0001179110-15-015020.txt : 20151117 0001179110-15-015020.hdr.sgml : 20151117 20151117172416 ACCESSION NUMBER: 0001179110-15-015020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151113 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOBEY MARK STEWART CENTRAL INDEX KEY: 0001182387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 151239009 4 1 edgar.xml FORM 4 - X0306 4 2015-11-13 0 0000021510 COHERENT INC COHR 0001182387 SOBEY MARK STEWART 5100 PATRICK HENRY DRIVE SANTA CLARA CA 95054 0 1 0 0 EVP Common Stock 2015-11-13 4 M 0 3120 0 A 19419 D Common Stock 2015-11-13 4 F 0 1173 61.06 D 18246 D Performance Restricted Stock Units 0 2015-11-13 4 M 0 3120 0 D 2015-11-13 Common Stock 3120 14302 D Restricted Stock Units 0 2015-11-13 4 A 0 8604 0 A 2018-11-13 Common Stock 8604 22906 D Performance Restricted Stock Units 0 2015-11-13 4 A 0 4302 0 A 2018-11-13 Common Stock 4302 27208 D Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. This Restricted Stock Performance Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 13, 2015 versus the same 90 trading day period ending November 13, 2012. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. 3120 shares received out of a possible 5200 target share payout. Derivatives beneficially owned total reduced by the 2080 shares not earned. This Restricted Stock Unit award vests over three years with one third of the grant vesting on each of the subsequent anniversaries of the grant. This Restricted Stock Performance Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 13, 2018 versus the same 90 trading day period ending November 13, 2015. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. /s/ Bret DiMarco, Pursuant to Power of Attorney 2015-11-17