-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5hfPWtwSUzn4MvVUvgg/yzxKendAROIhZC6Qqi92uRNZ5VVThcfZVssCE6Iq9+V BHXwgjXaZkwXSVBS61jNIw== 0000216228-02-000016.txt : 20020414 0000216228-02-000016.hdr.sgml : 20020414 ACCESSION NUMBER: 0000216228-02-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020207 FILED AS OF DATE: 20020207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ITT INDUSTRIES INC CENTRAL INDEX KEY: 0000216228 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 135158950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05627 FILM NUMBER: 02529643 BUSINESS ADDRESS: STREET 1: FOUR W RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146412058 MAIL ADDRESS: STREET 1: FOUR W RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 FORMER COMPANY: FORMER CONFORMED NAME: ITT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL TELEPHONE & TELEGRAPH CORP DATE OF NAME CHANGE: 19840321 COMPANY DATA: COMPANY CONFORMED NAME: AYERS ROBERT L CENTRAL INDEX KEY: 0001094830 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ITT INDUSTRIES STREET 2: 4 WEST RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146412058 4 1 edgar.txt FORM 4 - 2/7/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Ayers, Robert L. ITT Fluid Technology 10 Mountainview Road Upper Saddle River, NJ 07458 2. Issuer Name and Ticker or Trading Symbol ITT Industries, Inc. ITT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 2/7/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock (RS) (1) | | | | | | |15,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (ISP) (2) | | | | | | |2,779 |I |In Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/31/|A |V|2,333 (3) |A |$50.50 |3,333 |D | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$50.65 |1/2/0|A |V|25,000 |A |(4) |1/4/1|Common Stock|25,000 | |25,000 |D | | (Right to Buy) (4) | |2 | | | | | |2 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |1 for 1 |(5) |A | |20,623 |A |Immed|(6) |Common Stock|20,623 | |20,623 |D | | | | | | | | |iatel| | | | | | | | | | | | | | |y | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Restricted Stock held under the 1994 ITT Industries Incentive Stock Plan. (2) Shares acquired under the ITT Industries Investmernt and Savings Plan reflecting accumulations through January 31, 2002. (3) Shares granted under the ITT Industries 1997 Long-Term Incentive Plan. (4) Options granted under the 1994 ITT Industries Incentive Stock Plan exercisable the earlier of January 2, 2011 or after the NYSE closing price has remained at least $63.31 for 10 consecutive trading days. (5) Acquired under the ITT Industries Deferred Compensation Plan at various dates throughout the year at prices ranging from $35.55 to $54.40 per share. (6) Shares of phantom stock are payable in cash at fixed dates or times related to Termination of Employment. SIGNATURE OF REPORTING PERSON ROBERT L. AYERS DATE 2/7/02 -----END PRIVACY-ENHANCED MESSAGE-----