0000021175-21-000027.txt : 20210212 0000021175-21-000027.hdr.sgml : 20210212 20210212134556 ACCESSION NUMBER: 0000021175-21-000027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 21625367 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2020 12-31-2020 CNA FINANCIAL CORP

CNA 151 N Franklin Chicago IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89.6% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 02-10-2021 3 190 318318 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 9670 90250 SH DFND 1,2,3 0 90250 0 ADAPTHEALTH CORP COM CL A 00653Q102 4695 125000 SH DFND 1,2,3 0 125000 0 ADC THERAPEUTICS SA SHS H0036K147 345 10775 SH DFND 1,2,3 0 10775 0 AIR PRODS & CHEMS INC COM 009158106 8197 30000 SH DFND 1,2,3 0 30000 0 ALLAKOS INC COM 01671P100 713 5090 SH DFND 1,2,3 0 5090 0 ALLEGRO MICROSYSTEMS ORD COM 01749D105 324 12159 SH DFND 1,2,3 0 12159 0 ALLOGENE THERAPEUTIC COM 019770106 391 15496 SH DFND 1,2,3 0 15496 0 ALLOVIR INC COM 019818103 434 11285 SH DFND 1,2,3 0 11285 0 ALTAIR ENGR INC COM CL A 021369103 682 11714 SH DFND 1,2,3 0 11714 0 AMBARELLA INC SHS G037AX101 810 8820 SH DFND 1,2,3 0 8820 0 AMERICAN WELL CORP CL A 03044L105 467 18444 SH DFND 1,2,3 0 18444 0 AMERICOLD RLTY COM 03064D108 1262 33813 SH DFND 1,2,3 0 33813 0 ANAPLAN INC COM 03272L108 823 11450 SH DFND 1,2,3 0 11450 0 ANNEXON INC COM 03589W102 314 12550 SH DFND 1,2,3 0 12550 0 ARENA PHARMACEUTICAL COM NEW 040047607 384 5001 SH DFND 1,2,3 0 5001 0 ARRAY TECHNOLOGIES ORD COM SHS 04271T100 1627 37713 SH DFND 1,2,3 0 37713 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 452 2710 SH DFND 1,2,3 0 2710 0 ASGN INC COM 00191U102 1670 19995 SH DFND 1,2,3 0 19995 0 ASPEN TECHNOLOGY INC COM 045327103 1215 9325 SH DFND 1,2,3 0 9325 0 AVIENT CORPORATION COM 05368V106 1097 27240 SH DFND 1,2,3 0 27240 0 AXON ENTERPRISE INC COM 05464C101 817 6671 SH DFND 1,2,3 0 6671 0 AXONICS MODULATION T COM 05465P101 651 13042 SH DFND 1,2,3 0 13042 0 AXSOME THERAPEUTICS COM 05464T104 508 6230 SH DFND 1,2,3 0 6230 0 AZEK CO INC CL A 05478C105 1263 32855 SH DFND 1,2,3 0 32855 0 BERRY GLOBAL GROUP INC COM 08579W103 524 9325 SH DFND 1,2,3 0 9325 0 BEYONDSPRING INC SHS G10830100 296 24274 SH DFND 1,2,3 0 24274 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 582 9073 SH DFND 1,2,3 0 9073 0 BIOHAVEN PHARMA COM G11196105 622 7260 SH DFND 1,2,3 0 7260 0 BIOXCEL THERAPEUTICS COM 09075P105 349 7549 SH DFND 1,2,3 0 7549 0 BLACKLINE INC COM 09239B109 1264 9480 SH DFND 1,2,3 0 9480 0 BLUEPRINT MEDICINES COM 09627Y109 875 7799 SH DFND 1,2,3 0 7799 0 BRIGHT HORIZONS FAM COM 109194100 1447 8364 SH DFND 1,2,3 0 8364 0 BRISTOL-MYERS SQUIBB COM 110122108 7444 120000 SH DFND 1,2,3 0 120000 0 BRP GROUP INC COM CL A 05589G102 1509 50352 SH DFND 1,2,3 0 50352 0 CARMAX INC COM 143130102 4251 45000 SH DFND 1,2,3 