Senior Vice President and Corporate Controller

0000021175-18-000010.txt : 20180208 0000021175-18-000010.hdr.sgml : 20180208 20180208153239 ACCESSION NUMBER: 0000021175-18-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 EFFECTIVENESS DATE: 20180208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 18585503 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2017 12-31-2017 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 02-07-2018 3 163 415584 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q42017form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM COM 00191G103 122 47823 SH DFND 1,2,3 0 47823 0 ACTUANT CORP CL A NEW CL A 00508X203 1550 61266 SH DFND 1,2,3 0 61266 0 AECOM COM COM 00766T100 1196 32202 SH DFND 1,2,3 0 32202 0 AETNA INC NEW COM COM 00817Y108 9561 53000 SH DFND 1,2,3 0 53000 0 ALPHABET INC CAP STK CL A CL A 02079K305 985 935 SH DFND 1,2,3 0 935 0 AMERICAN AIRLS GROUP INC COM COM 02376R102 4095 78700 SH DFND 1,2,3 0 78700 0 AMERICAN INTL GROUP INC COM NEW COM NEW 026874784 2319 38924 SH DFND 1,2,3 0 38924 0 ANADARKO PETE CORP COM COM 032511107 1001 18660 SH DFND 1,2,3 0 18660 0 APOLLO GLOBAL MGMT LLC CL A SHS CL A SHS 037612306 994 29700 SH DFND 1,2,3 0 29700 0 ASSOCIATED BANC CORP COM COM 045487105 1603 63115 SH DFND 1,2,3 0 63115 0 ASSURANT INC COM COM 04621X108 3529 35000 SH DFND 1,2,3 0 35000 0 AVNET INC COM COM 053807103 3475 87706 SH DFND 1,2,3 0 87706 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 2202 52382 SH DFND 1,2,3 0 52382 0 BANK AMER CORP COM COM 060505104 3398 115107 SH DFND 1,2,3 0 115107 0 BARRICK GOLD CORP COM COM 067901108 2179 150595 SH DFND 1,2,3 0 150595 0 BROOKDALE SR LIVING INC COM COM 112463104 3977 409980 SH DFND 1,2,3 0 409980 0 CNO FINL GROUP INC COM COM 12621E103 1180 47789 SH DFND 1,2,3 0 47789 0 CVR PARTNERS LP COM COM 126633106 1649 502664 SH DFND 1,2,3 0 502664 0 CARPENTER TECHNOLOGY CORP COM COM 144285103 456 8936 SH DFND 1,2,3 0 8936 0 CATCHMARK TIMBER TR INC CL A CL A 14912Y202 183 13960 SH DFND 1,2,3 0 13960 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 1444 30805 SH DFND 1,2,3 0 30805 0 CISCO SYS INC COM COM 17275R102 2474 64600 SH DFND 1,2,3 0 64600 0 CITIGROUP INC COM NEW COM 172967424 14930 200641 SH DFND 1,2,3 0 200641 0 COCA COLA CO COM COM 191216100 1308 28500 SH DFND 1,2,3 0 28500 0 COMCAST CORP NEW CL A CL A 20030N101 4005 100000 SH DFND 1,2,3 0 100000 0 CORNING INC COM COM 219350105 953 29780 SH DFND 1,2,3 0 29780 0 COVANTA HLDG CORP COM COM 22282E102 9994 591381 SH DFND 1,2,3 0 591381 0 