0001179110-18-012892.txt : 20181115 0001179110-18-012892.hdr.sgml : 20181115 20181115170937 ACCESSION NUMBER: 0001179110-18-012892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMBROSEO JOHN CENTRAL INDEX KEY: 0001234301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 181187947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 4 1 edgar.xml FORM 4 - X0306 4 2018-11-13 0 0000021510 COHERENT INC COHR 0001234301 AMBROSEO JOHN PATRICK HENRY DRIVE SANTA CLARA CA 95054 1 1 0 0 Pres. and CEO Common Stock 2018-11-13 4 M 0 5500 0.00 A 132917 I Family Trust Common Stock 2018-11-13 4 F 0 2727 123.26 D 130190 I Family Trust Common Stock 2018-11-13 4 M 0 34250 0.00 A 164440 I Family Trust Common Stock 2018-11-13 4 A 0 34250 0.00 A 198690 I Family Trust Common Stock 2018-11-13 4 F 0 33963 123.26 D 164727 I Family Trust Common Stock 2018-11-13 5 G 0 E 7400 0.00 D 157327 I Family Trust Common Stock 2018-11-13 4 A 0 11472 0.00 A 16466 D Restricted Stock Units 0.00 2018-11-13 4 M 0 5500 0.00 D 2018-11-13 2018-11-13 Common Stock 5500 78169 D Performance Restricted Stock Units 0.00 2018-11-13 4 M 0 34250 0.00 D 2018-11-13 Common Stock 34250 43919 D Performance Restricted Stock Units 0.00 2018-11-13 4 A 0 22499 0.00 A 2021-11-13 Common Stock 22499 22499 D Released shares issued to family trust. Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Additional shares acquired pursuant to the maximum achievement of the performance criteria beyond the target number, as described in footnote (5) on Table II. On November 13, 2018 the Reporting Person was granted 11,472 Restricted Stock Units which will vest in three equal installments on each of November 13, 2019, November 13, 2020 and November 13, 2021. Includes 16,466 Restricted Stock Units. This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 13, 2018 versus the same 90 trading day period ending November 13, 2015. The number of shares in the table reflects the target number of achieved RSUs. The actual range of RSUs was 0-200% of the target number, depending upon the achievement results at the measurement date. This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 13, 2021 versus the same 90 trading day period ending November 13, 2018. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. /s/ Rhonda Fassbender, pursuant to Power of Attorney 2018-11-15