0001179110-11-015067.txt : 20111110 0001179110-11-015067.hdr.sgml : 20111110 20111110174143 ACCESSION NUMBER: 0001179110-11-015067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sechrist Paul F CENTRAL INDEX KEY: 0001517320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 111196685 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 4 1 edgar.xml FORM 4 - X0304 4 2011-11-08 0 0000021510 COHERENT INC COHR 0001517320 Sechrist Paul F 5100 PATRICK HENRY DR SANTA CLARA, CA 95054 0 1 0 0 EVP Worldwide Sales & Services Common Stock 2011-11-08 4 M 0 1920 0 A 11295 D Common Stock 2011-11-08 4 F 0 705 53.46 D 10590 D Common Stock 2011-11-08 4 M 0 428 0 A 11018 D Common Stock 2011-11-08 4 F 0 157 53.46 D 10861 D Performance Restricted Stock Units 0 2011-11-08 4 M 0 1920 0 D 2011-11-08 2011-11-08 Common Stock 1920 64499 D Performance Restricted Stock Units 0 2011-11-08 4 M 0 428 0 D 2011-11-08 2011-11-08 Common Stock 428 63831 D Performance Restricted Stock Units 0 2011-11-08 4 A 0 3960 0 A 2014-11-08 Common Stock 3960 67791 D Restricted Stock Units 0 2011-11-08 4 A 0 8040 0 A 2013-11-08 Common Stock 8040 75831 D Represents shares withheld to satisfy minimum tax withholding obligations for released performance restricted stock units. 1920 shares received out of a possible 3000 maximum share payout. Derivatives benficially owned total reduced by the 1080 shares not earned. 428 shares received out of a possible 668 maximum share payout. Derivatives benficially owned total reduced by the 240 shares not earned. This Restricted Stock Performance Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 7, 2014 versus the same 90 trading day period ending November 7, 2011. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. This Restricted Stock Unit award vests over two years with one half of the grant vesting on each of the subsequent anniversaries of the grant. Paul Sechrist 2011-11-10