Senior Vice President and Corporate Controller

0000021175-18-000100.txt : 20180813 0000021175-18-000100.hdr.sgml : 20180813 20180813124021 ACCESSION NUMBER: 0000021175-18-000100 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 181011269 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2018 06-30-2018 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 08-07-2018 3 179 455033 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q22018form13fhrinformation.xml INFORMATION TABLE ACTUANT CORP CL A NEW 00508X203 1641 55925 SH DFND 1,2,3 0 55925 0 ADIENT PLC ORD SHS G0084W101 4919 100000 SH DFND 1,2,3 0 100000 0 AECOM COM 00766T100 1064 32202 SH DFND 1,2,3 0 32202 0 AERCAP HOLDINGS NV SHS N00985106 5523 102000 SH DFND 1,2,3 0 102000 0 AETNA INC NEW COM 00817Y108 13451 73300 SH DFND 1,2,3 0 73300 0 ALPHABET INC CAP STK CL C 02079K107 5913 5300 SH DFND 1,2,3 0 5300 0 ALPHABET INC CAP STK CL A 02079K305 3879 3435 SH DFND 1,2,3 0 3435 0 AMERICAN AIRLS GROUP COM 02376R102 1230 32400 SH DFND 1,2,3 0 32400 0 AMERICAN EQTY INVT L COM 025676206 1219 33866 SH DFND 1,2,3 0 33866 0 AMERICAN INTL GROUP COM NEW 026874784 2412 45499 SH DFND 1,2,3 0 45499 0 AMGEN INC COM 031162100 1851 10030 SH DFND 1,2,3 0 10030 0 ANADARKO PETE CORP COM 032511107 955 13040 SH DFND 1,2,3 0 13040 0 ANALOG DEVICES INC COM 032654105 3837 40000 SH DFND 1,2,3 0 40000 0 ANIXTER INTL INC COM 035290105 1445 22835 SH DFND 1,2,3 0 22835 0 ARC DOCUMENT SOLUTIO COM 00191G103 85 47823 SH DFND 1,2,3 0 47823 0 ARGO GROUP INTL HLDG COM G0464B107 867 14908 SH DFND 1,2,3 0 14908 0 ARRIS INTL INC SHS G0551A103 382 15616 SH DFND 1,2,3 0 15616 0 ASPEN INSURANCE HOLD SHS G05384105 1110 27264 SH DFND 1,2,3 0 27264 0 ASSOCIATED BANC CORP COM 045487105 1504 55074 SH DFND 1,2,3 0 55074 0 ASSURANT INC COM 04621X108 1485 14350 SH DFND 1,2,3 0 14350 0 AT&T INC COM 00206R102 1478 46014 SH DFND 1,2,3 0 46014 0 ATHENE HLDG LTD CL A G0684D107 2192 50000 SH DFND 1,2,3 0 50000 0 ATLANTIC CAP BANCSHA COM 048269203 381 19374 SH DFND 1,2,3 0 19374 0 AVIS BUDGET GROUP COM 053774105 826 25406 SH DFND 1,2,3 0 25406 0 AVNET INC COM 053807103 3762 87706 SH DFND 1,2,3 0 87706 0 AXA EQUITABLE HLDGS COM 054561105 1327 64396 SH DFND 1,2,3 0 64396 0 AXIS CAPITAL HOLDING SHS G0692U109 2971 53421 SH DFND 1,2,3 0 53421 0 BANK AMER CORP COM 060505104 2614 92682 SH DFND 1,2,3 0 92682 0 BARRICK GOLD CORP COM 067901108 1977 150595 SH DFND 1,2,3 0 150595 0 BP PLC SPONSORED ADR 055622104 1337 29281 SH DFND 1,2,3 0 29281 0 BRIGHTSPHERE INVESTM