0 45000 0 CERIDIAN HCM HLDG INC COM 15677J108 1042 9780 SH DFND 1,2,3 0 9780 0 CHART INDS INC COM PAR $0.01 16115Q308 2512 21322 SH DFND 1,2,3 0 21322 0 CHEESECAKE FACTORY COM 163072101 803 21678 SH DFND 1,2,3 0 21678 0 CHEGG INC COM 163092109 892 9870 SH DFND 1,2,3 0 9870 0 CIGNA CORP NEW COM 125523100 6922 33250 SH DFND 1,2,3 0 33250 0 CISCO SYS INC COM 17275R102 5594 125000 SH DFND 1,2,3 0 125000 0 CLARIVATE PLC ORD SHS G21810109 1384 46599 SH DFND 1,2,3 0 46599 0 CLOUDFLARE INC CL A COM 18915M107 3040 40000 SH DFND 1,2,3 0 40000 0 CME GROUP INC COM 12572Q105 8192 45000 SH DFND 1,2,3 0 45000 0 COGNEX CORP COM 192422103 1139 14181 SH DFND 1,2,3 0 14181 0 COHERUS BIOSCIENCES COM 19249H103 489 28140 SH DFND 1,2,3 0 28140 0 COMCAST CORP NEW CL A 20030N101 5725 109250 SH DFND 1,2,3 0 109250 0 CREE INC COM 225447101 783 7390 SH DFND 1,2,3 0 7390 0 CVS HEALTH CORP COM 126650100 6489 95000 SH DFND 1,2,3 0 95000 0 DANAHER CORPORATION COM 235851102 4443 20000 SH DFND 1,2,3 0 20000 0 DECIPHERA PHARMACEUT COM 24344T101 515 9030 SH DFND 1,2,3 0 9030 0 DESCARTES SYS GROUP COM 249906108 2339 40000 SH DFND 1,2,3 0 40000 0 DEXCOM INC COM 252131107 1116 3018 SH DFND 1,2,3 0 3018 0 DRAFTKINGS INC COM CL A 26142R104 1031 22135 SH DFND 1,2,3 0 22135 0 DUCK CREEK TECHNOLOG SHS 264120106 809 18688 SH DFND 1,2,3 0 18688 0 DUN & BRADSTREET HLD COM 26484T106 4358 175000 SH DFND 1,2,3 0 175000 0 ELEMENT SOLUTIONS INC COM 28618M106 567 32000 SH DFND 1,2,3 0 32000 0 ENDAVA PLC ADS 29260V105 1133 14758 SH DFND 1,2,3 0 14758 0 ENTERPRISE PRODS PAR COM 293792107 4653 237500 SH DFND 1,2,3 0 237500 0 EVERBRIDGE INC COM 29978A104 684 4590 SH DFND 1,2,3 0 4590 0 FACEBOOK INC CL A 30303M102 2732 10000 SH DFND 1,2,3 0 10000 0 FIRST FINL BANKSHARE COM 32020R109 790 21850 SH DFND 1,2,3 0 21850 0 FISERV INC COM 337738108 5693 50000 SH DFND 1,2,3 0 50000 0 FIVE BELOW INC COM 33829M101 770 4400 SH DFND 1,2,3 0 4400 0 FIVE9 INC COM 338307101 644 3691 SH DFND 1,2,3 0 3691 0 FIVERR INTL LTD ORD SHS M4R82T106 313 1605 SH DFND 1,2,3 0 1605 0 FLOOR & DECOR HLDGS CL A 339750101 2984 32140 SH DFND 1,2,3 0 32140 0 FOX FACTORY HLDG CORP COM 35138V102 2071 19590 SH DFND 1,2,3 0 19590 0 FRESHPET INC COM 358039105 1313 9250 SH DFND 1,2,3 0 9250 0 GARTNER INC COM 366651107 1870 11676 SH DFND 1,2,3 0 11676 0 GRID DYNAMICS HLDGS CL A 39813G109 966 76640 SH DFND 1,2,3 0 76640 0 GROCERY OUTLET HLDG COM 39874R101 704 17940 SH DFND 1,2,3 0 17940 0 GUARDANT HEALTH INC COM 40131M109 1105 8576 SH DFND 1,2,3 0 8576 0 GUIDEWIRE SOFTWARE COM 40171V100 1955 15186 SH DFND 1,2,3 0 15186 0 HAMILTON LANE INC CL A 407497106 812 10400 SH DFND 1,2,3 0 10400 0 HEALTH CATALYST INC COM 42225T107 801 18390 SH DFND 1,2,3 0 18390 0 HEALTHCARE MERGER CO COM CL A 78472F101 473 60300 SH DFND 1,2,3 0 60300 0 HEALTHEQUITY INC COM 42226A107 