CUBIC CORP COM COM 229669106 1157 19631 SH DFND 1,2,3 0 19631 0 D R HORTON INC COM COM 23331A109 5321 104200 SH DFND 1,2,3 0 104200 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 5513 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITALITY CO COM COM 252784301 379 33571 SH DFND 1,2,3 0 33571 0 DOVER CORP COM COM 260003108 2938 29088 SH DFND 1,2,3 0 29088 0 ENOVA INTL INC COM COM 29357K103 524 34457 SH DFND 1,2,3 0 34457 0 ESSENDANT INC COM COM 296689102 1212 130739 SH DFND 1,2,3 0 130739 0 EZCORP INC CL A NON VTG CL A 302301106 813 66600 SH DFND 1,2,3 0 66600 0 EXXON MOBIL CORP COM COM 30231G102 1359 16243 SH DFND 1,2,3 0 16243 0 FEDEX CORP COM COM 31428X106 6263 25100 SH DFND 1,2,3 0 25100 0 FIRST CTZNS BANCSHARES INC N CL A CL A 31946M103 1106 2745 SH DFND 1,2,3 0 2745 0 FIRST HORIZON NATL CORP COM COM 320517105 1365 68300 SH DFND 1,2,3 0 68300 0 FIRST MIDWEST BANCORP DEL COM COM 320867104 809 33701 SH DFND 1,2,3 0 33701 0 FORD MTR CO DEL COM PAR $0.01 COM 345370860 2672 213907 SH DFND 1,2,3 0 213907 0 FRANKLIN RES INC COM COM 354613101 2579 59515 SH DFND 1,2,3 0 59515 0 GENERAL MTRS CO COM COM 37045V100 3193 77897 SH DFND 1,2,3 0 77897 0 GENWORTH FINL INC COM CL A CL A 37247D106 195 62650 SH DFND 1,2,3 0 62650 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 3439 13500 SH DFND 1,2,3 0 13500 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT COM SHS BEN INT 38376A103 796 42914 SH DFND 1,2,3 0 42914 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 UNIT 387437114 961 24600 SH DFND 1,2,3 0 24600 0 GREAT PLAINS ENERGY INC COM COM 391164100 506 15700 SH DFND 1,2,3 0 15700 0 HARSCO CORP COM COM 415864107 565 30300 SH DFND 1,2,3 0 30300 0 HEWLETT PACKARD ENTERPRISE C COM COM 42824C109 2117 147450 SH DFND 1,2,3 0 147450 0 INSIGHT ENTERPRISES INC COM COM 45765U103 1001 26146 SH DFND 1,2,3 0 26146 0 INNOSPEC INC COM COM 45768S105 1491 21117 SH DFND 1,2,3 0 21117 0 JPMORGAN CHASE & CO COM COM 46625H100 11318 105838 SH DFND 1,2,3 0 105838 0 KBR INC COM COM 48242W106 2388 120442 SH DFND 1,2,3 0 120442 0 KAISER ALUMINUM CORP COM PAR $0.01 COM 483007704 716 6700 SH DFND 1,2,3 0 6700 0 KAPSTONE PAPER & PACKAGING C COM COM 48562P103 255 11231 SH DFND 1,2,3 0 11231 0 LAMAR ADVERTISING CO NEW CL A CL A 512816109 1777 23942 SH DFND 1,2,3 0 23942 0 LENNAR CORP CL A CL A 526057104 3162 50000 SH DFND 1,2,3 0 50000 0 LINCOLN NATL CORP IND COM COM 534187109 10301 134000 SH DFND 1,2,3 0 134000 0 LYON WILLIAM HOMES CL A NEW CL A NEW 552074700 756 25998 SH DFND 1,2,3 0 25998 0 MASONITE INTL CORP