0001181431-13-014385.txt : 20130305 0001181431-13-014385.hdr.sgml : 20130305 20130305144059 ACCESSION NUMBER: 0001181431-13-014385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANTOR JONATHAN D CENTRAL INDEX KEY: 0001223649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 13665253 MAIL ADDRESS: STREET 1: CNA PLAZA 43S CITY: CHICAGO STATE: IL ZIP: 60685 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 rrd372629.xml X0306 4 2013-03-01 0 0000021175 CNA FINANCIAL CORP CNA 0001223649 KANTOR JONATHAN D 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP, Gen. Counsel & Sec. Common Stock 2013-03-01 4 M 0 24995 24.69 A 24995 D Common Stock 2013-03-01 4 S 0 24995 31.26 D 0 D Stock Option 24.69 2013-03-01 4 M 0 24995 0 D 2013-05-07 Common Stock 24995 0 D This transaction was executed in multiple trades at prices ranging from $31.35 to $31.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable in four equal annual installments beginning on May 7, 2004. The Reporting Person received the Derivative Security pursuant to a stock option at no cost. Jonathan D. Kantor 2013-03-04