FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/23/2009 |
3. Issuer Name and Ticker or Trading Symbol
COCA COLA CO [ (KO) ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.25 par value | 73,337(1) | D(2) | |
Common Stock, $.25 par value | 10,120(3) | I | By 401(k) plan |
Common Stock, $.25 par value | 1,004 | I | By trusts(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (5) | 12/17/2013 | Common Stock, $.25 par value | 46,000 | $49.8 | D | |
Employee Stock Option (right to buy) | (6) | 10/20/2014 | Common Stock, $.25 par value | 7,070 | $53.4062 | D | |
Employee Stock Option (right to buy) | (7) | 12/15/2014 | Common Stock, $.25 par value | 65,000 | $41.27 | D | |
Employee Stock Option (right to buy) | (8) | 02/15/2015 | Common Stock, $.25 par value | 15,000 | $54.3437 | D | |
Employee Stock Option (right to buy) | (9) | 10/17/2015 | Common Stock, $.25 par value | 25,000 | $57.8437 | D | |
Employee Stock Option (right to buy) | (10) | 12/13/2015 | Common Stock, $.25 par value | 65,000 | $41.185 | D | |
Employee Stock Option (right to buy) | (11) | 05/29/2016 | Common Stock, $.25 par value | 50,000 | $48.21 | D | |
Employee Stock Option (right to buy) | (12) | 02/14/2017 | Common Stock, $.25 par value | 131,076 | $47.84 | D | |
Employee Stock Option (right to buy) | (13) | 12/17/2017 | Common Stock, $.25 par value | 35,000 | $44.655 | D | |
Employee Stock Option (right to buy) | (14) | 02/20/2018 | Common Stock, $.25 par value | 87,721 | $58.145 | D | |
Employee Stock Option (right to buy) | (15) | 02/18/2019 | Common Stock, $.25 par value | 143,333 | $43.2 | D | |
Employee Stock Option (right to buy) | (16) | 02/18/2019 | Common Stock, $.25 par value | 10,000 | $43.2 | D | |
Hypothetical shares | (17) | (17) | Common Stock, $.25 par value | 3,349 | (18) | I | By Supplemental Benefit Plan(19) |
Explanation of Responses: |
1. Includes 28,517 shares that represent the common stock of The Coca-Cola Company issuable upon vesting of restricted stock units that were issued to the reporting person in connection with the attainment of the performance criterion underlying performance share units granted in December 2004. |
2. Exhibit Index - Exhibit No. 24 - Power of Attorney |
3. Shares credited to the reporting person's account under The Coca-Cola Company Thrift & Investment Plan, a tax-qualified 401(k) plan, as of April 23, 2009. |
4. Shares held in trusts, of which the reporting person's wife is the trustee, for the benefit of the reporting person's two children. |
5. Option (with tax withholding right) granted on December 18, 2003 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
6. Grant (with tax withholding right) was awarded on October 21, 1999. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date. |
7. Option (with tax withholding right) granted on December 16, 2004 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
8. Grant (with tax withholding right) was awarded on February 16, 2000. Grant became exercisable in its entirety on the third anniversary of the grant date. |
9. Grant (with tax withholding right) was awarded on October 18, 2000. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date. |
10. Option (with tax withholding right) granted on December 14, 2005 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
11. Option (with tax withholding right) granted on May 30, 2001 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date. |
12. Option (with tax withholding right) granted on February 15, 2007 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant becomes exercisable on the first, second, third and fourth anniversaries of the grant date. |
13. Option (with tax withholding right) granted on December 18, 2002 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
14. Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant becomes exercisable on the first, second, third and fourth anniversaries of the grant date. |
15. Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant becomes exercisable on the first, second, third and fourth anniversaries of the grant date. |
16. Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant becomes exercisable on the first, second, third and fourth anniversaries of the grant date. |
17. There is no data applicable with respect to the hypothetical shares. |
18. Each hypothetical share is equal to one share of Common Stock of The Coca-Cola Company. |
19. As of April 23, 2009. |
Remarks: |
/s/ Tuggle, Clyde C. | 04/29/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |