26/97 9,100 26,672 0 242,721 147,272 95,449 11/28/97 1,935 26,700 0 51,678 31,323 20,355 12/01/97 375 26,807 0 10,051- 10,051 12/02/97 90 27,349 0 2,461 1,456 1,004 12/03/97 3,483 27,264 0 94,961- 94,961 12/04/97 1,108 27,412 0 30,397 17,975 12,422 12/05/97 2,226 27,308 0 60,793 36,086 24,706 12/08/97 5,453 27,606 0 150,539- 150,539 12/09/97 6,165 27,564 0 169,924- 169,924 12/10/97 394 27,377 0 10,789- 10,789 12/11/97 3,042 21,210 0 82,779- 82,779 12/12/97 3,980 26,800 0 106,654- 106,654 12/15/97 2,725 26,757 0 72,922 72,922 12/16/97 3,161 27,035 0 85,445 51,703 33,742 12/17/97 4,958 27,165 0 134,691 134,691 12/18/97 1,171 27,096 0 31,726 31,726 12/19/97 656 26,811 0 17,581 10,754 8,827 12/22/97 1,210 26,573 0 32,158- 32,158 12/23/97 4,193 26,768 0 112,240- 112,240 12/24/97 3,257 26,362 0 85,854- 85,854 12/26/97 150 26,181 0 3,935- 3,935 12/30/97 13 26,772 0 354- 354 12/31/97 119 27,266 0 3,250- 3,250 --------- ----------- ------------- ------------ 0 13,891,628 12,374,529 1,517,103 SUB-TOTAL
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 44 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- ISSUE: 9900088^^ - APR POOLED STOCK FUND 01/02/97 S 4,920 16,870 0 82,994 50,238 32,756 01/03/97 S 2,842 16,762 0 47,644 29,026 18,618 01/06/97 B 12,768 16,627 0 212,296- 212,296 01/07/97 S 11,129 16,654 0 185,340 113,823 71,517 01/08/97 B 4,009 16,196 0 64,925- 64,925 01/09/97 S 3,486 15,900 0 55,424 35,668 19,756 01/10/97 B 10,779 15,846 0 170,805- 170,805 01/13/97 B 8,783 15,954 0 140,124- 140,124 01/14/97 B 4,039 15,954 0 64,433- 64,433 01/15/97 B 10,453 16,195 0 169,280- 169,280 01/16/97 S 3,460 16,141 0 55,847 35,534 20,312 01/17/97 B 30,152 16,195 0 617,869- 617,869 01/20/97 S 4,639 16,329 0 75,742 47,840 27,902 01/21/97 S 13,473 16,302 0 220,718 138,957 81,760 01/22/97 S 4,249 16,302 0 69,605 43,821 25,784 01/23/97 B 519 16,436 0 8,526- 8,526 01/24/97 S 11,039 16,517 0 182,327 113,856 68,471 01/27/97 S 26,074 16,409 0 427,850 268,935 158,915 01/28/97 B 39,152 15,461 0 605,329- 605,329 01/29/97 B 17,747 15,434 0 273,914- 273,914 01/30/97 B 16,448 15,779 0 259,535- 259,535 01/31/97 S 5,760 15,914 0 91,670 59,835 31,835 02/03/97 S 21,129 16,239 0 343,116 219,447 123,640 02/04/97 S 1,635 16,130 0 26,371 16,982 9,388 02/05/97 B 7,541 16,265 0 122,654- 122,654 02/06/97 S 910 15,780 0 14,363 9,462 4,901 02/07/97 S 6,365 15,727 0 100,102 66,170 33,932 02/10/97 S 89 15,700 0 1,390 921 470 02/11/97 B 4,946 15,061 0 78,446- 78,446 02/12/97 S 666 15,796 0 10,515 6,924 3,591 02/13/97 B 48,158 15,930 0 767,150- 767,150 02/14/97 S 9,970 16,330 0 162,815 104,208 58,607 02/18/97 S 602 16,035 0 9,655 6,293 3,362 02/19/97 B 2,291 16,223 0 37,164- 37,164 02/20/97 S 2,948 16,250 0 47,909 30,822 17,087 02/21/97 S 4,867 15,954 0 77,644 50,879 26,765 02/24/97 S 1,970 15,981 0 31,478 20,592 10,886 02/25/97 S 3,510 16,008 0 56,188 36,695 19,493 02/26/97 S 496 15,927 0 7,898 5,184 2,714 02/27/97 B 10,256 15,604 0 160,029- 160,029 02/28/97 S 937 15,416 0 14,450 9,808 4,641 03/03/97 S 1,581 15,321 0 24,218 16,576 7,643
