0001127602-23-027002.txt : 20231108 0001127602-23-027002.hdr.sgml : 20231108 20231108160858 ACCESSION NUMBER: 0001127602-23-027002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231107 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH CLARENCE H CENTRAL INDEX KEY: 0001209399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14445 FILM NUMBER: 231387878 MAIL ADDRESS: STREET 1: 780 JOHNSON FERRY RD., SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAVERTY FURNITURE COMPANIES INC CENTRAL INDEX KEY: 0000216085 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 580281900 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 JOHNSON FERRY ROAD STREET 2: SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30342 BUSINESS PHONE: 404-443-2900 MAIL ADDRESS: STREET 1: 780 JOHNSON FERRY ROAD STREET 2: SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30342 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-07 0000216085 HAVERTY FURNITURE COMPANIES INC HVT 0001209399 SMITH CLARENCE H 780 JOHNSON FERRY RD. SUITE 800 ATLANTA GA 30342- 1 1 Chairman & CEO 0 Common Stock 2023-11-07 4 M 0 1020 0 A 39881 D Common Stock 2023-11-07 4 M 0 250 0 A 40131 D Common Stock 2023-11-07 4 M 0 272 0 A 38861 D Common Stock 2023-11-07 4 M 0 310 0 A 40441 D Common Stock 2023-11-07 4 F 0 1852 29.26 D 38589 D Common Stock 29689 I By Spouse Common Stock 7850 I By Georgia Limited Partnership Class A Common Stock 112036 D Class A Common Stock 1950 I By Spouse Class A Common Stock 603497 I By Villa Clare, LP PRSUs 2022 2023-11-07 4 M 0 1020 0 D Common Stock 1020 25592 D PRSUs.1 2022 2023-11-07 4 M 0 250 0 D Common Stock 250 6237 D RSUs 2022 2023-11-07 4 M 0 272 0 D Common Stock 272 5262 D RSUs 2023 2023-11-07 4 M 0 310 0 D Common Stock 310 7715 D PRSUs 2021 Common Stock 37352 37352 D PRSUs 2021.1 Common Stock 6670 6670 D RSUs 2021 Common Stock 2201 2201 D Phantom Stock 0 Common Stock 6007 6007 D Accelerated vesting of the shares necessary to pay for FICA taxes due to retirement-age eligibility. This release was done to accelerate the vesting of the shares necessary to pay for FICA taxes due on the shares as the grantee is over 65, or will be by year-end, and there is no longer a risk of forfeiture and therefore are considered FICA wages. Performance Restricted Stock Units ("PRSUs") award granted 1/26/2022. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2022, and will vest on February 28, 2025. Performance Restricted Stock Units ("PRSUs") award granted 1/26/2022. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2022, and will vest on February 28, 2025. Restricted Stock Units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting. Restricted Stock Units granted 1/26/2023 and vest ratably over 3 years beginning 5/8/2024. Each RSU is equivalent to one share of common stock upon vesting. Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024. Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024. Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting. Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death. Jenny H. Parker, Attorney-in-Fact 2023-11-08