0001446114-20-000040.txt : 20200709 0001446114-20-000040.hdr.sgml : 20200709 20200709150428 ACCESSION NUMBER: 0001446114-20-000040 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200709 DATE AS OF CHANGE: 20200709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ancora Advisors, LLC CENTRAL INDEX KEY: 0001446114 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02736 FILM NUMBER: 201020400 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BOULEVARD, SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 2168254000 MAIL ADDRESS: STREET 1: 6060 PARKLAND BOULEVARD, SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Frederick D. CENTRAL INDEX KEY: 0001498290 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02736 FILM NUMBER: 201020401 MAIL ADDRESS: STREET 1: 6060 PARKLAND STREET 2: SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHADWICK JAMES M CENTRAL INDEX KEY: 0001249693 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02736 FILM NUMBER: 201020402 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS, INC. STREET 2: 701 PARK OF COMMERCE BLVD., #301 CITY: BOCA RATON STATE: FL ZIP: 33487 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS NATURAL RESOURCES FUND, INC. CENTRAL INDEX KEY: 0000216851 IRS NUMBER: 135506797 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1300 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4107525900 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1300 CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: ADAMS NATURAL RESOURCES FUND DATE OF NAME CHANGE: 20150331 FORMER COMPANY: FORMER CONFORMED NAME: PETROLEUM & RESOURCES CORP DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2020-07-02 0 0000216851 ADAMS NATURAL RESOURCES FUND, INC. PEO 0001446114 Ancora Advisors, LLC 6060 PARKLAND BOULEVARD, SUITE 200 CLEVELAND OH 44124 0 0 1 1 Member of a Group 0001498290 DiSanto Frederick D. 6060 PARKLAND SUITE 200 CLEVELAND OH 44124 0 0 1 0 0001249693 CHADWICK JAMES M 6060 PARKLAND BLVD #200 CLEVELAND OH 44124 0 0 1 0 common Stock, par value $0.01 per share 3870347 I See Footnote Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. Fredrick DiSanto 2020-07-09 James Chadwick 2020-07-09