812 11650 SH DFND 1,2,3 0 11650 0 HOULIHAN LOKEY INC CL A 441593100 1394 20741 SH DFND 1,2,3 0 20741 0 ICON PLC SHS G4705A100 2213 11351 SH DFND 1,2,3 0 11351 0 IDEXX LABS INC COM 45168D104 1380 2761 SH DFND 1,2,3 0 2761 0 II-VI INC COM 902104108 1387 18260 SH DFND 1,2,3 0 18260 0 ILLUMINA INC COM 452327109 5550 15000 SH DFND 1,2,3 0 15000 0 INARI MED INC COM 45332Y109 1159 13272 SH DFND 1,2,3 0 13272 0 INGREDION INC COM 457187102 6726 85500 SH DFND 1,2,3 0 85500 0 INSMED INC COM PAR $.01 457669307 621 18644 SH DFND 1,2,3 0 18644 0 INSPIRE MED SYS INC COM 457730109 664 3528 SH DFND 1,2,3 0 3528 0 INSTALLED BLDG PRODS COM 45780R101 2796 27433 SH DFND 1,2,3 0 27433 0 IOVANCE BIOTHERAPEUT COM 462260100 335 7226 SH DFND 1,2,3 0 7226 0 IRHYTHM TECHNOLOGIES COM 450056106 1255 5290 SH DFND 1,2,3 0 5290 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 5017 100000 SH DFND 1,2,3 0 100000 0 ITEOS THERAPEUTICS COM 46565G104 428 12655 SH DFND 1,2,3 0 12655 0 ITT INC COM 45073V108 1008 13090 SH DFND 1,2,3 0 13090 0 JACOBS ENGR GROUP INC COM 469814107 6211 57000 SH DFND 1,2,3 0 57000 0 JAMF HLDG CORP COM 47074L105 356 11887 SH DFND 1,2,3 0 11887 0 JOHN BEAN TECHNOLOGI COM 477839104 2113 18555 SH DFND 1,2,3 0 18555 0 JPMORGAN CHASE & CO COM 46625H100 7243 57000 SH DFND 1,2,3 0 57000 0 KEYSIGHT TECHNOLOGIE COM 49338L103 7661 58000 SH DFND 1,2,3 0 58000 0 KINSALE CAP GROUP INC COM 49714P108 1029 5141 SH DFND 1,2,3 0 5141 0 KRATOS DEFENSE & SEC COM NEW 50077B207 1144 41700 SH DFND 1,2,3 0 41700 0 LATTICE SEMICONDUCTO COM 518415104 1378 30070 SH DFND 1,2,3 0 30070 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 208 7372 SH DFND 1,2,3 0 7372 0 LHC GROUP INC COM 50187A107 1361 6380 SH DFND 1,2,3 0 6380 0 LIBERTY BROADBAND CO COM SER C 530307305 509 3217 SH DFND 1,2,3 0 3217 0 LIBERTY MEDIA CORP D COM C SIRIUSXM 531229607 507 11650 SH DFND 1,2,3 0 11650 0 LIBERTY MEDIA CORP D COM SER C FRMLA 531229854 639 14998 SH DFND 1,2,3 0 14998 0 LITHIA MTRS INC CL A 536797103 1135 3879 SH DFND 1,2,3 0 3879 0 LITTELFUSE INC COM 537008104 1049 4120 SH DFND 1,2,3 0 4120 0 LOVESAC COMPANY COM 54738L109 718 16667 SH DFND 1,2,3 0 16667 0 MACOM TECH SOLUTIONS COM 55405Y100 1281 23270 SH DFND 1,2,3 0 23270 0 MADISON SQUARE GRDN CL A 55825T103 484 2631 SH DFND 1,2,3 0 2631 0 MADISON SQUARE GRDN CL A 55826T102 276 2632 SH DFND 1,2,3 0 2632 0 MADRIGAL PHARMACEUTI COM 558868105 223 2010 SH DFND 1,2,3 0 2010 0 MANHATTAN ASSOCS INC COM 562750109 1022 9720 SH DFND 1,2,3 0 9720 0 MERCURY SYS INC COM 589378108 1926 21870 SH DFND 1,2,3 0 21870 0 MERITAGE HOMES CORP COM 59001A102 491 5930 SH DFND 1,2,3 0 5930 0 METTLER TOLEDO INTER COM 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1,2,3 0 7600 0 QTS RLTY TR INC COM CL A 74736A103 978 15810 SH DFND 1,2,3 0 15810 0 RANPAK HOLDINGS CORP COM CL