SHS G1644T109 410 28733 SH DFND 1,2,3 0 28733 0 BROOKDALE SR LIVING COM 112463104 1397 153740 SH DFND 1,2,3 0 153740 0 CAPITAL ONE FINL COR COM 14040H105 2925 31827 SH DFND 1,2,3 0 31827 0 CARPENTER TECHNOLOGY COM 144285103 422 8036 SH DFND 1,2,3 0 8036 0 CATCHMARK TIMBER TR CL A 14912Y202 178 13960 SH DFND 1,2,3 0 13960 0 CATERPILLAR INC DEL COM 149123101 1249 9205 SH DFND 1,2,3 0 9205 0 CELESTICA INC SUB VTG SHS 15101Q108 787 66288 SH DFND 1,2,3 0 66288 0 CENOVUS ENERGY INC COM 15135U109 2140 205929 SH DFND 1,2,3 0 205929 0 CHART INDS INC COM PAR $0.01 16115Q308 524 8494 SH DFND 1,2,3 0 8494 0 CHESAPEAKE ENERGY CO COM 165167107 245 46700 SH DFND 1,2,3 0 46700 0 CIGNA CORPORATION COM 125509109 3399 20000 SH DFND 1,2,3 0 20000 0 CISCO SYS INC COM 17275R102 7384 171600 SH DFND 1,2,3 0 171600 0 CITIGROUP INC COM NEW 172967424 13427 200641 SH DFND 1,2,3 0 200641 0 CNO FINL GROUP INC COM 12621E103 891 46789 SH DFND 1,2,3 0 46789 0 COCA COLA CO COM 191216100 1250 28500 SH DFND 1,2,3 0 28500 0 COGNIZANT TECHNOLOGY CL A 192446102 2636 33367 SH DFND 1,2,3 0 33367 0 COMCAST CORP NEW CL A 20030N101 7630 232538 SH DFND 1,2,3 0 232538 0 COMTECH TELECOMMUNIC COM NEW 205826209 2526 79219 SH DFND 1,2,3 0 79219 0 CONMED CORP COM 207410101 403 5503 SH DFND 1,2,3 0 5503 0 CORNING INC COM 219350105 2969 107935 SH DFND 1,2,3 0 107935 0 COVANTA HLDG CORP COM 22282E102 9758 591381 SH DFND 1,2,3 0 591381 0 CSX CORP COM 126408103 3508 55000 SH DFND 1,2,3 0 55000 0 CUBIC CORP COM 229669106 545 8492 SH DFND 1,2,3 0 8492 0 CVR PARTNERS LP COM 126633106 1659 502664 SH DFND 1,2,3 0 502664 0 D R HORTON INC COM 23331A109 4272 104200 SH DFND 1,2,3 0 104200 0 DELTA AIR LINES INC COM NEW 247361702 4877 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITAL COM 252784301 412 33571 SH DFND 1,2,3 0 33571 0 DIEBOLD NXDF INC COM 253651103 1039 86931 SH DFND 1,2,3 0 86931 0 DISH NETWORK CORP CL A 25470M109 2282 67908 SH DFND 1,2,3 0 67908 0 DOLLAR TREE INC COM 256746108 2485 29240 SH DFND 1,2,3 0 29240 0 DOVER CORP COM 260003108 2111 28836 SH DFND 1,2,3 0 28836 0 DOWDUPONT INC COM 26078J100 6035 91555 SH DFND 1,2,3 0 91555 0 EATON CORP PLC SHS G29183103 3521 47114 SH DFND 1,2,3 0 47114 0 EDISON INTL COM 281020107 2651 41892 SH DFND 1,2,3 0 41892 0 ENOVA INTL INC COM 29357K103 872 23857 SH DFND 1,2,3 0 23857 0 ENSCO PLC SHS CLASS A G3157S106 293 40400 SH DFND 1,2,3 0 40400 0 EOG RES INC COM 26875P101 4728 38000 SH DFND 1,2,3 0 38000 0 ESSENDANT INC COM 296689102 1728 130739 SH DFND 1,2,3 0 130739 0 