-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6fY4GszK4oWrdIwC0D8EJ3FRYeAQ5NAROWc4sToSUjV9FBjRZlQdDcDITa33ixt Jawg2ion0O8Hljxmc7yJWw== 0001127602-10-009133.txt : 20100319 0001127602-10-009133.hdr.sgml : 20100319 20100319141249 ACCESSION NUMBER: 0001127602-10-009133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100318 FILED AS OF DATE: 20100319 DATE AS OF CHANGE: 20100319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH CLARENCE H CENTRAL INDEX KEY: 0001209399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14445 FILM NUMBER: 10693861 MAIL ADDRESS: STREET 1: 780 JOHNSON FERRY RD., SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAVERTY FURNITURE COMPANIES INC CENTRAL INDEX KEY: 0000216085 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 580281900 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 JOHNSON FERRY ROAD STREET 2: SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30342 BUSINESS PHONE: 404-443-2900 MAIL ADDRESS: STREET 1: 780 JOHNSON FERRY ROAD STREET 2: SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30342 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-03-18 0000216085 HAVERTY FURNITURE COMPANIES INC HVT 0001209399 SMITH CLARENCE H 780 JOHNSON FERRY RD. SUITE 800 ATLANTA GA 30342- 1 1 President & CEO Common Stock 2010-03-18 4 M 0 12284 11.625 A 97528 D Common Stock 2010-03-18 4 S 0 12284 16.07 D 85244 D Common Stock 18187 I By Spouse Class A Common Stock 65130 D Class A Common Stock 1950 I By Spouse Class A Common Stock 603497 I By Villa Clare, LP Class A Common Stock 603497 I By West Wesley, LLC Stock Options (Right to Buy) 11.625 2010-03-18 4 M 0 12284 0 D 2002-04-30 2010-10-26 Common Stock 12284 0 D Performance Accelerated Restricted Stock Units 8.74 2016-01-27 Common Stock 9500 9500 D Phantom Stock 0 Common Stock 3196 3196 D Restricted Stock Units Common Stock 20000 20000 D Stock Appreciation Rights 9.13 2015-02-06 Common Stock 11000 11000 D Stock Appreciation Rights 8.74 2016-01-27 Common Stock 27000 27000 D Stock Options (Right to Buy) 15.94 2003-04-30 2011-12-20 Common Stock 30000 30000 D Stock Options (Right to Buy) 12.90 2004-04-30 2012-12-19 Common Stock 22000 22000 D Stock Options (Right to Buy) 20.30 2005-04-30 2010-12-09 Common Stock 25000 25000 D This transaction was executed in multiple trades at prices ranging from $15.98 to 16.17. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. These shares are held by Villa Clare, LP, a limited partnership ("VC") and are also reported herein by West Wesley, LLC, a limited liability company ("WW"), the partnership's general partner. Mr. Smith is the sole manager of WW. Mr. Smith disclaimes beneficial ownership of shares held by VC or WW except to the extent of his pecuniary interest therein. Performance Accelerated Restricted Stock Units ("PARSUs") award granted under the 2004 Long-Term Incentive Plan. PARSUs will vest 100% seven years from date of grant. Vesting will accelerate if a certain pre-established target market price per share (as defined in the Agreement) is met. Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death. Restricted Stock Units ("RSUs") award granted under the 2004 Long-Term Incentive Plan. RSUs vest in four yearly installments (10% in each of the first three years and 70% in the fourth), beginning on 5/8/2011. Each RSU is equivalent to one share of common stock upon vesting. Stock-Settled Appreciation Rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2009, and expire seven years from the grant date. Stock-Settled Appreciation Rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2010, and expire seven years from the grant date. Jenny H. Parker, Attorney-in-Fact 2010-03-18 -----END PRIVACY-ENHANCED MESSAGE-----