0001179110-13-016420.txt : 20131112 0001179110-13-016420.hdr.sgml : 20131111 20131112170411 ACCESSION NUMBER: 0001179110-13-016420 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOBEY MARK STEWART CENTRAL INDEX KEY: 0001182387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 131211182 4 1 edgar.xml FORM 4 - X0306 4 2013-11-08 0 0000021510 COHERENT INC COHR 0001182387 SOBEY MARK STEWART 5100 PATRICK HENRY DRIVE SANTA CLARA CA 95054 0 1 0 0 EVP Common Stock 2013-11-08 4 M 0 4690 0 A 8687 D Common Stock 2013-11-08 4 F 0 1763 65.47 D 6924 D Common Stock 2013-11-11 4 S 0 461 64.8577 D 6463 D Common Stock 2013-11-11 4 S 0 2508 65.2726 D 3955 D Restricted Stock Units 0 2013-11-08 4 A 0 6857 0 A 2016-11-08 Common Stock 6857 38766 D Performance Restricted Stock Units 0 2013-11-08 4 A 0 3428 0 A 2016-11-08 Common Stock 3428 42194 D Restricted Stock Units 0 2013-11-08 4 M 0 4690 0 D 2013-11-08 2013-11-08 Common Stock 4690 37504 D Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Represents the weighted average sales price for the shares. The range of prices for such sales was $64.59 to $64.99. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for the shares. The range of prices for such sales was $65.01 to $65.89. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. This Restricted Stock Unit award vests over three years with one third of the grant vesting on each of the subsequent anniversaries of the grant. This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 8, 2016 versus the same 90 trading day period ending November 8, 2013. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Mark Stewart Sobey 2013-11-12