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 45 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 03/03/97 B 23,342 15.321 0 357,620- 357,620 03/04/97 B 298 15.214 0 4,527- 4,527 03/05/97 B 4,475 15.268 0 68,323- 68,323 03/06/97 S 120 15.376 0 1,850 1,262 588 03/07/97 S 1,153 15.322 0 17,669 12,097 5,572 03/10/97 B 16,891 15.564 0 262,896- 262,896 03/11/97 S 4,170 15.698 0 65,457 43,810 21,647 03/12/97 B 42,748 15.994 0 683,711- 683,711 03/13/97 S 11,319 16.048 0 181,654 119,428 62,227 03/14/97 S 6,135 16.021 0 98,292 64,730 33,562 03/17/97 S 20,902 16.372 0 342,206 220,529 121,677 03/18/97 S 33,697 16.399 0 552,596 355,525 197,071 03/19/97 S 10,767 16.073 0 173,055 113,597 59,458 03/20/97 B 4,188 16.073 0 67,314- 67,314 03/21/97 S 4,209 15.992 0 67,305 44,423 22,882 03/24/97 S 13,221 15.939 0 210,726 139,546 71,180 03/25/97 S 6,369 16.019 0 102,027 67,227 34,800 03/26/97 S 6,496 16.288 0 105,811 68,568 37,242 03/31/97 S 8,225 16.207 0 133,301 86,815 46,487 04/01/97 S 11,212 15.965 0 178,995 118,341 60,655 04/02/97 S 21,298 15.965 0 340,021 224,801 115,220 04/03/97 S 3,250 15.642 0 50,955 34,384 16,571 04/04/97 S 10,496 15.050 0 157,962 110,784 47,178 04/07/97 B 4,449 15.050 0 66,960- 66,960 04/08/97 B 785 15.077 0 11,828- 11,828 04/09/97 B 44,346 15.050 0 667,411- 667,411 04/10/97 B 886 15.050 0 13,329- 13,329 04/11/97 S 11,316 15.104 0 170,922 119,938 50,984 04/14/97 B 137 14.835 0 2,027- 2,027 04/15/97 S 33,882 14.755 0 499,925 359,105 140,820 04/16/97 B 595 14.890 0 8,864- 8,864 04/17/97 B 34,125 14.997 0 511,766- 511,766 04/18/97 S 7,834 14.917 0 116,853 83,256 33,597 04/21/97 S 4,605 14.863 0 68,447 48,945 19,502 04/22/97 S 4,150 14.783 0 61,355 44,111 17,244 04/23/97 B 3,342 14.729 0 49,224- 49,224 04/24/97 S 12,040 14.810 0 178,306 127,991 50,316 04/25/97 S 22,741 15.297 0 347,871 241,757 106,114 04/28/97 B 26,555 15.325 0 406,927- 406,927 04/29/97 B 91 15.136 0 1,380- 1,380 04/30/97 S 1,733 15.404 0 26,700 18,469 8,232 05/01/97 B 1,643 15.565 0 25,577- 25,577 05/02/97 S 10,166 15.517 0 157,690 108,338 49,352 05/05/97 B 3,690 15.753 0 58,125- 58,125
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 46 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 05/06/97 S 743 15.942 0 11,848 7,922 3,925 05/07/97 S 19,500 16.211 0 316,113 207,873 108,240 05/08/97 B 35,412 16.064 0 568,854- 568,854 05/12/97 S 4,209 15.796 0 66,492 45,029 21,463 05/13/97 B 2,613 15.930 0 41,621- 41,621 05/14/97 S 4,248 16.011 0 68,012 45,451 22,561 05/15/97 S 8,393 16.253 0 136,405 89,799 46,606 05/16/97 S 11,621 16.442 0 191,070 124,341 66,730 05/19/97 S 