EX-99.77O 5 ex77o-sif.txt
-------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Strategic Income Fund -------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security -------------------------------------------------------------------------------------------------------------------------- Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP -------------------------------------------------------------------------------------------------------------------------- Underwriters CSFB, DBSI, JP Morgan, Comercia Bear Stearns, DBAB JP Morgan, Bank of America, Banc Sec., Naionalt City One, Credit Lyonnais, Credit Investments, Wachovia Bank Suisse, DBAB, First Union Bank, Merrill Lynch, Salomon Smith Barney -------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors -------------------------------------------------------------------------------------------------------------------------- Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009 -------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Co-Manager Co-Manager Co-Manager manager or co-manager of offering? -------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased CSFB N/A N/A -------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? -------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001 -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00 -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0.00 $0.00 $0.00 any concurrent public offering -------------------------------------------------------------------------------------------------------------------------- Total $250,000,000.00 $200,000,000.00 $135,000,000.00 -------------------------------------------------------------------------------------------------------------------------- Public offering price $100.00 $100.00 $98.26 -------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price N/A N/A N/A -------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 3.00% 3.00% 3.00% commission -------------------------------------------------------------------------------------------------------------------------- Rating B3/B Ba3 /B+ B2/B+ -------------------------------------------------------------------------------------------------------------------------- Current yield 11.00% 8.88% 10.84% -------------------------------------------------------------------------------------------------------------------------- Total par value purchased 560,000 N/A N/A -------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $560,000.00 N/A N/A -------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.22% N/A N/A -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 4.48% N/A N/A by associated funds -------------------------------------------------------------------------------------------------------------------------- Total 4.70% N/A N/A -------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Strategic Income Fund -------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security -------------------------------------------------------------------------------------------------------------------------- Issuer GREIF BROS CORPORATION COMPASS MINERALS GROUP METALDYNE CORP -------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI, Salomon, Huntington, ING, Credit Suisse, JP Morgan, CSFB, DBSI, JP Morgan, Comercia, Keybank, Merrill, Natcity, Credit Lyonnais, DBSI Natcity, Wachovia Suntrust, US Bancorp -------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors -------------------------------------------------------------------------------------------------------------------------- Security GBCOA 8.875%, 8/1/2012 COMPAS 10%, 8/15/2011 METALD 11%, 6/15/2012 -------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Joint Lead Co-Manager Joint Lead manager or co-manager of offering? -------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Salomon N/A N/a dealer from which purchased -------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? -------------------------------------------------------------------------------------------------------------------------- Trade date/Date of 7/25/2002 11/15/2001 6/13/2002 Offering -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $250,000,000 $250,000,000 $250,000,000 offering sold to QIBs -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0 $0 $0 any concurrent public offering -------------------------------------------------------------------------------------------------------------------------- Total $250,000,000 $250,000,000 $250,000,000 -------------------------------------------------------------------------------------------------------------------------- Public offering price $99.19 100.00 100.00 -------------------------------------------------------------------------------------------------------------------------- Price paid if other N/A N/A N/A than public offering price -------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.08% 2.60% 3.00% commission -------------------------------------------------------------------------------------------------------------------------- Rating B2/B+ B3/B B3/B -------------------------------------------------------------------------------------------------------------------------- Current yield 8.95% 10.00% 11.00% -------------------------------------------------------------------------------------------------------------------------- Total par value $245,000 N/A N/A purchased -------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $243,006 N/A N/A -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.10% N/A N/A by fund -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 3.88% N/A N/A by associated funds -------------------------------------------------------------------------------------------------------------------------- Total 3.98% N/A N/A -------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Strategic Income Fund -------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security -------------------------------------------------------------------------------------------------------------------------- Issuer INTRAWEST CORP ENCORE ACQUISITION CO SILGAN HOLDINGS INC -------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI, CIBC, Credit Lyonais, DBSI, CSFB, BNP, Comercia Bank, DBAB, Morgan Stanley, Salomon, CSFB, Scotia Capital & TD Fleet, Fortis, Frost Fleet Securities Securities, Goldman, Wachovia -------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors -------------------------------------------------------------------------------------------------------------------------- Security INTRAW 10.5%, 2/1/2010 EAC 8.375%, 6/15/2012 SLGN 9%, 6/1/2009 -------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Lead Manager Co-Manager Joint Lead manager or co-manager of offering? -------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Scotia Capital N/A N/A dealer from which purchased -------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? -------------------------------------------------------------------------------------------------------------------------- Trade date/Date of 9/13/2002 6/19/2002 4/23/2002 Offering -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $137,000,000 $150,000,000 $200,000,000 offering sold to QIBs -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0 $0 $0 any concurrent public offering -------------------------------------------------------------------------------------------------------------------------- Total $137,000,000 $150,000,000 $200,000,000 -------------------------------------------------------------------------------------------------------------------------- Public offering price $102.01 $100.00 $103.00 -------------------------------------------------------------------------------------------------------------------------- Price paid if other N/A N/A N/A than public offering price -------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.75% 2.50% 1.75% commission -------------------------------------------------------------------------------------------------------------------------- Rating B1/B+ B2/B B1/B -------------------------------------------------------------------------------------------------------------------------- Current yield 10.29% 8.38% 8.74% -------------------------------------------------------------------------------------------------------------------------- Total par value $50,000 N/A N/A purchased -------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $51,007 N/A N/A -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.04% N/A N/A by fund -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.70% N/A N/A by associated funds -------------------------------------------------------------------------------------------------------------------------- Total 0.74% N/A N/A -------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Strategic Income Fund -------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security -------------------------------------------------------------------------------------------------------------------------- Issuer GRAY TELEVISION INC COMPASS MINERALS GROUP D&B ACQUISITION SUB INC -------------------------------------------------------------------------------------------------------------------------- Underwriters Bank of America, Wachovia, CSFB, JP Morgan, Credit DBSI, UBS Allen&Co, DBSI Lyonnais, DBSI -------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors -------------------------------------------------------------------------------------------------------------------------- Security GTNA 9.25%, 12/15/2011 COMPAS 10%,8/15/2011 DAB 12.25%,7/15/2009 -------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Co-Manager Co-Manager Joint Lead manager or co-manager of offering? -------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Wachovia N/A N/A dealer from which purchased -------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? -------------------------------------------------------------------------------------------------------------------------- Trade date/Date of 9/5/2002 11/15/2001 6/28/2002 Offering -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0 $250,000,000 $155,000,000 offering sold to QIBs -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $100,000,000 $0 $0 any concurrent public offering -------------------------------------------------------------------------------------------------------------------------- Total $100,000,000 $250,000,000 $155,000,000 -------------------------------------------------------------------------------------------------------------------------- Public offering price $100 100.00 96.62 -------------------------------------------------------------------------------------------------------------------------- Price paid if other N/A N/A N/A than public offering price -------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.25% 2.60% 3.00% commission -------------------------------------------------------------------------------------------------------------------------- Rating B3/B- B3/B B2/B -------------------------------------------------------------------------------------------------------------------------- Current yield 9.25% 10.00% 12.68% -------------------------------------------------------------------------------------------------------------------------- Total par value $70,000 N/A N/A purchased -------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $70,000 N/A N/A -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.07% N/A N/A by fund -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 1.44% N/A N/A by associated funds -------------------------------------------------------------------------------------------------------------------------- Total 1.51% N/A N/A -------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Strategic Income Fund -------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security -------------------------------------------------------------------------------------------------------------------------- Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN -------------------------------------------------------------------------------------------------------------------------- Underwriters Morgan Stanley, Bank of America, DBAB, Morgan Stanley, Salomon, Morgan Stanley, Banc One, DBSI, DBSI, JP Morgan, Salomon, Bank Fleet Bank JP Morgan, Scotia Capital of New York, Scotia Capital, SG Cowen -------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors -------------------------------------------------------------------------------------------------------------------------- Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009 -------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Co-Manager Co-Manager Co-Manager manager or co-manager of offering? -------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Morgan Stanley N/A N/A dealer from which purchased -------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? -------------------------------------------------------------------------------------------------------------------------- Trade date/Date of 9/10/2002 4/23/2002 6/5/2002 Offering -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $700,000,000 $200,000,000 $200,000,000 offering sold to QIBs -------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0 $0 $0 any concurrent public offering -------------------------------------------------------------------------------------------------------------------------- Total $700,000,000 $200,000,000 $200,000,000 -------------------------------------------------------------------------------------------------------------------------- Public offering price $100 $103 $100 -------------------------------------------------------------------------------------------------------------------------- Price paid if other N/A N/A N/A than public offering price -------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.50% 1.75% 1.75% commission -------------------------------------------------------------------------------------------------------------------------- Rating B2/B B1/B Ba2/BB- -------------------------------------------------------------------------------------------------------------------------- Current yield 8.25% 8.74% 7.50% -------------------------------------------------------------------------------------------------------------------------- Total par value $50,000 N/A N/A purchased -------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $50,000 N/A N/A -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.01% N/A N/A by fund -------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.47% N/A N/A by associated funds -------------------------------------------------------------------------------------------------------------------------- Total 0.48% N/A N/A --------------------------------------------------------------------------------------------------------------------------