MA/A
0000215674
XXXXXXXX
Tom Steichen
612-376-4060
Tom.Steichen@colliers.com
Lora.Herman@colliers.com
COLLIERS SECURITIES LLC
7477
41-1883794
866-00137-00
867-01216
008-21937
7477
801-80233
7477
State Insurance Departments
Insurance licenses in MN, AZ, CA, CO, FL, IL, IA, IN, KS, KY, MA, MI, MO, MT, NC, NE, NY, ND, NM, OH, PA, SC, SD, TN, TX, UT, VA, WA, WI
90 SOUTH SEVENTH STREET
SUITE 4300
MINNEAPOLIS
MN
55402-4108
612-376-4000
Add
110 South Phillips Avenue
Suite 203
Sioux Falls
SD
57104
605-339-9800
605-339-0115
Add
120 North 3rd Street
Suite 150
Bismarck
ND
58501
701-222-1616
701-222-4455
Add
124 West Dakota Avenue, Suite 1
Pierre
SD
57501
605-224-5557
Add
770-595-6465
Add
612-376-4134
N
https://www.colliers.com/en/services/colliers-securities
Thomas
Francis
Steichen
EVP, CCO & General Counsel
90 South Seventh Street
Suite 4300
Minneapolis
MN
55402
612-376-4060
612-376-4102
Tom.Steichen@colliers.com
Colliers Mortgage LLC
Y
MN Dept. of Commerce (also licensed by AZ Dept. of Insurance & Financial Institutions, CA DFPI, ND Dept. of Financial Institutions, SD Dept. of Labor and Regulation, and TN Dept. of Financial Institutions)
MN Res. Real Estate Company Lic. - 20595212; AZ Commercial Mortgage Banker Lic. - 1045322; CA DFPI Financing Law Lender/Broker License - 603K720; ND Money Broker License - MB103633; SD NR Mortgage Lender License - 298823.ML-NR; TN Mortgage License 129461
MN
Colliers Funding LLC
Y
Minnesota Dept of Commerce (also licensed by CA DFPI, ND Dept of Financial Institutions and SD Dept of Labor and Regulation)
MN Limited Broker License - 20126359; CA DFPI Financing Law Lender and Broker License - 603A331; ND Money Broker License - MB103639; and SD NR Mortgage Lender License - 1116.ML-NR.
MN
Colliers Insurance Agency LLC
Y
State Insurance Depts or Equivalent: MN, AL, AR, AZ, CA, CO, CT, DE, DC, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, ME, MD, MI, MO, MS, MT, ND, NC, NE, NH, NJ, NV, NY, OH, OR, PA, SD, SC, TN, TX, UT, VA, WA, WI, WY
MN 40507535; due to space limitations on the Form, non-resident agency insurance license numbers are not listed but are available upon request
MN
Colliers Securities (Canada) Inc.
Y
Canadian Investment Regulatory Organization
Z4
December
DE
08-19-1997
N
120
16
16
2
0
15
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
Y
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Insurance company or agency
Real estate broker or dealer
4
Add
Real estate broker or dealer
Colliers Funding LLC
Colliers Funding LLC
N
Y
N
Add
Real estate broker or dealer
Colliers Mortgage LLC
Colliers Mortgage LLC
N
Y
N
Add
Insurance company or agency
Colliers Insurance Agency LLC
Colliers Insuarance Agency LLC
N
Y
N
NewAdd
Broker-dealer municipal securities dealer or government securities broker or dealer
Colliers Securities (Canada) Inc.
Colliers Securities (Canada) Inc.
N
Y
Y
Canadian Investment Regulatory Organization
Z4
N
N
N
N
N
N
N
N
N
N
N
N
N
Colliers International Group Inc.
0000913353
Schedule B
Schedule C Section 5
N
N
N
N
N
Y
N
Y
Y
Y
Y
N
N
Y
Y
Y
N
Y
N
N
N
N
N
N
N
Y
COLLIERS MORTGAGE HOLDINGS LLC
N
84-4377206
DIRECT OWNER
05-29-2020
E
Y
David
Bramley
Juran
CHAIRMAN OF THE BOARD
05-29-2020
NA
Y
2166483
Jeffrey
Duane
Jacobson
EVP, CHIEF OPERATING OFFICER & BOARD MEMBER
05-29-2020
NA
Y
1976541
Mark
Kenneth
Johnson
VP, Branch Manager, Chief Supervision Officer
02-01-2018
NA
N
1433801
Deborah
Marie
Hable
Operations Manager
01-01-2001
NA
N
1596570
Roger
Allan
Norris
SVP, Registered Options Principal
06-01-2020
NA
N
2201413
DAVID
THOMAS
MULLEN
EVP, BOARD MEMBER
05-29-2020
NA
Y
1273590
Thomas
Francis
Steichen
EVP, CCO & General Counsel, Board Member
06-01-2020
NA
N
6920110
JAMES
JOHN
HINIKER III
SVP
05-29-2020
NA
N
2148843
Craig
Daniel
Theis
SVP, Board Member
04-10-2024
NA
Y
4365341
Rebecca
Lynn
Van Handel
Chief Financial Officer & FINOP
01-02-2025
NA
N
7558187
COLLIERS MORTGAGE HOLDINGS LLC
COLLIERS INTERNATIONAL HOLDINGS (USA), INC.
N
41-2227433
INDIRECT OWNER
05-29-2020
E
Y
COLLIERS INTERNATIONAL HOLDINGS (USA), INC.
COLLIERS INTERNATIONAL GROUP INC.
Y
98-1099437
ULTIMATE OWNER
05-29-2020
E
Y
COLLIERS MORTGAGE HOLDINGS LLC
N
84-4377206
DIRECT OWNER
05-29-2020
E
Y
David
Bramley
Juran
CHAIRMAN OF THE BOARD
05-29-2020
NA
Y
2166483
Jeffrey
Duane
Jacobson
EVP, CHIEF OPERATING OFFICER & BOARD MEMBER
05-29-2020
NA
Y
1976541
Delete
Mark
Kenneth
Johnson
VP, Branch Manager, Chief Supervision Officer
02-01-2018
NA
N
1433801
Deborah
Marie
Hable
Operations Manager
01-01-2001
NA
N
1596570
Roger
Allan
Norris
SVP, Registered Options Principal
06-01-2020
NA
N
2201413
DAVID
THOMAS
MULLEN
EVP, BOARD MEMBER
05-29-2020
NA
Y
1273590
Thomas
Francis
Steichen
EVP, CCO & General Counsel, Board Member
06-01-2020
NA
N
6920110
JAMES
JOHN
HINIKER III
SVP
05-29-2020
NA
N
2148843
Craig
Daniel
Theis
SVP, Board Member
04-10-2024
NA
Y
4365341
Rebecca
Lynn
Van Handel
Chief Financial Officer & FINOP
01-02-2025
NA
N
7558187
COLLIERS MORTGAGE HOLDINGS LLC
COLLIERS INTERNATIONAL HOLDINGS (USA), INC.
N
41-2227433
INDIRECT OWNER
05-29-2020
E
Y
COLLIERS INTERNATIONAL HOLDINGS (USA), INC.
COLLIERS INTERNATIONAL GROUP INC.
Y
98-1099437
ULTIMATE OWNER
05-29-2020
E
Y
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2070925
283841
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Jeffrey
Duane
Jacobson
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Jeffrey Duane Jacobson
1976541
1911389
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Tom Steichen
Tom Steichen
EVP, CCO and General Counsel
01-14-2026
6920110
N
N
N
N
N
Y
N
Y
N
N
N
N
Y
N
N
N
N
Y
Y
N
N