EVERGY INC COM 30034W106 527 9390 SH DFND 1,2,3 0 9390 0 EVERTEC INC COM 30040P103 598 27375 SH DFND 1,2,3 0 27375 0 EXXON MOBIL CORP COM 30231G102 1344 16243 SH DFND 1,2,3 0 16243 0 EZCORP INC CL A NON VTG 302301106 531 44100 SH DFND 1,2,3 0 44100 0 FEDEX CORP COM 31428X106 5699 25100 SH DFND 1,2,3 0 25100 0 FGL HLDGS ORD SHS G3402M102 2077 247557 SH DFND 1,2,3 0 247557 0 FIRST BANCORP N C COM 318910106 280 6839 SH DFND 1,2,3 0 6839 0 FIRST CTZNS BANCSHAR CL A 31946M103 1228 3045 SH DFND 1,2,3 0 3045 0 FIRST HORIZON NATL C COM 320517105 1434 80400 SH DFND 1,2,3 0 80400 0 FIRST MIDWEST BANCOR COM 320867104 772 30292 SH DFND 1,2,3 0 30292 0 FOOT LOCKER INC COM 344849104 507 9637 SH DFND 1,2,3 0 9637 0 FORD MTR CO DEL COM PAR $0.01 345370860 3500 316162 SH DFND 1,2,3 0 316162 0 FOREST CITY RLTY TR COM CL A 345605109 1551 68000 SH DFND 1,2,3 0 68000 0 FRANKLIN RES INC COM 354613101 1907 59515 SH DFND 1,2,3 0 59515 0 FUELCELL ENERGY INC COM NEW 35952H502 752 570025 SH DFND 1,2,3 0 570025 0 GENERAL MTRS CO COM 37045V100 8442 214273 SH DFND 1,2,3 0 214273 0 GIBRALTAR INDS INC COM 374689107 1417 37793 SH DFND 1,2,3 0 37793 0 GOLAR LNG LTD BERMUD SHS G9456A100 877 29753 SH DFND 1,2,3 0 29753 0 GOLDMAN SACHS GROUP COM 38141G104 1753 7949 SH DFND 1,2,3 0 7949 0 GOVERNMENT PPTYS INC COM SHS BEN INT 38376A103 717 45214 SH DFND 1,2,3 0 45214 0 GRANITE REAL ESTATE UNIT 99/99/9999 387437114 954 23400 SH DFND 1,2,3 0 23400 0 HALLIBURTON CO COM 406216101 1693 37565 SH DFND 1,2,3 0 37565 0 HANOVER INS GROUP IN COM 410867105 838 7009 SH DFND 1,2,3 0 7009 0 HARSCO CORP COM 415864107 259 11700 SH DFND 1,2,3 0 11700 0 HCA HEALTHCARE INC COM 40412C101 2565 25000 SH DFND 1,2,3 0 25000 0 HESS CORP COM 42809H107 3735 55835 SH DFND 1,2,3 0 55835 0 HEWLETT PACKARD ENTE COM 42824C109 2200 150554 SH DFND 1,2,3 0 150554 0 HOEGH LNG PARTNERS L COM UNIT LTD Y3262R100 556 30967 SH DFND 1,2,3 0 30967 0 HOPE BANCORP INC COM 43940T109 1351 75746 SH DFND 1,2,3 0 75746 0 INNOSPEC INC COM 45768S105 1548 20217 SH DFND 1,2,3 0 20217 0 INSIGHT ENTERPRISES COM 45765U103 1056 21576 SH DFND 1,2,3 0 21576 0 INTL PAPER CO COM 460146103 1438 27605 SH DFND 1,2,3 0 27605 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5017 100000 SH DFND 1,2,3 0 100000 0 JELD-WEN HLDG INC COM 47580P103 3345 117004 SH DFND 1,2,3 0 117004 0 JPMORGAN CHASE & CO COM 46625H100 10031 96264 SH DFND 1,2,3 0 96264 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 635 6100 SH DFND 1,2,3 0 6100 0 KAPSTONE PAPER & PAC COM 48562P103 