-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vo9hzEl7Sw35MyL8DomL5ZDPLE3Wa5YbijQyMv6670EbL+0ZdLVDMLfpdPhAZtbH I6ngU7apcLQIVgX+ei9b5A== 0000950148-02-002394.txt : 20021004 0000950148-02-002394.hdr.sgml : 20021004 20021004171954 ACCESSION NUMBER: 0000950148-02-002394 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020925 FILED AS OF DATE: 20021004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMAGE ENTERTAINMENT INC CENTRAL INDEX KEY: 0000216324 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 840685613 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11071 FILM NUMBER: 02782435 BUSINESS ADDRESS: STREET 1: 9333 OSO AVENUE CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8184079100 MAIL ADDRESS: STREET 1: 9333 OSO AVENUE CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: KEY INTERNATIONAL FILM DISTRIBUTORS INC DATE OF NAME CHANGE: 19830719 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD BROADCASTING CORP LTD CENTRAL INDEX KEY: 0001196137 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: PETILLON & HANSEN STREET 2: 21515 HAWTHORNE BLVD SUITE 1260 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 3105430500 MAIL ADDRESS: STREET 1: PETILLON & HANSEN STREET 2: 21515 HAWTHORNE BLVD SUITE 1260 CITY: TORRANCE STATE: CA ZIP: 90503 3 1 v84782e3.htm FORM 3 Image Entertainment, Inc. Form 3
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 3

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940


1. Name and Address of Reporting
Person*
2. Date of Event Requiring Statement
(Month/Day/Year)
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Standard Broadcasting Corporation Limited, a Canadian corporation
(Last) (First) (Middle)
  09/25/02
 
 
 
     
  2 St. Clair Avenue West
Suite 1100

(Street)
4. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
to Issuer
(Check All Applicable)
    Image Entertainment, Inc. (DISK)
  o  Director x  10% Owner
      o  Officer (give title below)
    6. If Amendment, Date of Original
(Month/Day/Year)
  o  Other (specify below)
  Toronto, Ontario, Canada M4V 1L6
(City)         (State)         (Zip)
  N/A
   
      7. Individual or Joint/Group Filing
(Check Applicable Line)
        o Form Filed by One Reporting Person
                x Form Filed by More than One Reporting Person

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see Instruction 5(b)(v).


 


Table I — Non-Derivative Securities Beneficially Owned

1. Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

  Common Stock     1,801,315     D   N/A

           

           

           

           

           

           

           

           

           

Page 2


 

                           

Table II — Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 4)
2. Date Exercisable and
Expiration Date

(Month/Day/Year)
3. Title and Amount of Securities
Underlying Derivative Security

(Instr. 4)
4. Conversion or
Exercise Price
of Derivative
Security
5. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 5)
6. Nature of
Indirect
Beneficial
Ownership

(Instr. 5)

      Date
Exer-
cisable
Expi-
ration
Date
 
Title
Amount
or
Number
of Shares
           

  Warrants   09/25/03 09/27/07   Common Stock 270,198 $1.22133   D  

         

         

         

         

         

         

         

         

         

Explanation of Responses:

       
STANDARD BROADCASTING CORPORATION LIMITED
       
By:      /s/   DAVID CORIAT   October 2, 2002
 
David Coriat, Its Executive Vice President
**Signature of Reporting Person
 
Date
       
/s/   ALLAN SLAIGHT    

Allan Slaight
   


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Page 3


 

Joint Filer Pursuant to Instruction 5(b)(v): Allan Slaight.

     Mr. Slaight is a control person of the Reporting Person.
     
      1.  Name and Address of Reporting Person*

    Standard Broadcasting Corporation Limited, a Canadian corporation 2 St. Clair Avenue West, Suite 1100, Toronto, Ontario, Canada M4V 1L6

    2.  Date of Event
Requiring Statement
(Month/Day/Year)

    09/25/02

    4.  Issuer Name and Ticker or Trading Symbol

    Image Entertainment, Inc. (DISK)

Page 4

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