0001446114-20-000040.txt : 20200709
0001446114-20-000040.hdr.sgml : 20200709
20200709150428
ACCESSION NUMBER: 0001446114-20-000040
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200702
FILED AS OF DATE: 20200709
DATE AS OF CHANGE: 20200709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ancora Advisors, LLC
CENTRAL INDEX KEY: 0001446114
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02736
FILM NUMBER: 201020400
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BOULEVARD, SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 2168254000
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BOULEVARD, SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiSanto Frederick D.
CENTRAL INDEX KEY: 0001498290
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02736
FILM NUMBER: 201020401
MAIL ADDRESS:
STREET 1: 6060 PARKLAND
STREET 2: SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHADWICK JAMES M
CENTRAL INDEX KEY: 0001249693
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02736
FILM NUMBER: 201020402
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS, INC.
STREET 2: 701 PARK OF COMMERCE BLVD., #301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADAMS NATURAL RESOURCES FUND, INC.
CENTRAL INDEX KEY: 0000216851
IRS NUMBER: 135506797
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1300
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4107525900
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1300
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: ADAMS NATURAL RESOURCES FUND
DATE OF NAME CHANGE: 20150331
FORMER COMPANY:
FORMER CONFORMED NAME: PETROLEUM & RESOURCES CORP
DATE OF NAME CHANGE: 19920703
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2020-07-02
0
0000216851
ADAMS NATURAL RESOURCES FUND, INC.
PEO
0001446114
Ancora Advisors, LLC
6060 PARKLAND BOULEVARD, SUITE 200
CLEVELAND
OH
44124
0
0
1
1
Member of a Group
0001498290
DiSanto Frederick D.
6060 PARKLAND
SUITE 200
CLEVELAND
OH
44124
0
0
1
0
0001249693
CHADWICK JAMES M
6060 PARKLAND BLVD #200
CLEVELAND
OH
44124
0
0
1
0
common Stock, par value $0.01 per share
3870347
I
See Footnote
Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
Fredrick DiSanto
2020-07-09
James Chadwick
2020-07-09