NEW COM COM 575385109 1740 23464 SH DFND 1,2,3 0 23464 0 METLIFE INC COM COM 59156R108 2074 41025 SH DFND 1,2,3 0 41025 0 MICROSOFT CORP COM COM 594918104 11197 130900 SH DFND 1,2,3 0 130900 0 MILLER INDS INC TENN COM NEW COM 600551204 277 10727 SH DFND 1,2,3 0 10727 0 MOELIS & CO CL A CL A 60786M105 10589 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW COM 617446448 2890 55086 SH DFND 1,2,3 0 55086 0 NRG ENERGY INC COM NEW COM NEW 629377508 1206 42341 SH DFND 1,2,3 0 42341 0 NELNET INC CL A CL A 64031N108 263 4800 SH DFND 1,2,3 0 4800 0 NEWS CORP NEW CL A CL A 65249B109 1187 73225 SH DFND 1,2,3 0 73225 0 NOVAGOLD RES INC COM NEW COM NEW 66987E206 703 178982 SH DFND 1,2,3 0 178982 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 1839 24966 SH DFND 1,2,3 0 24966 0 OMNICOM GROUP INC COM COM 681919106 3000 41190 SH DFND 1,2,3 0 41190 0 ORACLE CORP COM COM 68389X105 11171 236275 SH DFND 1,2,3 0 236275 0 OWENS & MINOR INC NEW COM COM 690732102 783 41472 SH DFND 1,2,3 0 41472 0 PFIZER INC COM COM 717081103 8961 247401 SH DFND 1,2,3 0 247401 0 PIONEER NAT RES CO COM COM 723787107 4632 26800 SH DFND 1,2,3 0 26800 0 PORTLAND GEN ELEC CO COM NEW COM 736508847 465 10200 SH DFND 1,2,3 0 10200 0 ROYAL DUTCH SHELL PLC SPONS ADR A SPONSORED ADR 780259206 3297 49427 SH DFND 1,2,3 0 49427 0 SPDR GOLD TRUST GOLD SHS SHS 78463V107 26461 214000 SH DFND 1,2,3 0 214000 0 SCIENCE APPLICATNS INTL CP N COM COM 808625107 758 9900 SH DFND 1,2,3 0 9900 0 STATE STR CORP COM COM 857477103 1867 19128 SH DFND 1,2,3 0 19128 0 SUPERIOR ENERGY SVCS INC COM COM 868157108 825 85660 SH DFND 1,2,3 0 85660 0 SYNOVUS FINL CORP COM NEW COM 87161C501 835 17413 SH DFND 1,2,3 0 17413 0 TCF FINL CORP COM COM 872275102 730 35599 SH DFND 1,2,3 0 35599 0 TEREX CORP NEW COM COM 880779103 2249 46646 SH DFND 1,2,3 0 46646 0 TRAVELERS COMPANIES INC COM COM 89417E109 4476 33000 SH DFND 1,2,3 0 33000 0 TRIMAS CORP COM NEW COM NEW 896215209 1647 61557 SH DFND 1,2,3 0 61557 0 TRIPLE-S MGMT CORP CL B CL B 896749108 1094 44017 SH DFND 1,2,3 0 44017 0 TUPPERWARE BRANDS CORP COM COM 899896104 922 14700 SH DFND 1,2,3 0 14700 0 UNIVERSAL CORP VA COM COM 913456109 1129 21512 SH DFND 1,2,3 0 21512 0 VIRTUS INVT PARTNERS INC COM COM 92828Q109 1621 14087 SH DFND 1,2,3 0 14087 0 VOYA FINL INC COM COM 929089100 2868 57965 SH DFND 1,2,3 0 57965 0 WAL-MART STORES INC COM COM 931142103 1789 18119 SH DFND 1,2,3 0 18119 0 WEBSTER FINL CORP CONN COM COM 947890109 1291 22979 SH DFND 1,2,3 0 22979 0 WHIRLPOOL CORP COM COM 963320106 3533 20950 SH DFND 