0001181431-12-031253.txt : 20120521 0001181431-12-031253.hdr.sgml : 20120521 20120521102607 ACCESSION NUMBER: 0001181431-12-031253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120517 FILED AS OF DATE: 20120521 DATE AS OF CHANGE: 20120521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Peter W CENTRAL INDEX KEY: 0001453918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 12857265 MAIL ADDRESS: STREET 1: 1249 SOUTH RIVER ROAD CITY: CRANBURY STATE: NJ ZIP: 08512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 rrd343231.xml X0305 4 2012-05-17 0 0000021175 CNA FINANCIAL CORP CNA 0001453918 Wilson Peter W 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 President & COO, CNA Specialty Common Stock 2012-05-17 4 M 0 5000 24.69 A 5000 D Common Stock 2012-05-17 4 S 0 5000 28.56 D 0 D Common Stock 2012-05-17 4 A 0 15000 28.80 A 9005 D Common Stock 2012-05-17 4 F 0 4146 28.80 D 4859 D Stock Option 24.69 2012-05-17 4 M 0 5000 0 D 2013-05-07 Common Stock 5000 0 D Stock Appreciation Rights 11.51 2012-05-17 4 M 0 15000 D 2019-02-04 Common Stock 15000 5000 D The option became exercisable in four equal annual installments beginning on May 7, 2004. The Reporting Person received the Derivative Security pursuant to a stock option at no cost. The option became exercisable in four equal annual installments beginning on February 4, 2009. The Reporting Person received the Stock Appreciation Rights at no cost. The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 9,005 shares of the issuers common stock. Peter W. Wilson 2012-05-18