13,432 16.415 0 220,492 143,723 76,769 05/20/97 S 5,804 16.333 0 94,789 62,096 32,693 05/21/97 S 4,608 16.333 0 75,260 49,303 25,957 05/22/97 B 1,384 16.683 0 23,094- 23,094 05/23/97 S 10,341 16.467 0 170,279 110,659 59,620 05/27/97 S 5,797 16.575 0 96,092- 62,040 34,052 05/28/97 S 3,574 16.360 0 58,478 38,251 20,226 05/29/97 S 7,377 16.064 0 118,499 78,941 39,559 05/30/97 B 1,833 16.252 0 29,785- 29,785 06/02/97 S 2,282 16.236 0 37,045 24,476 12,569 06/02/97 B 22,027 16.236 0 357,634- 357,634 06/03/97 B 1,236 16.183 0 20,000- 20,000 06/04/97 S 6,726 16.397 0 110,289 72,161 38,128 06/05/97 S 26,456 16.773 0 443,754 283,836 159,918 06/06/97 S 21,232 16.962 0 360,130 227,782 132,349 06/09/97 B 24,764 16.854 0 417,370- 417,370 06/10/97 S 1,624 17.015 0 27,632 17,471 10,161 06/11/97 S 10,327 17.015 0 175,706 111,095 64,611 06/12/97 S 7,102 16.961 0 120,455 76,403 44,052 06/13/97 B 373 17.230 0 6,432- 6,432 06/16/97 S 36,676 17.445 0 639,818 394,588 245,230 06/17/97 B 14,527 16.444 0 238,890- 238,890 06/18/97 S 3,011 16.977 0 51,110 32,438 18,671 06/19/97 S 7,068 16.977 0 119,995 76,159 43,637 06/20/97 S 3,676 17.031 0 62,602 39,606 22,996 06/23/97 S 14,958 17.245 0 257,945 161,169 96,776 06/24/97 S 9,535 17.057 0 162,640 102,741 59,900 06/25/97 S 7,344 17.192 0 126,254 79,129 47,125 06/26/97 S 6,344 17.125 0 108,636 68,354 40,283 06/27/97 B 73,140 19.622 0 1,435,150- 1,435,150 06/30/97 B 30,345 19.622 0 595,431- 595,431 07/01/97 B 13,543 19.569 0 265,030- 265,030 07/02/97 S 5,971 19.635 0 117,248 65,547 51,700 07/03/97 S 8,816 19.807 0 174,616 96,771 77,845 07/07/97 B 3,382 20.021 0 67,714- 67,714 07/08/97 S 3,255 20.048 0 65,265 35,754 29,511
[LOGO OF AMERICAN EXPRESS] SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS FINANCIAL RPR SAVINGS PLAN PAGE 47 ADVISORS FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- -------- ----- -------- --------- ---------- --------- 07/09/97 B 4,028 20.155 0 81,184- 81,184 07/10/97 B 985 20.115 0 19,803- 19,803 07/11/97 B 41,697 20.182 0 841,533- 841,533 07/14/97 S 3,267 20.169 0 65,902 36,159 29,743 07/15/97 S 5,292 20.128 0 106,516 58,562 47,954 07/16/97 B 4,566 20.142 0 91,962- 91,962 07/17/97 S 3,455 20.142 0 69,593 38,263 31,330 07/18/97 B 3,300 20.115 0 66,374- 66,374 07/21/97 S 89 19.981 0 1,771 982 789 07/22/97 S 3,595 19.927 0 71,629 39,828 31,801 07/23/97 S 1,078 20.182 0 21,755 11,943 9,871 07/24/97 S 1,616 20.169 0 32,597 17,907 14,689 07/25/97 B 1,245 20.102 0 25,035- 25,035 07/28/97 S 2,830 20.156 0 57,051 31,368 25,683 07/29/97 S 182 20.223 0 7,731 4,236 3,494 07/30/97 S 946 20.276 0 19,107 10,487 8,700 07/31/97 S 8,030 20.303 0 163,033 88,990 74,043 08/01/97 B 6,353 20.330 0 129,147- 129,147 08/04/97 S 3,743 20.397 0 76,336 41,578 34,818 08/05/97 B 7,843 20.370 0 159,764- 159,764 08/06/97 B 134 20.652 0 2,763- 2,763 