1,2,3 0 20950 0 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 960 15576 SH DFND 1,2,3 0 15576 0 ASPEN INSURANCE HOLDINGS LTD SHS SHS G05384105 1241 30561 SH DFND 1,2,3 0 30561 0 AXIS CAPITAL HOLDINGS LTD SHS SHS G0692U109 1565 31140 SH DFND 1,2,3 0 31140 0 EATON CORP PLC SHS SHS G29183103 2844 35994 SH DFND 1,2,3 0 35994 0 OM ASSET MGMT PLC SHS SHS G67506108 481 28733 SH DFND 1,2,3 0 28733 0 GOLAR LNG LTD BERMUDA SHS SHS G9456A100 5458 183103 SH DFND 1,2,3 0 183103 0 LYONDELLBASELL INDUSTRIES N SHS - A - SHS N53745100 4876 44200 SH DFND 1,2,3 0 44200 0 TEEKAY TANKERS LTD CL A CLA Y8565N102 586 418650 SH DFND 1,2,3 0 418650 0 CONMED CORP COM COM 207410101 280 5503 SH DFND 1,2,3 0 5503 0 ARRIS INTL INC SHS SHS G0551A103 401 15616 SH DFND 1,2,3 0 15616 0 WILLIAMS COS INC DEL COM COM 969457100 520 17070 SH DFND 1,2,3 0 17070 0 VORNADO RLTY TR SH BEN INT SH BEN INT 929042109 2387 30535 SH DFND 1,2,3 0 30535 0 HESS CORP COM COM 42809H107 5876 123776 SH DFND 1,2,3 0 123776 0 EOG RES INC COM COM 26875P101 4101 38000 SH DFND 1,2,3 0 38000 0 MURPHY OIL CORP COM COM 626717102 2972 95712 SH DFND 1,2,3 0 95712 0 SCANSOURCE INC COM COM 806037107 1218 34035 SH DFND 1,2,3 0 34035 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1386 45114 SH DFND 1,2,3 0 45114 0 ANIXTER INTL INC COM COM 035290105 1726 22714 SH DFND 1,2,3 0 22714 0 CENOVUS ENERGY INC COM COM 15135U109 1881 205929 SH DFND 1,2,3 0 205929 0 HALLIBURTON CO COM COM 406216101 992 20308 SH DFND 1,2,3 0 20308 0 COMTECH TELECOMMUNICATIONS C COM NEW COM 205826209 1786 80719 SH DFND 1,2,3 0 80719 0 MONSANTO CO NEW COM COM 61166W101 832 7125 SH DFND 1,2,3 0 7125 0 TOLL BROTHERS INC COM COM 889478103 1777 37000 SH DFND 1,2,3 0 37000 0 FIRST BANCORP N C COM COM 318910106 241 6839 SH DFND 1,2,3 0 6839 0 WESCO AIRCRAFT HLDGS INC COM COM 950814103 313 42270 SH DFND 1,2,3 0 42270 0 HOPE BANCORP INC COM COM 43940T109 1464 80244 SH DFND 1,2,3 0 80244 0 CAPITAL ONE FINL CORP COM COM 14040H105 3169 31827 SH DFND 1,2,3 0 31827 0 CATERPILLAR INC DEL COM COM 149123101 1451 9205 SH DFND 1,2,3 0 9205 0 COGNIZANT TECHNOLOGY SOLUTIO CL A CLA 192446102 2645 37247 SH DFND 1,2,3 0 37247 0 CABOT OIL & GAS CORP COM COM 127097103 2860 100000 SH DFND 1,2,3 0 100000 0 HOEGH LNG PARTNERS LP COM UNIT LTD COM Y3262R100 578 30967 SH DFND 1,2,3 0 30967 0 PLY GEM HLDGS INC COM COM 72941W100 886 47885 SH DFND 1,2,3 0 47885 0 VERIFONE SYS INC COM COM 92342Y109 1365 77047 SH DFND 1,2,3 0 77047 0 MYLAN N V SHS EURO SHS N59465109 3476 82146 SH DFND 1,2,3 0 82146 0 ATHENE HLDG