0000021175-18-000119.txt : 20181109 0000021175-18-000119.hdr.sgml : 20181109 20181109115801 ACCESSION NUMBER: 0000021175-18-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181107 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Larry A. CENTRAL INDEX KEY: 0001433209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 181172002 MAIL ADDRESS: STREET 1: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 4 1 wf-form4_154178266569291.xml FORM 4 X0306 4 2018-11-07 0 0000021175 CNA FINANCIAL CORP CNA 0001433209 Haefner Larry A. 151 N. FRANKLIN ST. CHICAGO IL 60606 0 1 0 0 EVP & Chief Actuary Common Stock 2018-11-07 4 M 0 11358 47.41 A 58007 D Common Stock 2018-11-07 4 S 0 11358 47.73 D 46649 D Stock Appreciation Rights 11.51 2018-11-07 4 M 0 15000 0 D 2019-02-04 Common Stock 15000.0 0 D The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 11,358 shares of the issuers common stock. This transaction was executed in multiple trades at prices ranging from $47.43 to $47.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009. As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. Stathy Darcy by Power of Attorney for Larry A. Haefner 2018-11-09 EX-24 2 haefnerpoaforform48-21x2017.htm POWER OF ATTORNEY

POWER OF ATTORNEY

    Know all by these presents, that the undersigned hereby constitutes and appoints each
of Scott L. Weber and Stathy Darcy, signing singly, the undersigned's true and lawful
attorney-in-fact to:

(1)    execute for and on behalf of the undersigned, in the undersigned's capacity as an
officer and/or director of CNA Financial Corporation (the "Company"), Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and
the rules thereunder; and

(2)    do and perform any and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file
such form with the United States Securities and Exchange Commission and any
stock exchange or similar authority; and

(3)   take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact, may be of benefit to, in the best
interest of, or legally required by, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney-in-fact may approve in such attorney-in-
fact's discretion.

       The undersigned hereby grants to each such attorney-in-fact full power and authority to
do and perform any and every act and thing whatsoever requisite, necessary, or proper to be
done in the exercise of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this
power of attorney and the rights and powers herein granted. The undersigned acknowledges
that the forgoing attorney-in-fact, in serving in such capacity at the request of the undersigned,
are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934.

       This Power of Attorney shall supersede any existing power of attorney and shall remain
in full force and effect until a successor power of attorney is executed or the undersigned is no
longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier revoked by the undersigned in
a signed writing delivered to the foregoing attorneys-in-fact.

       IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 21st day of August, 2017.

                          /s/ Larry A. Haefner
                        _________________________
                        Name: Larry A. Haefner