08/07/97 B 3,909 20.531 0 80,246- 80,246 08/08/97 B 1,303 20.626 0 26,873- 26,873 08/11/97 B 1,840 20.519 0 70,795- 70,795 08/12/97 B 35,436 20.573 0 729,022- 729,022 08/13/97 S 5,621 20.586 0 115,710 62,892 52,818 08/14/97 S 5,488 20.626 0 113,204 61,410 51,793 08/15/97 B 3,373 20.640 0 69,619- 69,619 08/18/97 S 177 20.465 0 3,625 1,983 1,642 08/19/97 B 839 20.425 0 17,137- 17,137 08/20/97 B 11,995 20.586 0 246,923- 246,923 08/21/97 S 11,013 20.747 0 228,486 123,549 104,937 08/22/97 S 14,578 20.747 0 302,452 163,544 138,908 08/25/97 S 8,674 20.747 0 179,953 97,305 82,647 08/26/97 S 2,213 20.747 0 45,913 24,826 21,086 08/27/97 B 93 20.760 0 1,941- 1,941 08/28/97 S 6,654 20.801 0 138,416 74,652 63,764 08/29/97 S 6,050 20.787 0 125,769 67,877 57,892 09/02/97 S 670 20.732 0 13,901 7,543 6,358 09/02/97 B 17,008 20.732 0 352,605- 352,605 09/03/97 S 2,001 20.732 0 41,486 22,512 18,974 09/04/97 S 16,340 20.746 0 338,998 183,829 155,168 09/05/97 S 3,102 20.759 0 64,394 34,897 29,497 09/08/97 S 14,775 20.786 0 307,112 166,218 140,894
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 48 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 09/09/97 S 645 20,759 0 13,387 7,255 6,132 09/10/97 B 31,391 20,745 0 651,210- 651,210 09/11/97 S 2,793 20,745 0 57,936 31,580 26,356 09/12/97 S 3,382 20,745 0 70,157 38,241 31,915 09/15/97 S 23,668 20,772 0 491,637 267,636 224,001 09/16/97 S 19,724 20,759 0 409,450 223,035 186,415 09/19/97 B 378 20,799 0 7,860- 7,860 09/25/97 B 10 20,813 0 208- 208 09/30/97 S 10 20,839 0 209 113 95 10/09/97 S 3,005,876 20,885 0 62,777,712 33,992,037 28,785,675 10/10/97 S 1,016,368 20,886 0 21,227,866 11,493,631 9,734,235 12/01/97 B 6,176 20,887 0 129,005- 129,005 12/02/97 S 3,197 20,896 0 66,811 36,380 30,481 12/04/97 S 938,657 20,903 0 19,620,742 10,665,752 8,954,990 12/05/97 S 145,633 20,904 0 3,044,314 1,654,797 1,389,517 12/09/97 S 2,979 20,933 0 62,360 33,850 28,510 12/11/97 S 19 20,897 0 406 221 185 -------- ------------ ------------ ------------ SUB-TOTAL 0 137,068,002 82,361,271 54,706,727 ISSUE: 990008898 - RPR INTEREST ACCUMULATION FUND 01/02/97 B 8,741 13,718 0 119,915- 119,915 01/03/97 S 15,205 13,723 0 208,659 163,784 44,875 01/06/97 S 20,423 13,726 0 280,329 219,992 60,336 01/07/97 B 8,965 13,734 0 123,122- 123,122 01/08/97 S 5,828 13,737 0 80,066 62,807 17,259 01/09/97 B 4,280 13,740 0 58,813- 58,813 01/10/97 S 12,120 13,743 0 166,558 130,623 35,935 01/13/97 S 7,417 13,745 0 101,950 79,943 22,007 01/14/97 S 845 13,754 0 11,622 9,107 2,515 01/15/97 S 14,996 13,756 0 206,280 161,622 44,658 01/16/97 S 10,483 13,759 0 144,241 112,990 31,252 01/17/97 B 19,911 13,761 0 273,991- 273,991 01/20/97 B 2,246 13,764 0 30,913- 30,913 01/21/97 S 6,903 13,772 0 95,066 74,471 20,594 01/22/97 S 6,640 13,775 0 91,575 71,721 19,054 01/23/97 S 9,060 13,777 0 124,817 97,742 27,075 01/24/97 B 1,023 13,780 0 14,096- 14,096 01/27/97 B 14,815 13,783 0 204,189- 204,189 01/28/97 S 40,904 13,790 0 564,066 441,605 122,462 01/29/97 S 24,874 13,793 0 343,092 268,547 74,546 01/30/97 S 27,193 13,796 0 375,160 293,583 81,577 01/31/97 B 3,403 13,798 0 46,952- 46,952