439 12731 SH DFND 1,2,3 0 12731 0 KBR INC COM 48242W106 2135 119142 SH DFND 1,2,3 0 119142 0 KINDER MORGAN INC DE COM 49456B101 5478 310000 SH DFND 1,2,3 0 310000 0 LENNAR CORP CL A 526057104 3570 68000 SH DFND 1,2,3 0 68000 0 LINCOLN NATL CORP IN COM 534187109 7632 122600 SH DFND 1,2,3 0 122600 0 LKQ CORP COM 501889208 3190 100000 SH DFND 1,2,3 0 100000 0 LYON WILLIAM HOMES CL A NEW 552074700 624 26898 SH DFND 1,2,3 0 26898 0 LYONDELLBASELL INDUS SHS - A - N53745100 4855 44200 SH DFND 1,2,3 0 44200 0 MACQUARIE INFRASTRUC COM 55608B105 251 5955 SH DFND 1,2,3 0 5955 0 MARATHON PETE CORP COM 56585A102 5402 77000 SH DFND 1,2,3 0 77000 0 MASONITE INTL CORP N COM 575385109 1686 23464 SH DFND 1,2,3 0 23464 0 MCKESSON CORP COM 58155Q103 2286 17133 SH DFND 1,2,3 0 17133 0 MEDNAX INC COM 58502B106 1519 35106 SH DFND 1,2,3 0 35106 0 METLIFE INC COM 59156R108 2507 57490 SH DFND 1,2,3 0 57490 0 MICRO FOCUS INTERNAT SPON ADR NEW 594837304 350 20248 SH DFND 1,2,3 0 20248 0 MICROSOFT CORP COM 594918104 12415 125900 SH DFND 1,2,3 0 125900 0 MILLER INDS INC TENN COM NEW 600551204 274 10727 SH DFND 1,2,3 0 10727 0 MOELIS & CO CL A 60786M105 12805 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW 617446448 2357 49734 SH DFND 1,2,3 0 49734 0 MURPHY OIL CORP COM 626717102 2693 79747 SH DFND 1,2,3 0 79747 0 MYLAN N V SHS EURO N59465109 2788 77142 SH DFND 1,2,3 0 77142 0 NATIONAL OILWELL VAR COM 637071101 897 20663 SH DFND 1,2,3 0 20663 0 NAVIGANT CONSULTING COM 63935N107 892 40304 SH DFND 1,2,3 0 40304 0 NELNET INC CL A 64031N108 280 4800 SH DFND 1,2,3 0 4800 0 NEWELL BRANDS INC COM 651229106 1676 65004 SH DFND 1,2,3 0 65004 0 NEWS CORP NEW CL A 65249B109 1135 73225 SH DFND 1,2,3 0 73225 0 NOVAGOLD RES INC COM NEW 66987E206 1691 380003 SH DFND 1,2,3 0 380003 0 NRG ENERGY INC COM NEW 629377508 1300 42341 SH DFND 1,2,3 0 42341 0 NXP SEMICONDUCTORS N COM N6596X109 1815 16608 SH DFND 1,2,3 0 16608 0 OCCIDENTAL PETE CORP COM 674599105 908 10855 SH DFND 1,2,3 0 10855 0 OMNICOM GROUP INC COM 681919106 3338 43760 SH DFND 1,2,3 0 43760 0 ORACLE CORP COM 68389X105 8110 184075 SH DFND 1,2,3 0 184075 0 PFIZER INC COM 717081103 6766 186491 SH DFND 1,2,3 0 186491 0 PIONEER NAT RES CO COM 723787107 5072 26800 SH DFND 1,2,3 0 26800 0 PITNEY BOWES INC COM 724479100 1877 218965 SH DFND 1,2,3 0 218965 0 PORTLAND GEN ELEC CO COM NEW 736508847 436 10200 SH DFND 1,2,3 0 10200 0 REALOGY HLDGS CORP COM 75605Y106 765 33560 SH DFND 1,2,3 0 33560 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 2731 