LTD CL A CL A G0684D107 2586 50000 SH DFND 1,2,3 0 50000 0 MCKESSON CORP COM COM 58155Q103 2672 17133 SH DFND 1,2,3 0 17133 0 JELD-WEN HLDG INC COM COM 47580P103 3237 82208 SH DFND 1,2,3 0 82208 0 FUELCELL ENERGY INC COM NEW COM NEW 35952H502 748 439851 SH DFND 1,2,3 0 439851 0 FOREST CITY RLTY TR INC COM CL A CL A 345605109 1639 68000 SH DFND 1,2,3 0 68000 0 ISHARES U S ETF TR SHT MAT BD ETF BD ETF 46431W507 5012 100000 SH DFND 1,2,3 0 100000 0 ALPHABET INC CAP STK CL C CL C 02079K107 5546 5300 SH DFND 1,2,3 0 5300 0 WPX ENERGY INC COM COM 98212B103 2624 186500 SH DFND 1,2,3 0 186500 0 ATLANTIC CAP BANCSHARES INC COM COM 048269203 339 19274 SH DFND 1,2,3 0 19274 0 GIBRALTAR INDS INC COM COM 374689107 1542 46742 SH DFND 1,2,3 0 46742 0 NXP SEMICONDUCTORS N V COM COM N6596X109 2971 25375 SH DFND 1,2,3 0 25375 0 EXPRESS SCRIPTS HLDG CO COM COM 30219G108 1923 25767 SH DFND 1,2,3 0 25767 0 TECK RESOURCES LTD CL B CL B 878742204 2082 79565 SH DFND 1,2,3 0 79565 0 ELECTRUM SPL ACQUISITION COR W EXP 99/99/999 W EXP 99/99/999 G3105C112 0 78949 SH DFND 1,2,3 0 78949 0 UNITED RENTALS INC COM COM 911363109 6876 40000 SH DFND 1,2,3 0 40000 0 ELECTRUM SPL ACQUISITION COR SHS SHS G3105C104 815 78949 SH DFND 1,2,3 0 78949 0 TEXTRON INC COM COM 883203101 2462 43500 SH DFND 1,2,3 0 43500 0 AVIS BUDGET GROUP COM COM 053774105 1090 24839 SH DFND 1,2,3 0 24839 0 BRIGHTHOUSE FINL INC COM COM 10922N103 219 3729 SH DFND 1,2,3 0 3729 0 HANOVER INS GROUP INC COM COM 410867105 882 8158 SH DFND 1,2,3 0 8158 0 DIEBOLD NXDF INC COM COM 253651103 1042 63730 SH DFND 1,2,3 0 63730 0 ANALOG DEVICES INC COM COM 032654105 3561 40000 SH DFND 1,2,3 0 40000 0 DOWDUPONT INC COM COM 26078J100 3672 51555 SH DFND 1,2,3 0 51555 0 WELLS FARGO CO NEW COM COM 949746101 2557 42147 SH DFND 1,2,3 0 42147 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW SPONSORED ADR 594837304 680 20248 SH DFND 1,2,3 0 20248 0 FGL HLDGS ORD SHS SHS G3402M102 3665 364000 SH DFND 1,2,3 0 364000 0 T MOBILE US INC COM COM 872590104 1587 25000 SH DFND 1,2,3 0 25000 0 VALIDUS HOLDINGS LTD COM SHS COM SHS G9319H102 806 17179 SH DFND 1,2,3 0 17179 0 MEDNAX INC COM COM 58502B106 461 8634 SH DFND 1,2,3 0 8634 0 RYDER SYS INC COM COM 783549108 1843 21899 SH DFND 1,2,3 0 21899 0 PITNEY BOWES INC COM COM 724479100 2448 218965 SH DFND 1,2,3 0 218965 0 TIME WARNER INC COM NEW COM NEW 887317303 2508 27420 SH DFND 1,2,3 0 27420 0 TETRA TECHNOLOGIES INC DEL COM COM 88162F105 177 41400 SH DFND 1,2,3 0 41400 0 SOUTH ST CORP COM COM 840441109 640 7341 SH DFND 1,2,3 0 7341 0