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 49 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 02/03/97 B 18,352 13,801 0 253,282- 253,282 02/04/97 S 3,129 13,809 0 43,215 33,819 9,396 02/05/97 S 13,686 13,812 0 189,02^ 147,898 41,730 02/06/97 S 7,671 13,814 0 105,963 ^2,895 23,068 02/07/97 B 6,353 13,817 0 87,775- 87,775 02/10/97 S 5,071 13,819 0 70,070 54,811 15,25^ 02/11/97 S 41,670 13,827 0 576,167 450,442 125,725 02/12/97 S 1,535 13,830 0 21,235 16,598 4,637 02/13/97 B 17,483 13,833 0 241,842- 241,842 02/14/98 B 6,563 13,835 0 90,794- 90,794 02/18/97 S 16,727 13,838 0 231,472 181,017 50,455 02/19/97 S 7,729 13,849 0 107,036 83,639 23,398 02/20/97 S 7,966 13,851 0 110,330 86,200 24,130 02/21/97 B 8,354 13,854 0 115,739- 115,739 02/24/97 S 7,002 13,857 0 97,030 75,805 21,225 02/25/97 S 1,480 13,865 0 20,523 16,024 4,499 02/26/97 S 5,722 13,867 0 79,347 61,945 17,402 02/27/97 S 16,846 13,870 0 233,649 1^2,368 51,281 02/28/97 S 5,793 13,873 0 80,369 62,716 17,65^ 03/03/97 B 1,747 13,875 0 24,238- 24,238 03/04/97 S 14,437 13,883 0 200,435 156,310 44,125 03/05/97 S 5,617 13,886 0 78,004 60,819 17,186 03/06/97 B 335 13,889 0 4,653- 4,653 03/07/97 B 1,276 13,891 0 17,726- 17,726 03/10/97 S 18,358 13,894 0 255,060 198,767 56,293 03/11/97 S 7,926 13,902 0 110,191 85,821 24,369 03/12/97 B 19,110 13,905 0 265,718- 265,718 03/13/97 B 2,278 13,907 0 31,674- 31,674 03/14/97 B 4,613 13,910 0 64,163- 64,163 03/17/97 B 16,232 13,913 0 225,829- 225,829 03/18/97 B 33,484 13,921 0 466,130- 466,130 03/19/97 S 1,492 13,923 0 20,773 16,212 4,561 03/20/97 S 5,911 13,926 0 82,314 64,226 18,088 03/21/97 B 35,076 13,929 0 499,711- 499,711 03/24/97 B 16,009 13,931 0 223,026- 223,026 03/25/97 B 2,597 13,939 0 36,197- 36,197 03/26/97 B 159 13,942 0 2,216- 2,216 03/31/97 S 372 13,947 0 5,195 4,057 1,137 04/01/97 B 12,841 13,958 0 179,241- 179,241 04/02/97 B 31,995 13,961 0 446,678- 446,678 04/03/97 S 4,7^^ 13,963 0 66,851- 66,851 04/04/97 S 5,121 13,966 0 71,521 55,898 15,623 04/07/97 S 3,091 13,969 0 43,176 33,738 9,439 04/08/97 S 10,600 13,977 0 148,154 115,700 32,454
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 51 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 06/12/97 B 3,753 14.152 0 53,112- 53,112 06/13/97 S 12,863 14.155 0 182,070 142,364 39,706 06/16/97 B 9,877 14.158 0 139,832- 139,832 06/17/97 S 18,498 14.166 0 262,042 204,827 57,216 06/18/97 S 13,061 14.169 0 185,058 144,621 40,437 06/19/97 B 1,555 14.171 0 22,037- 22,037 06/20/97 S 1,300 14.174 0 18,427 14,397 4,031 06/23/97 B 