39443 SH DFND 1,2,3 0 39443 0 RYDER SYS INC COM 783549108 2586 35983 SH DFND 1,2,3 0 35983 0 SCANSOURCE INC COM 806037107 1166 28945 SH DFND 1,2,3 0 28945 0 SCIENCE APPLICATNS I COM 808625107 801 9900 SH DFND 1,2,3 0 9900 0 SOUTH ST CORP COM 840441109 633 7341 SH DFND 1,2,3 0 7341 0 SPDR GOLD TRUST GOLD SHS 78463V107 25391 214000 SH DFND 1,2,3 0 214000 0 STATE STR CORP COM 857477103 839 9012 SH DFND 1,2,3 0 9012 0 STEELCASE INC CL A 858155203 1115 82586 SH DFND 1,2,3 0 82586 0 SUPERIOR ENERGY SVCS COM 868157108 471 48385 SH DFND 1,2,3 0 48385 0 SYNOVUS FINL CORP COM NEW 87161C501 772 14610 SH DFND 1,2,3 0 14610 0 TCF FINL CORP COM 872275102 876 35599 SH DFND 1,2,3 0 35599 0 TECK RESOURCES LTD CL B 878742204 1012 39780 SH DFND 1,2,3 0 39780 0 TEEKAY TANKERS LTD CL A Y8565N102 490 418650 SH DFND 1,2,3 0 418650 0 TENET HEALTHCARE COR COM NEW 88033G407 326 9725 SH DFND 1,2,3 0 9725 0 TEREX CORP NEW COM 880779103 2706 64142 SH DFND 1,2,3 0 64142 0 TETRA TECHNOLOGIES I COM 88162F105 275 61800 SH DFND 1,2,3 0 61800 0 TEXTRON INC COM 883203101 2867 43500 SH DFND 1,2,3 0 43500 0 TOLL BROTHERS INC COM 889478103 1369 37000 SH DFND 1,2,3 0 37000 0 TRAVELERS COMPANIES COM 89417E109 4037 33000 SH DFND 1,2,3 0 33000 0 TRIMAS CORP COM NEW 896215209 1660 56457 SH DFND 1,2,3 0 56457 0 TRIPLE-S MGMT CORP CL B 896749108 1282 32828 SH DFND 1,2,3 0 32828 0 TUPPERWARE BRANDS CO COM 899896104 751 18200 SH DFND 1,2,3 0 18200 0 UBS GROUP AG SHS H42097107 1553 100375 SH DFND 1,2,3 0 100375 0 UNITED RENTALS INC COM 911363109 5462 37000 SH DFND 1,2,3 0 37000 0 UNIVERSAL CORP VA COM 913456109 1330 20134 SH DFND 1,2,3 0 20134 0 VERIZON COMMUNICATIO COM 92343V104 2954 58715 SH DFND 1,2,3 0 58715 0 VIRTUS INVT PARTNERS COM 92828Q109 1495 11685 SH DFND 1,2,3 0 11685 0 VORNADO RLTY TR SH BEN INT 929042109 3734 50515 SH DFND 1,2,3 0 50515 0 VOYA FINL INC COM 929089100 2098 44636 SH DFND 1,2,3 0 44636 0 WEBSTER FINL CORP CO COM 947890109 977 15337 SH DFND 1,2,3 0 15337 0 WELLS FARGO CO NEW COM 949746101 2337 42147 SH DFND 1,2,3 0 42147 0 WESCO AIRCRAFT HLDGS COM 950814103 703 62470 SH DFND 1,2,3 0 62470 0 WESTERN DIGITAL CORP COM 958102105 5419 70000 SH DFND 1,2,3 0 70000 0 WILLIAMS COS INC DEL COM 969457100 463 17070 SH DFND 1,2,3 0 17070 0 WILLIS TOWERS WATSON SHS G96629103 1791 11815 SH DFND 1,2,3 0 11815 0 WPX ENERGY INC COM 98212B103 3363 186500 SH DFND 1,2,3 0 186500 0 WSFS FINL CORP COM 929328102 222 4169 SH DFND 1,2,3 0 4169 0 XEROX CORP COM NEW 984121608 2423 100952 SH DFND 1,2,3 0 100952 0