A 75321W103 735 54677 SH DFND 1,2,3 0 54677 0 RAPID7 INC COM 753422104 1268 14060 SH DFND 1,2,3 0 14060 0 RBC BEARINGS INC COM 75524B104 420 2345 SH DFND 1,2,3 0 2345 0 RED ROCK RESORTS INC CL A 75700L108 546 21821 SH DFND 1,2,3 0 21821 0 RELAY THERAPEUTICS INC COM 75943R102 341 8216 SH DFND 1,2,3 0 8216 0 REPAY HLDGS CORP COM CL A 76029L100 1236 45351 SH DFND 1,2,3 0 45351 0 REPLIGEN CORP COM 759916109 893 4661 SH DFND 1,2,3 0 4661 0 REVANCE THERAPEUTICS COM 761330109 513 18090 SH DFND 1,2,3 0 18090 0 SAIA INC COM 78709Y105 1182 6540 SH DFND 1,2,3 0 6540 0 SBA COMMUNICATIONS CL A 78410G104 908 3220 SH DFND 1,2,3 0 3220 0 SELECTQUOTE INC COM 816307300 643 30972 SH DFND 1,2,3 0 30972 0 SEMTECH CORP COM 816850101 1096 15210 SH DFND 1,2,3 0 15210 0 SHIFT4 PMTS INC CL A 82452J109 1413 18734 SH DFND 1,2,3 0 18734 0 SILICON LABORATORIES COM 826919102 1286 10100 SH DFND 1,2,3 0 10100 0 SILK RD MED INC COM 82710M100 1633 25922 SH DFND 1,2,3 0 25922 0 SIMPSON MANUFACTURIN COM 829073105 985 10540 SH DFND 1,2,3 0 10540 0 SITEONE LANDSCAPE COM 82982L103 3302 20815 SH DFND 1,2,3 0 20815 0 SLEEP NUMBER CORP COM 83125X103 1199 14650 SH DFND 1,2,3 0 14650 0 SMARTSHEET INC COM CL A 83200N103 754 10880 SH DFND 1,2,3 0 10880 0 SNAP INC CL A 83304A106 2253 45000 SH DFND 1,2,3 0 45000 0 SPARTAN ENERGY CL A COM STK 33813J106 373 25430 SH DFND 1,2,3 0 25430 0 SQUARE INC CL A 852234103 2176 10000 SH DFND 1,2,3 0 10000 0 SS&C TECHNOLOGIES HL COM 78467J100 6911 95000 SH DFND 1,2,3 0 95000 0 STIFEL FINL CORP COM 860630102 1035 20520 SH DFND 1,2,3 0 20520 0 TELEDYNE TECHNOLOGIES COM 879360105 3528 9000 SH DFND 1,2,3 0 9000 0 TETRA TECH INC NEW COM 88162G103 1286 11110 SH DFND 1,2,3 0 11110 0 TEXAS ROADHOUSE INC COM 882681109 1204 15410 SH DFND 1,2,3 0 15410 0 THE REALREAL INC COM 88339P101 725 37090 SH DFND 1,2,3 0 37090 0 THE TRADE DESK INC COM CL A 88339J105 1970 2459 SH DFND 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SH DFND 1,2,3 0 125000 0 WEX INC COM 96208T104 902 4430 SH DFND 1,2,3 0 4430 0 WINGSTOP INC COM 974155103 830 6260 SH DFND 1,2,3 0 6260 0 WIX COM LTD SHS M98068105 1100 4399 SH DFND 1,2,3 0 4399 0 XPRESSPA GROUP INC COM 98420U703 37 31369 SH DFND 1,2,3 0 31369 0 Y-MABS THERAPEUTICS COM 984241109 534 10780 SH DFND 1,2,3 0 10780 0 C3 AI CL A ORD CL A 12468P104 522 3762 SH DFND 1,2,3 0 3762 0 CVR PARTNERS, LP COM 126633205 805 50266 SH DFND 1,2,3 0 50266 0 CERTARA ORD COM 15687V109 647 19173 SH DFND 1,2,3 0 19173 0 EARGO ORD COM 270087109 474 10581 SH DFND 1,2,3 0 10581 0 HYDROFARM HOLDINGS GROUP ORD COM 44888K209 712 13542 SH DFND 1,2,3 0 13542 0 PAYA HOLDINGS CL A ORD CL A 70434P103 821 60454 SH DFND 1,2,3 0 60454 0 PRAXIS PRECISION MEDICINES ORD COM 74006W108 440 8001 SH DFND 1,2,3 0 8001 0 ZENTALIS PHARMACEUTICAL COM 98943L107 455 8766 SH DFND 1,2,3 0 8766 0