5,873 14.177 0 83,268- 83,268 06/24/97 B 950 14.185 0 13,476- 13,476 06/25/97 B 1,820 14.188 0 25,824- 25,824 06/26/97 B 8,820 14.190 0 125,161- 125,161 06/27/97 S 80,058 14.193 0 1,136,266 887,217 249,029 06/30/97 S 17,677 14.196 0 250,949 195,908 55,040 07/01/97 S 14,761 14.204 0 209,661 163,584 46,077 07/02/97 S 8,191 14.207 0 116,374 90,780 25,595 07/03/97 B 10,903 14.209 0 154,923- 154,923 07/07/97 S 3,883 14.212 0 55,188 43,057 12,131 07/08/97 B 21,175 14.223 0 301,176- 301,176 07/09/97 S 2,541 14.226 0 36,184 28,230 7,954 07/10/97 S 4,740 14.228 0 67,448 52,614 14,834 07/11/97 B 5,540 14.231 0 78,036- 78,036 07/14/97 B 145 14.234 0 2,059- 2,059 07/15/97 B 1,859 14.242 0 26,471- 26,471 07/16/97 S 11,336 14.245 0 161,481 125,859 35,622 07/17/97 S 19,824 14.248 0 282,449 220,096 62,354 07/18/97 S 11,972 14.250 0 170,600 132,920 37,680 07/21/97 S 7,675 14.253 0 109,387 85,209 24,170 07/22/97 S 13,463 14.261 0 191,995 149,474 42,521 07/23/97 S 23,257 14.264 0 331,731 258,208 73,523 07/24/97 S 9,613 14.267 0 137,153 106,732 30,420 07/25/97 S 13,439 14.270 0 191,779 149,211 42,568 07/28/97 S 5,403 14.272 0 77,107 59,984 17,123 07/29/97 B 11,337 14.281 0 161,903- 161,903 07/30/97 S 2,322 14.283 0 33,158 25,789 7,370 07/31/97 S 19,327 14.286 0 276,106 214,695 61,410 08/01/97 S 13,551 14.289 0 193,626 150,529 43,097 08/04/97 S 6,651 14.292 0 95,055 73,082 21,173 08/05/97 B 10,339 14.300 0 747,842- 747,842 08/06/97 S 10,533 14.303 0 150,650 117,062 33,589 08/07/97 S 3,481 14.305 0 49,795 38,687 11,107 08/08/97 S 4,235 14.308 0 60,599 47,072 13,527 80/11/97 S 5,500 14.311 0 78,713 61,130 17,584 08/12/97 B 12,442 14.319 0 178,160- 178,160 08/13/97 S 2,480 14.322 0 35,514 27,576 7,938
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 52 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 08/14/97 S 3,239 14.325 0 46,393 36,016 10,378 08/15/97 S 28,141 14.327 0 403,176 312,947 90,229 08/18/97 S 3,407 14.330 0 48,826 37,891 10,935 08/19/97 S 4,713 14.338 0 67,575 52,412 15,163 08/20/97 S 9,923 14.341 0 142,310 110,354 31,956 08/21/97 S 17,897 14.344 0 256,710 199,023 57,687 08/22/97 S 535 14.347 0 7,672 5,947 1,725 08/25/97 S 3,254 14.349 0 46,691 36,187 10,503 08/26/97 S 1,304 14.358 0 18,728 14,505 4,225 08/27/97 S 1,540 14.360 0 22,117 17,128 4,989 08/28/97 B 6,829 14.363 0 98,079- 98,079 08/29/97 B 1,165 14.366 0 16,741- 16,741 09/02/97 B 1,835 14.369 0 26,371- 26,371 09/03/97 S 30,868 14.380 0 443,876 343,435 100,441 09/04/97 B 6,785 14.382 0 97,581- 97,581 09/05/97 S 296 14.385 0 4,265 3,300 965 09/08/97 B 625 14.388 0 8,999- 8,999 09/09/97 S 1,201 14.396 0 17,289 13,367 3,922 09/10/97 B 11,290 14.399 0 162,571- 162,571 09/11/97 S 180 14.402 0 2,587 2,000 587 09/12/97 S 9,775 14.405 0 140,807 108,857 31,950 09/15/97 B 28,049 14.407 0 404,102- 404,102 09/16/97 B 8,841 14.416 0 127,459- 127,459 09/17/97 S 1,133 14.418 0 16,329 12,635 3,694 09/18/97 S 2,912 14.421 0 42,000 32,493 9,507 09/19/97 S 3,305 14.424 0 47,672 36,873 10,799 09/22/97 S 13,326 14.427 0 192,248 148,669 43,579 09/23/97 S 6,512 14.435 0 94,000 72,652 21,348 09/24/97 S 370 14.438 0 5,337 4,124 1,213 09/25/97 S 5,742 14.441 0 82,914 64,057 18,857 09/26/97 S 485 14.443 0 7,000 5,407 1,593 09/29/97 S 168 14.446 0 2,425 1,873 552 09/30/97 S 4,763 14.455 0 68,854 53,143 15,711 10/01/97 B 23 14.457 0 338- 338 10/02/97 B 403 14.460 0 5,828- 5,828 10/03/97 S 3,457 14.463 0 50,000 38,571 11,429 10/06/97 S 21,006 14.466 0 303,867 234,358 69,510 10/07/97 S 128 14.474 0 1,846 1,423 423 10/08/97 S 20,501 14.477 0 296,797 228,731 68,066 10/09/97 B 4,335,087 14.479 0 62,767,728- 62,767,728 10/10/97 B 1,535,410 14.481 0 22,234,267- 22,234,267 10/13/97 S 26,856 14.484 0 308,976 344,258 44,718 10/14/97 S 124,442 14.491 0 1,803,291 1,595,210 208,081 10/15/97 S 109,253 14.494 0 1,583,508 1,400,497 183,011
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 53 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO 143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 10/16/97 S 63,577 14.496 0 918,707 812,417 106,290 10/17/97 S 57,030 14.499 0 826,999 731,160 95,831 10/20/97 S 98,840 14.501 0 1,433,280 1,267,020 166,260 10/22/97 S 250,193 14.512 0 3,630,795 3,207,190 423,605 10/23/97 S 134,576 14.514 0 1,953,242 1,725,120 228,122 10/24/97 S 65,494 14.517 0 950,773 839,557 111,216 10/27/97 S 80,974 14.520 0 1,175,738 1,037,993 137,745 10/28/97 S 29,650 14.527 0 430,726 380,080 50,646 10/29/97 S 77,269 14.530 0 1,122,725 990,508 132,217 10/30/97 S 70,986 14.533 0 1,031,647 909,959 121,678 10/31/97 S 26,954 14.535 0 391,701 345,524 46,257 11/03/97 S 3,707 14.538 0 53,886 47,514 6,372 11/04/97 S 39,014 14.546 0 579,137 510,374 68,764 11/05/97 B 10,029 14.540 0 157,545 157,545 11/06/97 S 20,512 14.551 0 414,885 365,549 49,336 11/07/97 S 44,990 14.554 0 654,894 576,890 77,995 11/10/97 S 14,960 14.557 0 217,780 191,803 25,976 11/11/97 S 19,664 14.565 0 286,402 252,102 34,300 11/12/97 S 8,760 14.560 0 127,613 112,306 15,306 11/13/97 S 12,688 14.570 0 184,862 162,667 22,195 11/14/97 S 27,659 14.573 0 403,081 354,673 48,468 11/17/97 S 14,098 14.576 0 205,498 180,751 24,747 11/18/97 S 15,976 14.504 0 232,966 204,825 20,171 11/19/97 S 2,632 14.586 0 30,380 33,742 4,646 11/20/97 S 31,148 14.589 0 454,419 399,339 55,080 11/21/97 S 11,380 14.592 0 166,053 145,896 20,157 11/24/97 S 5,858 14.594 0 85,491 75,102 10,388 11/25/97 S 25,433 14.602 0 371,371 326,066 45,304 11/26/97 S 30,406 14.605 0 560,919 492,390 60,529 12/01/97 S 9,528 14.613 0 139,226 122,149 17,076 12/02/97 S 12,193 14.621 0 178,271 156,320 21,951 12/03/97 S 25,730 14.624 0 376,390 329,976 46,414 12,04/97 B 1,295,628 14.627 0 18,951,144- 18,951,144 12/05/97 B 177,750 14.629 0 2,600,307- 2,600,307 12/08/97 B 50,407 14.632 0 738,725- 738,725 12/09/97 S 62,200 14.640 0 910,615 812,146 98,469 12/10/97 S 6,904 14.643 0 101,702 90,151 10,951 12/11/97 S 23,396 14.654 0 342,637 305,401 37,155 12/12/97 S 7,463 14.658 0 109,319 97,455 11,874 12/15/97 S 25,744 14.650 0 377,142 336,131 41,012 12/16/97 S 19,981 14.658 0 292,876 260,085 31,991 12/17/97 S 6,019 14.661 0 88,251 78,596 9,656 12/18/97 S 16,880 14.664 0 247,522 220,395 27,127
[LOGO OF AMERICAN EXPRESS] FINANCIAL ADVISORS
SCHEDULE G INFORMATION - PART V REPORTABLE TRANSACTIONS RPR SAVINGS PLAN PAGE 54 FROM 1/1/97 TO 12/31/97 ACCOUNT DMO143000 DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS - ----------- --------- ----- -------- --------- ---------- ---------- 12/19/97 S 1,024 14.666 0 15,015 13,368 1,647 12/22/97 S 29,258 14.669 0 429,184 382,018 47,166 12/23/97 S 19,133 14.677 0 280,817 249,820 30,997 12/24/97 S 45,485 14.680 0 667,724 593,897 73,827 12/26/97 S 7,062 14.682 0 103,680 92,204 11,476 12/29/97 S 100 14.688 0 2,651 2,356 294 12/30/97 S 11,704 14.696 0 172,004 152,820 19,184 12/31/97 B 10,442 14.699 0 153,483 136,337 17,146 -------- ----------- ----------- --------- SUB-TOTAL 0 163,052,698 156,089,718 6,962,981 GRAND TOTAL 0 330,648,374 266,597,522 64,050,788 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
CATEGORY 4 - SINGLE TRANSACTION WITH ONE BROKER EXCEEDS 5% OF VALUE *** NO TRANSACTIONS QUALIFIED FOR THIS SECTION *** F O O T N O T E S ----------------- * = SINGLE TRANSACTION IS 5% REPORTABLE B = BUY TRANSACTION S = SELL TRANSACTION R = REINVESTMENT TRANSACTION SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Plan administrators have duly caused this annual report to be signed on its behalf by the undersigned, thereunto duly authorized. RHONE-POULENC RORER EMPLOYEE SAVINGS PLAN Date: June 24, 1998 By: /s/ DAVID BRANDIES ------------- ---------------------------- David Brandies, for the Employee Savings Plan Committee, Administrator INDEX TO EXHIBITS EXHIBIT NO. EXHIBIT - ----------- ------------------------------- (1) Consent of Independent Accountants. EX-1 2 CONSENT OF INDEPENDENT ACCOUNTANTS EXHIBIT (1) CONSENT OF INDEPENDENT ACCOUNTANTS We consent to the incorporation by reference in the registration statement of Rhone-Poulenc Rorer Inc. on Form S-8 (Registration No. 33-18701) of our report dated June 24, 1998 on our audits of the financial statements and supplemental schedules of Rhone-Poulenc Rorer Inc. Employee Savings Plan as of December 31, 1997 and 1996, and for the years ended December 31, 1997 and 1996, which report is included in this Annual Report on Form 11-K. /S/ COOPERS & LYBRAND L.L.P. --------------------------- Coopers & Lybrand L.L.P. Philadelphia, Pennsylvania June 24, 1998 -----END PRIVACY-ENHANCED MESSAGE-----